Prosecution Insights
Last updated: July 17, 2026
Application No. 18/289,584

SPATIAL DOMAIN SIMULTANEOUS OPERATION IN SOFT RESOURCES IN IAB

Non-Final OA §103
Filed
Nov 06, 2023
Priority
May 11, 2021 — provisional 63/187,258 +1 more
Examiner
NAVAS JR, EDEMIO
Art Unit
2483
Tech Center
2400 — Computer Networks
Assignee
Telefonaktiebolaget LM Ericsson
OA Round
2 (Non-Final)
72%
Grant Probability
Favorable
2-3
OA Rounds
1m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allowance Rate
394 granted / 550 resolved
+13.6% vs TC avg
Strong +24% interview lift
Without
With
+24.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
31 currently pending
Career history
586
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
93.5%
+53.5% vs TC avg
§102
3.4%
-36.6% vs TC avg
§112
0.6%
-39.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 550 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) submitted on 02/04/2026 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Response to Arguments Applicant's arguments with respect to claims 1-11 and 13-18 have been considered but are moot in view of the new ground(s) of rejection. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 2, 5, 6, 8, 10, 11, 13, 14, 16 and 18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Huang et al. (“Huang”) (WO 2021/007833) in view of Marinier et al. (“Marinier”) (U.S. PG Publication No. 2023/0148282). In regards to claim 1, Huang teaches the method performed by an Integrated Access and Backhaul (See FIG. 2 wherein the IAB node may be taught as the Relay node), IAB, node for spatial domain simultaneous operation with a parent IAB-node and a child IAB-node or a wireless communication device, WCD (See ¶0119 in view of FIG. 2 and 4 wherein the spatial domain simultaneous operation may be taught as the FD mode [Full-Duplex Network]), the method comprising: transmitting reference signals in reference transmit beams (See ¶0152); and receiving a beam restriction configuration related to the reference transmit beams (See ¶0158). Huang, however, fails to teach the beam restriction configuration comprising information that indicates a set of restricted beams for simultaneous spatial domain operation using same time and frequency resources. In a similar endeavor Marinier teaches the beam restriction configuration comprising information that indicates a set of restricted beams for simultaneous spatial domain operation using same time and frequency resources (See ¶0109-0110 in view of 0038; also see 0076-0078). It would have been obvious to a person of ordinary skill in the art, and before the effective filing date of the claimed invention, to incorporate the teaching of Marinier into Huang because it allows for indication of one or more beam groups which are allowed or restricted for a set of time/frequency resources as described in ¶0109, which may allow for dynamic beam change as described in ¶0072, thus allowing for communication with other TRPs and allowing for a more adaptable system. Although not used in the rejection, the examiner notes an additional reference in the form of Zhang et al. (U.S. PG Publication No. 2022/0014344) which also teaches full-duplex communication [spatial domain simultaneous operation] which enables the more efficient resource utilization by simultaneously utilizing time and frequency resources for uplink and downlink communication as described in ¶0069. In regards to claim 2, Huang teaches the method of claim 1 wherein the set of restricted beams consists of one or more beams that are restricted from being used by a Distributed Unit, DU, of the IAB-node together with a current serving beam of a Mobile Termination, MT, of the IAB-node for simultaneous spatial domain operation (See ¶0069 and 0160-0161). In regards to claim 5, Huang fails to teach the method of claim 1 further comprising, upon receiving the beam restriction configuration: identifying a need for communicating with a child IAB-node or a wireless communication device (See ¶0150); determining a serving beam towards the child IAB-node or the wireless communication device based on the beam restriction configuration (See ¶0150); scheduling resources for one or more operations towards the child IAB-node or the wireless communication device (See ¶0161-0162); and transmitting or receiving data to or from the child IAB-node or the wireless communication device on the scheduled resources using the determined serving beam (See ¶0161-0162). In regards to claim 6, Huang teaches the method of claim 5 wherein the scheduled resources are resources that are available for use by the DU subject to control by the CU or resources that are always available for use by the DU (See ¶0157 wherein it is noted that the resources are determined, thus controlled, by the parent node which corresponds to the claimed CU). In regards to claim 8, Huang teaches the method of claim 1 wherein the reference signals comprise synchronization signal blocks, SSBs; channel state information reference signals, CSI-RSs; sounding reference signals, SRSs; or any combination thereof (See ¶0152). In regards to