Prosecution Insights
Last updated: July 17, 2026
Application No. 18/293,111

METHOD FOR MANUFACTURING SECONDARY BATTERY ELECTRODE SLURRY COMPOSITION, AND METHODS FOR MANUFACTURING SECONDARY BATTERY ELECTRODE AND SECONDARY BATTERY

Final Rejection §103
Filed
Jan 29, 2024
Priority
Jul 29, 2021 — JP 2021-124499 +1 more
Examiner
TADAYYON ESLAMI, TABASSOM
Art Unit
1718
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Toagosei Co., Ltd.
OA Round
4 (Final)
49%
Grant Probability
Moderate
5-6
OA Rounds
1y 0m
Est. Remaining
76%
With Interview

Examiner Intelligence

Grants 49% of resolved cases
49%
Career Allowance Rate
389 granted / 790 resolved
-15.8% vs TC avg
Strong +27% interview lift
Without
With
+26.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
40 currently pending
Career history
849
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
93.3%
+53.3% vs TC avg
§102
3.3%
-36.7% vs TC avg
§112
2.2%
-37.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 790 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 6-13 are rejected under 35 U.S.C. 103 as being unpatentable over Tsutomu Wakada et al (Japanese Patent: 2014-165131 here after 131), further in view of Junichi Yuki Okumo et al (Japanese Patent: 2012-204303), and Junichi Asano (U.S. Patent Application: 2020/0185724, here after 724). Claims 1 and 7 are rejected. 131 teaches A method for manufacturing secondary battery electrode slurry composition, the method comprising: mixing a composition having a solids concentration of 65% (not less than 60 mass% and equal to or not more than 80 mass%) containing an active material (artificial graphite), a thickener (CMC) and water to obtain a first mixed product [page 28, last 4 lines]; adding an entire amount of a binder which is different from the thickener and water separately to the first mixed product, and mix to obtain a second mixed product, and adjusting the solids concentration of the second mixed product to equal to 52% [page 29 lines 1-4]. Although 131 teaches mixing and not kneading in this embodiment, and teaches the mixing is a planetary mixer [page 28 last 4 lines], however 131 also teaches mixing can be done on planetary mixer (to add high shear) or a kneader [page 4, lines1-4], and also teaches using planetary mixer to knead mixture [page 15 lines 5-6]. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention was made to have a method of 131 and knead the mixture (all mixtures) rather than mixing because planetary mixer also is suitable to knead mixture and for making electrode slurry. Although 131 does not clearly teaches the binder is hydrophilic binder, however refers to 303 as teaches adding binder such as polyacrylic acid (hydrophilic) suitable for making negative electrodes [131-page 22 line 16, 303-page 14 last 8 lines]. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention was made to have a method of 131 where binder is hydrophilic and based on what 303 teaches because it is suitable binder to be used for making electrodes for secondary batteries. 131 teaches adding ethylenically unsaturated carboxylic acid monomer [page 9 last 9 lines]. 131 does not teach hydrophilic binder obtained by polymerizing monomer components including an ethylenically unsaturated carboxylic acid monomer. 724 teaches a method of making negative electrode where hydrophilic binder obtained by polymerizing monomer components including an ethylenically unsaturated carboxylic acid monomer and the ethylenically unsaturated carboxylic acid monomer constitutes 80 masses% of total monomer components [0017, 0035, 0055], which has good dispersibility of solid content and to form an electrode for an electrochemical device having high flexibility and voltage resistance characteristics [0011]. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention was made to have a method of 131 where the binder is based on what 724 teaches, because it enhances dispersibility and battery characteristics. Claim 6 is rejected. 724 teaches hydrophilic binder comprising acid functional group contain polymer (ethylenically unsaturated carboxylic acid monomer) [see claim 4 rejections above]. 131 teaches acidic functional group-containing polymer can neutralize the alkali content eluted from the active material [page 7 paragraph 2]. Although 131 does no teach the degree of neutralization of the binder (comprising acid functional group), however it is obvious that the highest degree which is 100 mol% is desirable as the entire amount of acid content is neutralized to suppress corrosion of current collector [page 14 lines 12-25]. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention was made to have a method of 131, and 724 where the degree of notarization which of the binder is close to 100 mol%, because it suppresses corrosion of current collector. Claim 8 is rejected. 131 teaches adjusting the final solid concentration of the second kneaded product to more than 40% (131 does not clearly teaches the binder is hydrophilic binder, however refers to 303 as teaches adding binder such as polyacrylic acid (hydrophilic) suitable for making negative electrodes [131-page 22 line 16, 303-page 14 last 8 lines]. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention was made to have a method of 131 where binder is hydrophilic and based on what 303 teaches because it is suitable binder to be used for making electrodes for secondary batteries. 131 teaches adding ethylenically unsaturated carboxylic acid monomer [page 9 last 9 lines]. 131 does not teach hydrophilic binder obtained by polymerizing monomer components including an ethylenically unsaturated carboxylic acid monomer. 724 teaches a method of making negative electrode where hydrophilic binder obtained by polymerizing monomer components including an ethylenically unsaturated carboxylic acid monomer and the ethylenically unsaturated carboxylic acid monomer constitutes 80 masses% of total monomer components [0017, 0035, 0055], which has good dispersibility of solid content and to form an electrode for an electrochemical device having high flexibility and voltage resistance characteristics [0011]. