Prosecution Insights
Last updated: April 19, 2026
Application No. 18/294,696

ARTICLE HAVING WATER- AND OIL-REPELLENT SURFACE LAYER

Final Rejection §103
Filed
Feb 02, 2024
Examiner
ZACHARIA, RAMSEY E
Art Unit
1787
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Shin-Etsu Chemical Co. Ltd.
OA Round
2 (Final)
78%
Grant Probability
Favorable
3-4
OA Rounds
2y 10m
To Grant
99%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allow Rate
701 granted / 895 resolved
+13.3% vs TC avg
Strong +29% interview lift
Without
With
+29.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
34 currently pending
Career history
929
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
40.1%
+0.1% vs TC avg
§102
24.7%
-15.3% vs TC avg
§112
22.5%
-17.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 895 resolved cases

Office Action

§103
DETAILED ACTION The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim Rejections - 35 USC § 103 Claims 1, 4-7, and 9-13 are rejected under 35 U.S.C. 103 as being unpatentable over Minowa et al. (WO 2020/171091) in view of Mitsuhashi et al (US 2020/0056067). Note: since WO 2020/171091 was not published in the English language, citations in this action refer to US 2021/0371330, the published application based on the US national stage filing. Minowa is directed to an antifouling layer attached to a glass substrate (paragraph 0001). An adhesive layer consisting mainly of silicon dioxide is formed between the glass substrate and the antifouling layer (paragraph 0040). Preferably, the density adhesive layer has a gradient, with the part of the adhesive layer closer to the glass substrate having a density of 1.75 to 2.25 g/cc while the part of the adhesive layer that is farther away has a density of 2.00 g/cc or less (paragraphs 0094-0095). The thickness of the adhesive layer is 20 to 100 nm (paragraph 0098). The antifouling layer contains a fluorine-containing organic compound, preferably a perfluoropolyether group-containing silane (paragraphs 0099-0100). The surface of the glass may be cleaned (paragraph 0126), such as by alkali (paragraph 0131) or plasma treatment (paragraph 0132). The antifouling layer may be formed by dip coating, vacuum deposition, or spraying (paragraph 0143). Minowa do not teach that the perfluoropolyether group-containing silane has a structure according to formula (1), (4), or (7) as recited in claim 1. Mitsuhashi is directed to a perfluoropolyether containing silane used as a surface treating agent to provide an antifouling property to a base material (paragraphs 0001-0003). The surface treating layer exhibits favorable UV resistance (paragraph 0032). In the embodiment of Example 1, Compound (D) of Synthesis Example 4 was vapor deposited on a silicon dioxide film formed on a glass substrate (paragraphs 0274-0275). Compound (D) of Synthesis Example 4 has the structure (paragraph 0232): CF3CF2CF2O(CF2CF2CF2O)20CF2CF2CH2CH2CH2Si-[CH2CH2CH2Si(OCH3)3]3. This corresponds to formula (1) of instant claim 1 wherein: CF3 corresponds to A1, CF2CF2O(CF2CF2CF2O)20CF2CF2 corresponds to Rf (with d=2, p=q=s=t=u=zero, and r=20), Q is a single bond, CH2CH2CH2Si corresponds to Z, CH2CH2CH2 corresponds to Y, and OCH3 corresponds to X (with a=3). It would have been obvious to one of ordinary skill in the art to use the perfluoropolyether containing silane of Mitsuhashi for the antifouling layer of Minowa to provide the resulting article with an antifouling property that is resistance to UV light. Regarding claim 4, Mitsuhashi further teaches that the surface-treating agent may contain other components, such as a fluorine-containing oil (paragraph 0098). The fluorine-containing oil has a structure that corresponds to formula (10) of claim 4 (paragraph 0159). Regarding claims 11-13, the manner in which the silicon oxide layer is formed represents a product-by-process type limitation. When the prior art discloses a product which reasonably appears to be either identical with or only slightly different than a product claim in a product-by-process claim, the burden is on the applicant to present evidence from which the examiner could reasonably conclude that the claimed product differs in kind from those of the prior art. In re Brown, 459 F. 2d 531, 173 USPQ 685 (CCPA 1972); In re Fessman, 489 F. 2d 742, 180 USPQ 324 (CCPA 1974). This burden is NOT discharged solely because the product was derived from a process not known to the prior art. In re Fessman, 489 F. 2d 742, 180 USPQ 324 (CCPA 1974). Furthermore, the determination of patentability for a product-by-process claim is based on the product itself and not on the method of production. If the product in the product-by-process claim is the same or obvious from a product