claim 10, Huang teaches the method of claim 1 wherein the beam restriction configuration is received from the parent IAB-node or the CU (See ¶0158). In regards to claim 11, Huang teaches an Integrated Access and Backhaul, IAB (See FIG. 2 wherein the IAB node may be taught as the Relay node), node for spatial domain simultaneous operation with a parent IAB-node and a child IAB-node or a wireless communication device, WCD (See ¶0119 in view of FIG. 2 and 4 wherein the spatial domain simultaneous operation may be taught as the FD mode [Full-Duplex Network]), the IAB-node comprising processing circuitry configured to cause the IAB-node to: transmit reference signals in reference transmit beams (See ¶0152); and receive a beam restriction configuration related to the reference transmit beams (See ¶0158). Huang, however, fails to teach the beam restriction configuration comprising information that indicates a set of restricted beams for simultaneous spatial domain operation using same time and frequency resources. In a similar endeavor Marinier teaches the beam restriction configuration comprising information that indicates a set of restricted beams for simultaneous spatial domain operation using same time and frequency resources (See ¶0109-0110 in view of 0038; also see 0076-0078). It would have been obvious to a person of ordinary skill in the art, and before the effective filing date of the claimed invention, to incorporate the teaching of Marinier into Huang because it allows for indication of one or more beam groups which are allowed or restricted for a set of time/frequency resources as described in ¶0109, which may allow for dynamic beam change as described in ¶0072, thus allowing for communication with other TRPs and allowing for a more adaptable system. In regards to claim 13, Huang teaches a method performed by a parent Integrated Access and Backhaul, IAB (See FIG. 2 wherein the IAB node may be taught as the Relay node), node for communicating with an IAB-node capable of spatial domain simultaneous operation, the method comprising: receiving reference signals in reference transmit beams from an IAB-node using a serving receive beam (See ¶0152); determining a set of restricted beams for spatial domain simultaneous operation (See ¶0158); and signaling a configuration to the IAB-node, the configuration comprising information that indicates the set of restricted beams (See ¶0158). Huang, however, fails to teach wherein the set of restricted beams use same time and frequency resources. In a similar endeavor Marinier teaches wherein the set of restricted beams use same time and frequency resources (See ¶0109-0110 in view of 0038; also see 0076-0078). It would have been obvious to a person of ordinary skill in the art, and before the effective filing date of the claimed invention, to incorporate the teaching of Marinier into Huang because it allows for indication of one or more beam groups which are allowed or restricted for a set of time/frequency resources as described in ¶0109, which may allow for dynamic beam change as described in ¶0072, thus allowing for communication with other TRPs and allowing for a more adaptable system. In regards to claim 14, Huang teaches the method of claim 13 wherein the set of restricted beams consists of one or more beams that are restricted from being used by a Distributed Unit, DU, of the IAB-node together with a current serving beam of a Mobile Termination, MT, of the IAB-node for simultaneous spatial domain operation (See ¶0069 and 0160-0161). In regards to claim 16, Huang teaches the method of claim 13 wherein the reference signals comprise synchronization signal blocks, SSBs; channel state information reference signals, CSI-RSs; sounding reference signals, SRSs; or any combination thereof (See ¶0152). In regards to claim 18, Huang teaches a parent Integrated Access and Backhaul, IAB (See FIG. 2 wherein the IAB node may be taught as the Relay node), node for communicating with an IAB-node capable of spatial domain simultaneous operation, the parent IAB-node comprising processing circuitry (See ¶0176 and 0183) configured to cause the parent IAB-node to: receive reference signals in reference transmit beams from an IAB-node using a serving receive beam (See ¶0136-0137 and 0152); determine a set of restricted beams for spatial domain simultaneous operation (See ¶0137, 0142, 0144 and 0158); and signal a configuration to the IAB-node, the configuration comprising information that indicates the set of restricted beams (See ¶0158). Huang, however, fails to teach wherein the set of restricted beams use same time and frequency resources. In a similar endeavor Marinier teaches fails to teach wherein the set of restricted beams use same time and frequency resources (See ¶0109-0110 in view of 0038; also see 0076-0078). It would have been obvious to a person of ordinary skill in the art, and before the effective filing date of the claimed invention, to incorporate the teaching of Marinier into Huang because it allows for indication of one or more beam groups which are allowed or restricted for a set