Prosecution Insights
Last updated: July 17, 2026
Application No. 18/294,938

METHOD FOR PREPARING COMPOUND SEMICONDUCTOR CRYSTAL BY COMBINING CONTINUOUS LEC AND VGF AFTER INJECTION SYNTHESIS

Non-Final OA §112
Filed
Feb 02, 2024
Priority
Jun 01, 2021 — CN 202110606788.0 +1 more
Examiner
SONG, MATTHEW J
Art Unit
1714
Tech Center
1700 — Chemical & Materials Engineering
Assignee
The 13Th Research Institute Of China Electronics Technology Group Corporation
OA Round
1 (Non-Final)
60%
Grant Probability
Moderate
1-2
OA Rounds
1y 2m
Est. Remaining
74%
With Interview

Examiner Intelligence

Grants 60% of resolved cases
60%
Career Allowance Rate
544 granted / 899 resolved
-4.5% vs TC avg
Moderate +14% lift
Without
With
+14.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
43 currently pending
Career history
958
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
83.8%
+43.8% vs TC avg
§102
3.7%
-36.3% vs TC avg
§112
2.0%
-38.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 899 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-9 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 recites, “slowly reducing the pressure” in step D. “slowly” is a relative term and indefinite. It is unclear what reducing rate would meet the limitation “slowly.” The same argument applies to claims 2-9 which depends from claim 1. Claims 1-9 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 recites, “stopping the rotation and pulling of the seed crystal when the size of the crystal is close to the wall of the VGF crucible” in step F. It is unclear the meets the bounds of “close.” For example, it is unclear if 15 mm, 10 mm or 5 mm or 1 mm etc is “close.” The same argument applies to claims 2-9 which depends from claim 1. Claim 1 recites the limitation "the matching heating system" in step B. There is insufficient antecedent basis for this limitation in the claim. Claim 2 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 2 recites, “the inert gas is slowly filled” in line 3. “slowly” is a relative term and indefinite. It is unclear what rate would meet the limitation “slowly.” Claim 2 recites the limitation "the balance gas tube" in line 3. There is insufficient antecedent basis for this limitation in the claim. Claim 8 recites the limitation "the adapter fixture" in line 4. There is insufficient antecedent basis for this limitation in the claim. Claim 9 recites the limitation "the adapter fixture" in line 4. There is insufficient antecedent basis for this limitation in the claim. Claim 9 recites the limitation "the differential pressure tube" in line 5. There is insufficient antecedent basis for this limitation in the claim. Claim 8 recites the limitation "the upper furnace cover" in line 3. There is insufficient antecedent basis for this limitation in the claim. Claim 9 recites the limitation " the upper furnace cover " in line 4. There is insufficient antecedent basis for this limitation in the claim. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Matsumoto et al (US 5,290,395) teaches a continuous LEC process comprising a first crucible 2 for crystal growth containing a melt 6 and a liquid sealant 8; and a second crucible 16 containing a liquid sealant 8 and a melt for replenishing (Fig 2; col 6-8). Burmeister et al (US 3,305,485) a melting or drawing vessel 6; a capillary (suction) connected to the bottom of the vessel 6 and a container 9 filled with a melt, wherein the drawing vessel is disposed above the container 9 (Fig 2; col 4-8). Wang et al (US 2019/0352794) teaches a continuous VGF process comprising an injection system (abstract; Fig 6; [0040]-[0062]). Wang et al (US 2021/0285123) teaches a continuous VGF growth using a reverse injection system comprising capillaries and boron oxide (abstract; fig 1-10; [0044]-[0080]). JP2004107120A teaches an LEC process comprising a temperature gradient in a liquid encapsulant is controlled to be 100°C/cm or less; and the gradient above the liquid encapsulant is controlled to be 35°C/cm or less (computer translation [0006]). Kawasaki et al (US 4,863,554) teaches a LEC crystal growth method comprising a vertical temperature gradient of 5-100°C/cm (Fig; col 2-3). Any inquiry concerning this communication or earlier communications from the examiner should be directed to MATTHEW J SONG whose telephone number is (571)272-1468. The examiner can normally be reached Monday-Friday 10AM-6PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kaj Olsen can be reached at 571-272-1344. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. MATTHEW J. SONG Examiner Art Unit 1714 /MATTHEW J SONG/Primary Examiner, Art Unit 1714
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Prosecution Timeline

Feb 02, 2024
Application Filed
Jun 16, 2026
Non-Final Rejection mailed — §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
60%
Grant Probability
74%
With Interview (+14.0%)
3y 8m (~1y 2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 899 resolved cases by this examiner. Grant probability derived from career allowance rate.

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