Prosecution Insights
Last updated: April 19, 2026
Application No. 18/294,942

ARTICLE HAVING WATER- AND OIL-REPELLENT SURFACE LAYER

Non-Final OA §103
Filed
Feb 02, 2024
Examiner
KRUER, KEVIN R
Art Unit
1787
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Shin-Etsu Chemical Co. Ltd.
OA Round
1 (Non-Final)
27%
Grant Probability
At Risk
1-2
OA Rounds
4y 7m
To Grant
56%
With Interview

Examiner Intelligence

Grants only 27% of cases
27%
Career Allow Rate
212 granted / 798 resolved
-38.4% vs TC avg
Strong +30% interview lift
Without
With
+29.6%
Interview Lift
resolved cases with interview
Typical timeline
4y 7m
Avg Prosecution
55 currently pending
Career history
853
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
51.3%
+11.3% vs TC avg
§102
15.2%
-24.8% vs TC avg
§112
30.0%
-10.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 798 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statements filed 2/2/2024 and 1/20/2026 have been fully considered; initialed copies of said IDSs are enclosed herein. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-6 is/are rejected under 35 U.S.C. 103 as being unpatentable over WO 2019-035271 (herein referred to as “Shin-Etsu”) in view of JP2002-62406 (herein referred to as “Nakajima”). Shin-Etsu teaches a water-repellent article comprising a substrate (abstract) which may comprise plastic (0010-“The substrate to which the present invention is applied is not particularly limited, but metal oxides, metals, resins, ceramics, quartz, glass, sapphire…”), a silicon oxide underlayer (abstract) with a thickness of 2nm to 500nm (0022-“The film thickness of the silica layer formed on the surface of the substrate is appropriately selected depending on the type of the substrate, but is usually 1 nm to 5 μm, preferably 2 nm to 0.5 μm”) and a water-repellent surface layer formed on the outer surface of the underlayer (abstract). The water repellent surface layer is based on the cured product of a fluorine-containing organosilicon compound (abstract) represented by any one of the general formulas (1)-(5) (page 16): (A-Rf) .sub.alpha -ZW .sub.beta (1) Rf- (ZW .sub.β ) .sub.2 (2) Z '-(Rf-ZW .sub.β ) .sub.γ (3) A-Rf-Q- (Y) .sub.δ -B (4) Rf- (Q- (Y) .sub.δ -B) .sub.2 (5) Wherein Rf is — (CF .sub.2 ) .sub.d —O— (CF .sub.2 O) .sub.p (CF .sub.2 CF .sub.2 O) .sub.q (CF .sub.2 CF .sub.2 CF .sub.2 O) .sub.r (CF .sub.2 CF .sub.2) CF .sub.2 CF .sub.2 O) .sub.s (CF (CF .sub.3 ) CF .sub.2 O) .sub.t- (CF .sub.2 ) .sub.d- , p, q, r, s, t each independently being an integer of 0 to 200, and , P + q + r + s + t = 3 to 500, and each unit shown in these brackets may be randomly bonded, d is independently an integer of 0 to 8, and the unit may be linear or branched It may be a letter. A is a fluorine atom, a hydrogen atom, or a monovalent fluorine-containing group in which the end is —CF .sub.3 group, —CF .sub.2 H group or —CH .sub.2 F group, and Z and Z ′ are independently a single bond or is a divalent to octavalent organic group which may contain a nitrogen atom, an oxygen atom, a silicon atom, a phosphorus atom or a sulfur atom, and W is a monovalent organic group having a hydrolyzable group at its terminal. α and β are each independently an integer of 1 to 7, preferably α is an integer of 1 to 3, more preferably 1 and β is an integer of 1 to 3, and α + β is an integer of 2 to 8, preferably Is an integer of 2 to 4. γ is an integer of 2 to 8, preferably 2 . Q is a single bond or a divalent organic group, δ is each independently an integer of 1 to 10, Y is a divalent organic group having a hydrolysable group, B is a hydrogen atom, carbon It is an alkyl group of the number 1 to 4 or a halogen atom (page 16). For example, formular 1 of the reference reads on the claimed formula 1 wherein A is a fluorine or a fluorine containing group as defined above, RF is as defined above, Q (as claimed) si a single bond, Z is a a divalent to octavalent organic group, and W is a hydrolysable group and B is 2 to 7. Shin-Etsu teaches a silicon oxide layer is present and that the density of said layer may be optimized by heat treatment (0021), but does not teach the density is a result effective variable. However, Nakajima teaches the density of a silicon oxide layer may be optimized to optimize the adhesion to a plastic substrate and the refractive index of said layer (see all). Thus, it would have been obvious to one of ordinary skill in the art at the time the invention was filed to optimize the density of silicon oxide layer disclosed in Shi-Etsu. The motivation for doing so would have been to optimize the adhesion and refractive properties of said layer. With regards to claim 2 and 3, the examiner notes that the claim does not require the formula (2) or formula (6) to be present; said claim only further limits said formulas if they are present. With regards to claim 4, the cured product may comprise the fluoropolyether-containing polymer described above and a fluoropolyether containing polymer having of claimed formula (10 -see formula 4). With regards to claim 5, the antifouling coating agent containing a fluorine-containing organic silicon compound “can be applied to a substrate by a known method such as a wet coating method (brush coating, dipping, spray, ink jet), or a vapor deposition method.” With regards to claim 6, the substrate may be pretreated with plasma, UV, or ozone treatment. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 2020/0056067 and US 6,200,684 teaches fluoropolyether containing polymers repellant layers reading on the composition of claim 1. US 2003/0139620 teaches a laminate comprising a plastic substrate, a silicon oxide layer, and a fluoropolyether containing repellant coating. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KEVIN R KRUER whose telephone number is (571)272-1510. The examiner can normally be reached M-F 8am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Callie Shosho can be reached at (571) 272-1123. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. KEVIN R. KRUER Examiner Art Unit 1787 /KEVIN R KRUER/Primary Examiner, Art Unit 1787
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Prosecution Timeline

Feb 02, 2024
Application Filed
Mar 07, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
27%
Grant Probability
56%
With Interview (+29.6%)
4y 7m
Median Time to Grant
Low
PTA Risk
Based on 798 resolved cases by this examiner. Grant probability derived from career allow rate.

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