of the prior art, the claim is unpatentable even though the prior product was made by a different process. In re Thorpe, 227 USPQ 964, 966 (Fed. Cir. 1985) and MPEP § 2113. In this case, since the silicon oxide layer of Minowa appears to meet all the physical limitations of the claims (i.e., a silicon oxide layer having a density of 1.8 to 2.2 g/cm3), the burden is on the applicant to demonstrate that the product resulting from the processes recited in claims 11-13 is patentably distinct from that of the prior art. Claims 1, 2, 4-7, and 9-13 are rejected under 35 U.S.C. 103 as being unpatentable over Minowa et al. (WO 2020/171091) in view of Yamane et al. (US 2012/0077041). Minowa is directed to an antifouling layer attached to a glass substrate (paragraph 0001). An adhesive layer consisting mainly of silicon dioxide is formed between the glass substrate and the antifouling layer (paragraph 0040). Preferably, the density adhesive layer has a gradient, with the part of the adhesive layer closer to the glass substrate having a density of 1.75 to 2.25 g/cc while the part of the adhesive layer that is farther away has a density of 2.00 g/cc or less (paragraphs 0094-0095). The thickness of the adhesive layer is 20 to 100 nm (paragraph 0098). The antifouling layer contains a fluorine-containing organic compound, preferably a perfluoropolyether group-containing silane (paragraphs 0099-0100). The surface of the glass may be cleaned (paragraph 0126), such as by alkali (paragraph 0131) or plasma treatment (paragraph 0132). The antifouling layer may be formed by dip coating, vacuum deposition, or spraying (paragraph 0143). Minowa do not teach that the perfluoropolyether group-containing silane has a structure according to formula (1), (4), or (7) as recited in claim 1. Yamane ('041) is directed to a fluorooxyalkylene group-containing polymer composition for forming a water- and oil-repellent coating on a substrate having good abrasion resistance (paragraph 0002). The composition comprises a fluorooxyalkylene group-containing polymer represented by the formula (paragraph 0021) PNG media_image1.png 200 400 media_image1.png Greyscale wherein: Q may be a divalent organic group having 2 to 12 carbon atoms containing one or more amide bonds, ether bonds, or ester bonds, Z is a divalent to octavalent organopolysiloxane moiety having a siloxane bond, a may be 1, R may be an alkyl group having 1 to 4 carbon atoms, X is a hydrolysable group, and a is 2 or 3 (paragraphs 0022 and 0033). It would have been obvious to one of ordinary skill in the art to use the perfluoropolyether containing silane of Mitsuhashi for the antifouling layer of Yamane ('041) to provide the resulting article with good abrasion resistance in addition to water and oil repellency. Regarding claim 4, Yamane ('041) further teaches that the surface-treating agent may contain an additional fluorooxyalkylene group-containing polymer that has a structure corresponding to formula (10) of claim 4 (paragraph 0036). Regarding claims 11-13, the manner in which the silicon oxide layer is formed represents a product-by-process type limitation. When the prior art discloses a product which reasonably appears to be either identical with or only slightly different than a product claim in a product-by-process claim, the burden is on the applicant to present evidence from which the examiner could reasonably conclude that the claimed product differs in kind from those of the prior art. In re Brown, 459 F. 2d 531, 173 USPQ 685 (CCPA 1972); In re Fessman, 489 F. 2d 742, 180 USPQ 324 (CCPA 1974). This burden is NOT discharged solely because the product was derived from a process not known to the prior art. In re Fessman, 489 F. 2d 742, 180 USPQ 324 (CCPA 1974). Furthermore, the determination of patentability for a product-by-process claim is based on the product itself and not on the method of production. If the product in the product-by-process claim is the same or obvious from a product of the prior art, the claim is unpatentable even though the prior product was made by a different process. In re Thorpe, 227 USPQ 964, 966 (Fed. Cir. 1985) and MPEP § 2113. In this case, since the silicon oxide layer of Minowa appears to meet all the physical limitations of the claims (i.e., a silicon oxide layer having a density of 1.8 to 2.2 g/cm3), the burden is on the applicant to demonstrate that the product resulting from the processes recited in claims 11-13 is patentably distinct from that of the prior art. Claims 1, 3, 5-7, and 9-13 are rejected under 35 U.S.C. 103 as being unpatentable over Minowa et al. (WO 2020/171091) in view of Sakoh et al. (US 2016/0355638). Minowa is directed to an antifouling layer attached to a