Prosecution Insights
Last updated: August 18, 2026
Application No. 18/294,942

ARTICLE HAVING WATER- AND OIL-REPELLENT SURFACE LAYER

Final Rejection §103
Filed
Feb 02, 2024
Priority
Aug 05, 2021 — JP 2021-128691 +1 more
Examiner
KRUER, KEVIN R
Art Unit
1787
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Shin-Etsu Chemical Co., Ltd.
OA Round
2 (Final)
27%
Grant Probability
At Risk
3-4
OA Rounds
1y 7m
Est. Remaining
56%
With Interview

Examiner Intelligence

Grants only 27% of cases
27%
Career Allowance Rate
217 granted / 808 resolved
-38.1% vs TC avg
Strong +30% interview lift
Without
With
+29.6%
Interview Lift
resolved cases with interview
Typical timeline
4y 2m
Avg Prosecution
48 currently pending
Career history
870
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
52.3%
+12.3% vs TC avg
§102
14.7%
-25.3% vs TC avg
§112
29.7%
-10.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 808 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statements filed 2/2/2024 and 1/20/2026 have been fully considered; initialed copies of said IDSs are enclosed herein. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-6 is/are rejected under 35 U.S.C. 103 as being unpatentable over WO 2019-035271 (herein referred to as “Shin-Etsu”) in view of JP2002-62406 (herein referred to as “Nakajima”). Shin-Etsu teaches a water-repellent article comprising a substrate (abstract) which may comprise plastic (0010-“The substrate to which the present invention is applied is not particularly limited, but metal oxides, metals, resins, ceramics, quartz, glass, sapphire…”), a silicon oxide underlayer (abstract) with a thickness of 2nm to 500nm (0022-“The film thickness of the silica layer formed on the surface of the substrate is appropriately selected depending on the type of the substrate, but is usually 1 nm to 5 μm, preferably 2 nm to 0.5 μm”) and a water-repellent surface layer formed on the outer surface of the underlayer (abstract). The water repellent surface layer is based on the cured product of a fluorine-containing organosilicon compound (abstract) represented by any one of the general formulas (1)-(5) (page 16): (A-Rf) .sub.alpha -ZW .sub.beta (1) Rf- (ZW .sub.β ) .sub.2 (2) Z '-(Rf-ZW .sub.β ) .sub.γ (3) A-Rf-Q- (Y) .sub.δ -B (4) Rf- (Q- (Y) .sub.δ -B) .sub.2 (5) Wherein Rf is — (CF .sub.2 ) .sub.d —O— (CF .sub.2 O) .sub.p (CF .sub.2 CF .sub.2 O) .sub.q (CF .sub.2 CF .sub.2 CF .sub.2 O) .sub.r (CF .sub.2 CF .sub.2) CF .sub.2 CF .sub.2 O) .sub.s (CF (CF .sub.3 ) CF .sub.2 O) .sub.t- (CF .sub.2 ) .sub.d- , p, q, r, s, t each independently being an integer of 0 to 200, and , P + q + r + s + t = 3 to 500, and each unit shown in these brackets may be randomly bonded, d is independently an integer of 0 to 8, and the unit may be linear or branched It may be a letter. A is a fluorine atom, a hydrogen atom, or a monovalent fluorine-containing group in which the end is —CF .sub.3 group, —CF .sub.2 H group or —CH .sub.2 F group, and Z and Z ′ are independently a single bond or is a divalent to octavalent organic group which may contain a nitrogen atom, an oxygen atom, a silicon atom, a phosphorus atom or a sulfur atom, and W is a monovalent organic group having a hydrolyzable group at its terminal. α and β are each independently an integer of 1 to 7, preferably α is an integer of 1 to 3, more preferably 1 and β is an integer of 1 to 3, and α + β is an integer of 2 to 8, preferably Is an integer of 2 to 4. γ is an integer of 2 to 8, preferably 2 . Q is a single bond or a divalent organic group, δ is each independently an integer of 1 to 10, Y is a divalent organic group having a hydrolysable group, B is a hydrogen atom, carbon It is an alkyl group of the number 1 to 4 or a halogen atom (page 16). For example, formular 1 of the reference reads on the claimed formula 1 wherein A is a fluorine or a fluorine containing group as defined above, RF is as defined above, Q (as claimed) is a single bond, Z is a a divalent to octavalent organic group, and W is a hydrolysable group and B is 2 to 7. Shin-Etsu teaches a silicon oxide layer is present and that the density of said layer may be optimized by heat treatment (0021), but does not teach the density is a result effective variable. However, Nakajima teaches the density of a silicon oxide layer may be optimized to optimize the adhesion to a plastic substrate and the refractive index of said layer (see all). Thus, it would have been obvious to one of ordinary skill in the art at the time the invention was filed to optimize the density of silicon oxide layer disclosed in Shi-Etsu. The motivation for doing so would have been to optimize the adhesion and refractive properties of said layer. With regards to claim 2, Shin-Etsu teaches the claimed formula (see e.g. formulas 1-2. With regards to claim 3, Shin-Etsu teaches the claimed formula (see e.g., formula 5 of reference). With regards to claim 4, the cured product may comprise the fluoropolyether-containing polymer described above and a fluoropolyether containing polymer having of claimed formula (10 -see formula 4). With regards to claim 5, the antifouling coating agent containing a fluorine-containing organic silicon compound “can be applied to a substrate by a known method such as a wet coating method (brush coating, dipping, spray, ink jet), or a vapor deposition method.” With regards to claim 6, the substrate may be pretreated with plasma, UV, or ozone