of time/frequency resources as described in ¶0109, which may allow for dynamic beam change as described in ¶0072, thus allowing for communication with other TRPs and allowing for a more adaptable system. Claim(s) 3 and 15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Huang et al. (“Huang”) (WO 2021/007833) in view of Marinier et al. (“Marinier”) (U.S. PG Publication No. 2023/0148282) and ZTE et al. (“ZTE”) (“Enhancements to the IAB resource multiplexing”, 3GPP Draft, R1-2103497, 3RD GENERATION PARTNERSHIP PROJECT (3GPP), MOBILE COMPETENCE CENTRE; vol. RAN WG1, no. e-Meeting, 20210412 – 20210420, 7 April 2021, XP 052178217), as submitted by applicant. In regards to claim 3, Huang fails to explicitly teach the method of claim 1 further comprising, prior to transmitting the reference signals in the reference transmit beams, transmitting a capability report to an associated central unit, CU, wherein the capability report comprises information that indicates a capability of the IAB-node for spatial domain simultaneous operation. In a similar endeavor ZTE teaches prior to transmitting the reference signals in the reference transmit beams, transmitting a capability report to an associated central unit, CU, wherein the capability report comprises information that indicates a capability of the IAB-node for spatial domain simultaneous operation (See Section 2.2 Spatial domain wherein an IAB node can report to CU the information about the multiplexing capabilities between the IAB-DU cell and the cells configured on the collocated IAB-MT, which sends the multiplexing capability of the IAB node to its parent node). It would have been obvious to a person of ordinary skill in the art, and before the effective filing date of the claimed invention, to incorporate the teaching of ZTE into Huang because it allows for a report of the multiplexing capabilities of a system, thus allowing for appropriate data to be transmitted and received which would correspond to such capabilities. In regards to claim 15, Huang fails to teach the method of claim 13 further comprising, prior to receiving the reference signals, receiving information that indicates that the IAB-node is capable of spatial domain simultaneous operation. In a similar endeavor ZTE teaches further comprising, prior to receiving the reference signals, receiving information that indicates that the IAB-node is capable of spatial domain simultaneous operation (See Section 2.2 Spatial domain wherein an IAB node can report to CU the information about the multiplexing capabilities between the IAB-DU cell and the cells configured on the collocated IAB-MT, which sends the multiplexing capability of the IAB node to its parent node). It would have been obvious to a person of ordinary skill in the art, and before the effective filing date of the claimed invention, to incorporate the teaching of ZTE into Huang because it allows for a report of the multiplexing capabilities of a system, thus allowing for appropriate data to be transmitted and received which would correspond to such capabilities. Claim(s) 4 is/are rejected under 35 U.S.C. 103 as being unpatentable over Huang et al. (“Huang”) (WO 2021/007833) in view of Marinier et al. (“Marinier”) (U.S. PG Publication No. 2023/0148282) and ZTE et al. (“ZTE”) (“Enhancements to the IAB resource multiplexing”, 3GPP Draft, R1-2103497, 3RD GENERATION PARTNERSHIP PROJECT (3GPP), MOBILE COMPETENCE CENTRE; vol. RAN WG1, no. e-Meeting, 20210412 – 20210420, 7 April 2021, XP 052178217), as submitted by applicant, in further view of ZTE et al. (“ZTE2”) (“3rd Generation Partnership Project; Technical Specification Group Radio Access Network; NR; Physical layer procedures for control (Release 16)”, 3GPP STANDARD, TECHNICAL SPECIFICATION, 3GPP TS 38.213, 3RD GENERATION PARTNERSHIP PROJECT (3GPP), MOBILE COMPETENCE CENTRE; vol. RAN WG1, no. V16.5.0, 30 March 2021, XP 052000308), as submitted by applicant. In regards to claim 4, Huang fails to teach the method of claim 3 further comprising, prior to transmitting the reference signals in the reference transmit beams, receiving a Hard, Soft, and Not Available resource configuration from the CU, wherein the Hard, Soft, and Not Available resource configuration is a time domain resource configuration, a frequency domain resource configuration, or a combined time domain and frequency domain resource configuration and indicates which time, frequency, or both time and frequency resources are allowed, conditionally allowed, or disallowed to be used by a Distributed Unit, DU, of the IAB-node. In a similar endeavor ZTE2 teaches prior to transmitting the reference signals in the reference transmit beams, receiving a Hard, Soft, and Not Available resource configuration from the CU (See Section 14 Integrated access-backhaul operation, and in particular pg. 155 – 156 with regards to reception of hard, soft or unavailable types), wherein the Hard, Soft, and Not Available resource configuration is a time domain resource configuration, a frequency domain resource configuration, or a combined time domain and frequency domain