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention was made to have a method of 131 where the binder is based on what 724 teaches, because it enhances dispersibility and battery characteristics. Claim 9 is rejected. 131 teaches the method of making slurry of claim 1, and also teaches method for manufacturing a secondary battery electrode, comprising forming on a surface of a collector a mixture layer from a secondary battery electrode slurry [page 29 lines 6-7]. Claim 10 is rejected. 131 teaches limitation of claim 9 and also teaches manufacturing a secondary battery [page 22 lines 8-9]. Claim 11 is rejected. 724 teaches ethylenically unsaturated carboxylic acid monomer is acrylic acid and constitutes is 80 mass% of total monomer components [0017]. Claim 12 is rejected as 131 teaches the electrode is a negative electrode [page 28 last 5 lines]. Claim 13 is rejected. Although 131 in that specific embodiment does not teach dry mixing the active material and the thickener before the kneading. However, 131 teaches since the solubility of CMC in aqueous medium in room temperature is only about several percent, therefore the thickener (CMC) and active material can be dried mix and is not necessary to add unnecessary moisture, as large amount of water is required [page 34 last paragraph]and then can be kneaded by applying high shear in the kneading process [page 3 last paragraph]. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention was made to have a method of 131, 303 and 724 when the active material and CMC are dried mix before kneading, because the solubility of CMS in water is low and with dry mixing large of amount of water require for dissolving CMS will be removed. Although 131 teaches dry mixing applying to positive electrode, however it can be applied for negative electrode with expectation of success. Claim 5 is rejected under 35 U.S.C. 103 as being unpatentable over Wakada Tsutomu Japanese Patent: 2014-165131 here after 131, Junichi Yuki Okumo et al (Japanese Patent: 2012-204303), Junichi Asano (U.S. Patent Application: 2020/0185724, here after 724), further in view of Yujiro Toyoda (U. S. Patent Application: 2013/0330590, here after 590). Claim 5 is rejected. 131 does not teach the binder is crosslinkable. 590 teaches a method of making (negative) electrode for secondary battery [0034, 0001 last sentence] where the binder is hydrophilic and the binder is crosslinked with a crosslinkable monomer to increase strength of the electrode [0030, 0063, 0070, 0096]. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention was made to have a method of 131, and 724 where the binder is crosslinked with a crosslinkable monomer as 590 teaches, because it helps to increase strength of the electrode. Although 590 does not teach an amount of the crosslinkable monomer used is equal to or not less than 0.001 mol% and equal to or not more than 2.5 mol% of a total of a non- crosslinkable monomer. However, the amount of the crosslinkable monomer is result effective and has to be optimized as if the added amount of the crosslinking assistant agent is too little, it may be difficult to crosslink, and if the added amount is too much, the water resistance and the lithium conductivity of the binder being crosslinked may decline [0071]. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention was made to have a method of 131,303 and 590 where the amount of the crosslinkable monomer used is 0.001 mol% to 2.5 mol% of a total of a non-crosslinkable monomer, because it is a result effective variable and has to be optimized. Response to Arguments Applicant’s arguments, see Remarks, filed 04/06/26, with respect to 35 U.S.C 112(b) have been fully considered and are persuasive. The 35 U.S.C 112(b) of claims has been withdrawn. Applicant's arguments filed 04/06/26 have been fully considered but they are not persuasive. The applicant argues 131 teaches hydrophobic binder (SBR) and in form of aqueous dispersion. The examiner disagrees, the specific embodiment of 131 does not mention SBR as binder and rejection is based on polyacrylic acid as binder which is a hydrophilic binder. Furthermore, claim do not require the binder to be added as powder. 131 in fact teaches after mixing(kneading) at 25C, for 60 minutes, solid content concentration adjusted with ion-exchange water (adding water separately) followed by mixing and then adding binder(separately) [page 28 last paragraph-page 29lines 1-4]. The applicant statement of unexpected result is not convincing in fact 131 teaches adding binder and water separately (see claim rejection above) and claim do not require adding binder in dry powder form. Claim 13 is also rejected as 131 teaches adding CMC (thickener) and active material in dry powder form to prevent adding extra amount of water for dispersing CMC (see claim rejection above). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to TABASSOM TADAYYON ESLAMI whose telephone number is (571)270-1885. The examiner can normally be reached M-F 9:30-6. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Gordon Baldwin can be reached at 5712725166. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TABASSOM TADAYYON ESLAMI/Primary Examiner, Art Unit 1718
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Prosecution Timeline

Show 3 earlier events
Jul 25, 2025
Examiner Interview Summary
Aug 26, 2025
Response Filed
Sep 15, 2025
Final Rejection mailed — §103
Dec 15, 2025
Request for Continued Examination
Dec 18, 2025
Response after Non-Final Action
Jan 05, 2026
Non-Final Rejection mailed — §103
Apr 06, 2026
Response Filed
Jun 08, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
49%
Grant Probability
76%
With Interview (+26.7%)
3y 5m (~1y 0m remaining)
Median Time to Grant
High
PTA Risk
Based on 790 resolved cases by this examiner. Grant probability derived from career allowance rate.

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