glass substrate (paragraph 0001). An adhesive layer consisting mainly of silicon dioxide is formed between the glass substrate and the antifouling layer (paragraph 0040). Preferably, the density adhesive layer has a gradient, with the part of the adhesive layer closer to the glass substrate having a density of 1.75 to 2.25 g/cc while the part of the adhesive layer that is farther away has a density of 2.00 g/cc or less (paragraphs 0094-0095). The thickness of the adhesive layer is 20 to 100 nm (paragraph 0098). The antifouling layer contains a fluorine-containing organic compound, preferably a perfluoropolyether group-containing silane (paragraphs 0099-0100). The surface of the glass may be cleaned (paragraph 0126), such as by alkali (paragraph 0131) or plasma treatment (paragraph 0132). The antifouling layer may be formed by dip coating, vacuum deposition, or spraying (paragraph 0143). Minowa do not teach that the perfluoropolyether group-containing silane has a structure according to formula (1), (4), or (7) as recited in claim 1. Sakoh is directed to a silane modified with a fluoropolyether-containing polymer to provide water/oil repellency to a surface (paragraphs 0002-0003). The embodiment of Comparative Example 1 (paragraph 0195) illustrates the compound: PNG media_image2.png 200 400 media_image2.png Greyscale which reads on formula (4) of the claims. It would have been obvious to one of ordinary skill in the art to use a perfluoropolyether containing silane taught by Sakoh for the antifouling layer of Minowa since the courts have held the selection of a known material based on its suitability for its intended use supported a prima facie obviousness determination. See MPEP 2144.07. Additionally, while Comparative Example 1 is presented as a comparative example by Sakoh, the courts have held that the use of patents as references is not limited to what the patentees describe as their own invention. Rather, they are part of the literature of the art and relevant for all they contain. See MPEP 2123 I. One of ordinary skill in the art would have no reason to presume that the compound of Comparative Example 1, which has the same silane and perfluoropolyether groups as exemplified embodiments, would not also provide water/oil repellency to a surface - even if the process by which it is formed result in the production of a minor amount of by-product. Regarding claim 3, the limitations of this claim are taken to be met since the claim, while further limiting formula (6), does not require B in formula (5) of formula (4) to comprise formula (6). Regarding claims 11-13, the manner in which the silicon oxide layer is formed represents a product-by-process type limitation. When the prior art discloses a product which reasonably appears to be either identical with or only slightly different than a product claim in a product-by-process claim, the burden is on the applicant to present evidence from which the examiner could reasonably conclude that the claimed product differs in kind from those of the prior art. In re Brown, 459 F. 2d 531, 173 USPQ 685 (CCPA 1972); In re Fessman, 489 F. 2d 742, 180 USPQ 324 (CCPA 1974). This burden is NOT discharged solely because the product was derived from a process not known to the prior art. In re Fessman, 489 F. 2d 742, 180 USPQ 324 (CCPA 1974). Furthermore, the determination of patentability for a product-by-process claim is based on the product itself and not on the method of production. If the product in the product-by-process claim is the same or obvious from a product of the prior art, the claim is unpatentable even though the prior product was made by a different process. In re Thorpe, 227 USPQ 964, 966 (Fed. Cir. 1985) and MPEP § 2113. In this case, since the silicon oxide layer of Minowa appears to meet all the physical limitations of the claims (i.e., a silicon oxide layer having a density of 1.8 to 2.2 g/cm3), the burden is on the applicant to demonstrate that the product resulting from the processes recited in claims 11-13 is patentably distinct from that of the prior art. Claims 1 and 4-13 are rejected under 35 U.S.C. 103 as being unpatentable over Minowa et al. (WO 2020/171091) in view of Yamane et al. (US 2016/0137878). Minowa is directed to an antifouling layer attached to a glass substrate (paragraph 0001). An adhesive layer consisting mainly of silicon dioxide is formed between the glass substrate and the antifouling layer (paragraph 0040). Preferably, the density adhesive layer has a gradient, with the part of the adhesive layer closer to the glass substrate having a density of 1.75 to 2.25 g/cc while the part of the adhesive layer that is farther away has a density of 2.00 g/cc or less (paragraphs 