treatment. With regards to claim 7, Shin Etsu teaches the formula formulas 4 and 5 wherein Rf (poly) fluorooxyalkylene structure, Q may be a structures such as formulas 44 and 45, Y is a divalent organic group having a hydrolysable group such as formula 47. Such compounds are understood to read on the polymer having the formula 7. With regards to claims 8-10, the antifouling coating agent containing a fluorine-containing organic silicon compound “can be applied to a substrate by a known method such as a wet coating method (brush coating, dipping, spray, ink jet), or a vapor deposition method.” Alternatively, the courts have held that the method of making a product does not patentably distinguish a claimed product from a product taught in the prior art unless the method of making the product inherently results in a materially different product. In the present application, no such showing has been made. With regards to claim 11, Shin-Etsu teaches a silicon oxide layer is present and that the density of said layer may be optimized by heat treatment (0021), but does not teach the density is a result effective variable. However, Nakajima teaches the density of a silicon oxide layer may be optimized to optimize the adhesion to a plastic substrate and the refractive index of said layer (see all). Thus, it would have been obvious to one of ordinary skill in the art at the time the invention was filed to optimize the density of silicon oxide layer disclosed in Shi-Etsu. The motivation for doing so would have been to optimize the adhesion and refractive properties of said layer. Response to Arguments Applicant's arguments filed 6/10/2026 have been fully considered but they are not persuasive. Rejection under 35 U.S.C. § 103 With regards to the rejection of claims 1-6 under 35 U.S.C. § 103 as being unpatentable over WO 2019/035271 (herein referred to as "Shin-Etsu") in view of JP 2002-62406 (herein referred to as "Nakajima"), applicant traverses the rejection on the grounds that Nakajima's invention aims to increase the density of the silica layer (adhesive silica layer) as much as possible, particularly to make density higher than that of the upper optical silica layer. Said argument is noted but is not persuasive as Nakajima establishes the density of said layer is a result effective variable that could be optimized in order to obtain predictable results. Thus, the examiner maintains a proper case of obviousness has bene established. Applicant further argues the present inventors found "an article comprising a plastic substrate, an underlayer formed mainly of silicon oxide on the outer surface of the plastic substrate, and a water/oil repellent surface layer formed on the outer surface of the underlayer fails to exhibit satisfactory abrasion durability when the silicon oxide underlayer has a high film density." Specifically, "If the film density of the silicon oxide underlayer is less than 1.8 g/cm³, which means that more voids are present in the silicon oxide underlayer, the adhesion between the silicon oxide underlayer and the water/oil repellent surface layer is improved due to the increased surface area, but the strength of the silicon oxide underlayer itself is lowered. If the film density exceeds 2.2 g/cm³, the strength of the silicon oxide underlayer itself is kept, but the adhesion between the silicon oxide underlayer and the water/oil repellent surface layer is lowered." Said argument is noted but is not persuasive as applicant has failed to compare the claimed invention to the closest prior art. Furthermore, applicant has not demonstrates said argument is commensurate in scope with the pending claims or that said advantages are unexpected. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 2020/0056067 and US 6,200,684 teaches fluoropolyether containing polymers repellant layers reading on the composition of claim 1. US 2003/0139620 teaches a laminate comprising a plastic substrate, a silicon oxide layer, and a fluoropolyether containing repellant coating. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KEVIN R KRUER whose telephone number is (571)272-1510. The examiner can normally be reached M-F 8am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Callie Shosho can be reached at (571) 272-1123. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. KEVIN R. KRUER Examiner Art Unit 1787 /KEVIN R KRUER/Primary Examiner, Art Unit 1787
Read full office action

Prosecution Timeline

Feb 02, 2024
Application Filed
Mar 12, 2026
Non-Final Rejection mailed — §103
Jun 10, 2026
Response Filed
Jun 29, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12692424
CURABLE SILICONE COMPOSITION, CURED PRODUCT OF SAME, AND METHOD FOR PRODUCING SAME
4y 10m to grant Granted Jul 28, 2026
Patent 12550643
NOVEL OXIDANTS AND STRAINED-RING PRECURSORS
4y 7m to grant Granted Feb 10, 2026
Patent 12546012
Zn-PLATED HOT STAMPED PRODUCT
3y 1m to grant Granted Feb 10, 2026
Patent 12528977
Magnetic Adhesive for Use on Skin
1y 2m to grant Granted Jan 20, 2026
Patent 12503630
ORGANOPOLYSILOXANE COMPOSITION HAVING PRESSURE-SENSITIVE ADHESIVE LAYER FORMATION PROPERTIES, AND USE OF SAID COMPOSITION
3y 10m to grant Granted Dec 23, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
27%
Grant Probability
56%
With Interview (+29.6%)
4y 2m (~1y 7m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 808 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month