resource configuration and indicates which time, frequency, or both time and frequency resources are allowed, conditionally allowed, or disallowed to be used by a Distributed Unit, DU, of the IAB-node (See Section 14 Integrated access-backhaul operation, this is taken in view of ¶0068 and 0104 of Huang). It would have been obvious to a person of ordinary skill in the art, and before the effective filing date of the claimed invention, to incorporate the teaching of ZTE into Huang because it allows for resource configurations in various manners as taught in at least Section 14 of ZTE between nodes, thus allowing for a more efficient system. Claim(s) 7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Huang et al. (“Huang”) (WO 2021/007833) in view of Marinier et al. (“Marinier”) (U.S. PG Publication No. 2023/0148282) and ZTE et al. (“ZTE2”) (“3rd Generation Partnership Project; Technical Specification Group Radio Access Network; NR; Physical layer procedures for control (Release 16)”, 3GPP STANDARD, TECHNICAL SPECIFICATION, 3GPP TS 38.213, 3RD GENERATION PARTNERSHIP PROJECT (3GPP), MOBILE COMPETENCE CENTRE; vol. RAN WG1, no. V16.5.0, 30 March 2021, XP 052000308), as submitted by applicant. In regards to claim 7, Huang fails to teach the method of claim 5 further comprising, prior to determining the serving beam, upon receiving an availability indicator for a Soft resource from the parent IAB-node, scheduling the child IAB-node or the wireless communication device even if the determined serving beam is a restricted beam. In a similar endeavor ZTE2 teaches prior to determining the serving beam, upon receiving an availability indicator for a Soft resource from the parent IAB-node, scheduling the child IAB-node or the wireless communication device even if the determined serving beam is a restricted beam (See Section 14 Integrated access-backhaul operation, and in particular pg. 155 – 156, this is taken in view of ¶0068-0069 of Huang). It would have been obvious to a person of ordinary skill in the art, and before the effective filing date of the claimed invention, to incorporate the teaching of ZTE into Huang because it allows for resource configurations in various manners as taught in at least Section 14 of ZTE between nodes, thus allowing for a more efficient system. Claim(s) 9 and 17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Huang et al. (“Huang”) (WO 2021/007833) in view of Marinier et al. (“Marinier”) (U.S. PG Publication No. 2023/0148282) and Wu et al. (“Wu”) (U.S. PG Publication No. 2020/0076492). In regards to claim 9, Huang fails to teach the method of claim 1 wherein receiving the beam restriction configuration comprises receiving the beam restriction configuration via a Medium Access Control, MAC, Control Element, CE. In a similar endeavor Wu teaches wherein receiving the beam restriction configuration comprises receiving the beam restriction configuration via a Medium Access Control, MAC, Control Element, CE (See ¶0056). It would have been obvious to a person of ordinary skill in the art, and before the effective filing date of the claimed invention, to incorporate the teaching of Wu into Huang because it allows for a form of transmission through a specific manner, which may itself allow for improved quality as taught in at least ¶0056. In regards to claim 17, Huang fails to teach the method of claim 13 wherein signaling the configuration to the IAB-node comprises signaling the configuration to the IAB-node via a Medium Access Control, MAC, Control Element, CE. In a similar endeavor Wu teaches wherein signaling the configuration to the IAB-node comprises signaling the configuration to the IAB-node via a Medium Access Control, MAC, Control Element, CE (See ¶0056). It would have been obvious to a person of ordinary skill in the art, and before the effective filing date of the claimed invention, to incorporate the teaching of Wu into Huang because it allows for a form of transmission through a specific manner, which may itself allow for improved quality as taught in at least ¶0056. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to EDEMIO NAVAS JR whose telephone number is (571)270-1067. The examiner can normally be reached M-F, ~ 9 AM -6 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joseph Ustaris can be reached at 5712727383. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. EDEMIO NAVAS JR Primary Examiner Art Unit 2483 /EDEMIO NAVAS JR/Primary Examiner, Art Unit 2483
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Prosecution Timeline

Nov 06, 2023
Application Filed
Nov 03, 2025
Non-Final Rejection mailed — §103
Feb 03, 2026
Response Filed
Apr 15, 2026
Final Rejection mailed — §103
Jun 05, 2026
Response after Non-Final Action

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Prosecution Projections

2-3
Expected OA Rounds
72%
Grant Probability
96%
With Interview (+24.3%)
2y 10m (~1m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 550 resolved cases by this examiner. Grant probability derived from career allowance rate.

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