0094-0095). The thickness of the adhesive layer is 20 to 100 nm (paragraph 0098). The antifouling layer contains a fluorine-containing organic compound, preferably a perfluoropolyether group-containing silane (paragraphs 0099-0100). The surface of the glass may be cleaned (paragraph 0126), such as by alkali (paragraph 0131) or plasma treatment (paragraph 0132). The antifouling layer may be formed by dip coating, vacuum deposition, or spraying (paragraph 0143). Minowa do not teach that the perfluoropolyether group-containing silane has a structure according to formula (1), (4), or (7) as recited in claim 1. Yamane ('878) is directed to water/oil repellent treatment agent comprising a fluorooxyalkylene group-containing polymer-modified silane and/or partial condensate thereof that maintains its surface properti3es even when exposed to elevated temperatures (paragraph 0002). The fluorooxyalkylene group-containing polymer-modified silane may have a structure of A-Rf-QZWa (paragraph 0013). The segment A-Rf- corresponds to A3-Rf- in formula (7) of the claims (paragraph 0014-0015). Q may have the structure -C(=O)-NH-(CH2)f- (paragraph 0021), Z may be a single bond (paragraph 0017), W may be -(CH2)l-Si(R3-a)(Xa) (paragraph 0018), and a may be 1 - wherein f is 2 to 4, l is 0 to 10, R is an alkyl group of 1 to 4 carbon atoms, and X is a hydrolysable group. Such a compound reads on formula (7) of the instant claims (e.g., with V being a single bond, e being 1, Y being a single bond or divalent hydrocarbon group, f being 1, and W of Yamane being W of the claims). It would have been obvious to one of ordinary skill in the art to use the perfluoropolyether containing silane of Yamane ('878) for the antifouling layer of Minowa to provide the resulting article with an antifouling property that is maintained even when exposed to elevated temperatures. Regarding claim 4, Yamane ('878) further teaches that the treatment agent may contain a fluorooxyalkylene group-containing polymer that has a structure that corresponding to formula (10) of claim 4 (paragraph 0074). Regarding claims 11-13, the manner in which the silicon oxide layer is formed represents a product-by-process type limitation. When the prior art discloses a product which reasonably appears to be either identical with or only slightly different than a product claim in a product-by-process claim, the burden is on the applicant to present evidence from which the examiner could reasonably conclude that the claimed product differs in kind from those of the prior art. In re Brown, 459 F. 2d 531, 173 USPQ 685 (CCPA 1972); In re Fessman, 489 F. 2d 742, 180 USPQ 324 (CCPA 1974). This burden is NOT discharged solely because the product was derived from a process not known to the prior art. In re Fessman, 489 F. 2d 742, 180 USPQ 324 (CCPA 1974). Furthermore, the determination of patentability for a product-by-process claim is based on the product itself and not on the method of production. If the product in the product-by-process claim is the same or obvious from a product of the prior art, the claim is unpatentable even though the prior product was made by a different process. In re Thorpe, 227 USPQ 964, 966 (Fed. Cir. 1985) and MPEP § 2113. In this case, since the silicon oxide layer of Minowa appears to meet all the physical limitations of the claims (i.e., a silicon oxide layer having a density of 1.8 to 2.2 g/cm3), the burden is on the applicant to demonstrate that the product resulting from the processes recited in claims 11-13 is patentably distinct from that of the prior art. Terminal Disclaimer The terminal disclaimer filed on 24 December 2025 disclaiming the terminal portion of any patent granted on this application which would extend beyond the expiration date of any patent granted on Application No. 18/294,942 has been reviewed and is accepted. The terminal disclaimer has been recorded. Response to Arguments Applicant’s arguments with respect to claims 1-7 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to RAMSEY E ZACHARIA whose telephone number is (571)272-1518. The best time to reach the examiner is weekday afternoons, Eastern time. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Callie Shosho, can be reached on 571 272-1123. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /RAMSEY ZACHARIA/Primary Examiner, Art Unit 1787
Read full office action

Prosecution Timeline

Feb 02, 2024
Application Filed
Sep 20, 2025
Non-Final Rejection — §103
Dec 24, 2025
Response Filed
Feb 25, 2026
Final Rejection — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
78%
Grant Probability
99%
With Interview (+29.3%)
2y 10m
Median Time to Grant
Moderate
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