Prosecution Insights
Last updated: October 04, 2026
Application No. 18/299,513

SYSTEM AND METHOD FOR CONTROLLING TANDEM AXLE SHIFTING

Non-Final OA §103
Filed
Apr 12, 2023
Examiner
BREWER, JACK ROBERT
Art Unit
3663
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Dana Heavy Vehicle Systems Group LLC
OA Round
4 (Non-Final)
50%
Grant Probability
Moderate
4-5
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 50% of resolved cases
50%
Career Allowance Rate
4 granted / 8 resolved
-2.0% vs TC avg
Strong +67% interview lift
Without
With
+66.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
26 currently pending
Career history
55
Total Applications
across all art units

Statute-Specific Performance

§101
4.1%
-35.9% vs TC avg
§103
66.2%
+26.2% vs TC avg
§102
9.1%
-30.9% vs TC avg
§112
19.2%
-20.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 8 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 04/27/2026 has been entered. Response to Amendment The amendment filed on 04/27/2026, has been entered. Claims 1-20 remain pending in the application. Claims 1, 2, 10, 16, and 17 have been amended. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-8 and 10-20 are rejected under 35 U.S.C. 103 as being obvious over Godo et al. (US11680639B1) in view of Lin et al. (CN110116724A) and Fujii et al. (US 20160195451 A1). Regarding claim 1, Godo teaches a method, comprising: while transitioning a first axle of a tandem axle assembly between shift settings, reducing torque applied at an input connection of the first axle based on a clutch disengagement torque (Col 4, Lines 15-19, tandem axle arrangement; Col. 7, Lines 66-67 and Col. 8, Lines 1-5; Col. 9, lines 17-19, force to be exerted by the clutch actuator), and meeting a torque demand via increasing torque applied to an input connection of a second axle of the tandem axle assembly by an opposite amount (Fig. 2, block 100; Cols. 8 and 9, lines 58-67 and 1-13). Godo additionally teaches that the torque is redistributed across the axle assembly (Col. 9, lines 10-13) so that any increase or decrease in torque on one axle results in a change in torque on the other axle that is opposite but equal in magnitude. Godo does not teach oscillating the torque about the clutch disengagement torque following the reducing. However, Godo does teach that the torque can be redistributed during a clutch disengagement operation (Col. 9, lines 10-13). In the same field of endeavor, reference Lin teaches a method of oscillating the torque about a clutch disengagement torque following the reducing of torque for improving clutch separation ([54], after torque is reduced, and clutch is still not disengaged, the separation oscillation torque is emitted). Note that this oscillation step occurs during a clutch disengagement operation. As Lin is analogous to transferring torque in an axle system during the disengagement of a clutch, it would have been obvious to modify Godo by oscillating the torque at the first axle after it is reduced for the motivation, as taught by Lin, of improving clutch separation ([19]). Note that both applications occur during a clutch disengagement operation, so it would have been obvious to perform the meeting of the torque demand while oscillating the torque applied to the input connection of the first axle as both Godo and Lin perform a disengagement of the clutch to ensure that the manipulation of torque on one axle results in an opposite manipulation of torque on the other axle. Godo teaches reducing the clutch torque, and Lin teaches that this reduction is to a predetermined disengagement value. However, the combination does not teach that this clutch disengagement torque is based on at least an atmospheric temperature. In the same field of endeavor, Fujii teaches that an optimal clutch torque for shift events, i.e. clutch disengagement torque, is based on at least an atmospheric temperature ([0021], [0029], and [0032], where environmental factors such as “temperature and atmospheric pressure” are incorporated so as to predict clutch torque during shifting). Therefore, it would have been obvious to one of ordinary skill in the art at the effective date of filing to vary the clutch disengagement torque of the previous combo based on environmental temperature based on a reasonable expectation of success and motivation, as taught by Fujii, of factoring in environmental factors that vary the torque characteristics during shift events, thus ensuring a more accurate clutch disengagement torque is calculated ([0021] and [0029]). Regarding claim 2, the prior art remains as applied in claim 1, and Godo further teaches that a reduction of torque at the first axle is equal to an increase of torque at the second axle (Cols 8 and 9, lines 58-67 and 1-13, torque provided by the first motor is reduced by the same amount that the second motor increases). Fujii further teaches wherein the clutch disengagement torque is based on the atmospheric temperature and a vehicle temperature ([0034-0035], where the environmental factors include atmospheric temperature as stated previously, and also includes “fluid temperature”). Regarding claim 3, the prior art remains as applied in claim 1, and Lin further teaches adjusting a frequency, amplitude, or period of the oscillation of the torque around the clutch disengagement torque based on an operating parameter of the first axle ([57], adjusts the period cycle based on rotational speed). With reference to claim 4, the prior art remains as applied in claim 1, and Godo further teaches a torque demand of the first axle being equal to a torque demand of the second axle prior to and after transitioning the first axle between shift settings (Col. 10, lines 33-37, “substantially equal”). Godo also teaches that the torque of the second axle is reduced proportionally to the increase in torque of the first axle so as to meet a torque demand caused by the increased torque of the first axle (Cols. 8 and 9, lines 58-67 and 1-13). Additional reference Lin of the prior combination further teaches wherein oscillating torque applied to the input connection of the first axle comprises oscillating torque about a threshold equal to the clutch disengagement torque ([54], [56-57], and [63], where the torque is oscillated around the clutch disengagement torque when the clutch torque is reduced to the clutch disengagement torque). The prior combination does not explicitly teach that, while oscillating the torque applied to the input connection of the first axle, oscillating torque applied to an input connection of a second axle of the tandem axle assembly by an opposite amount, nor that oscillating torque applied to the input connection of the second axle comprises oscillating torque at or below the torque demand. However, Godo does teach that the torque provided by the first and second electric motors respectively to the first and second axle assemblies is taught to be changed proportionally "at the same rate and by the same amount", meaning that a change in one torque value results in an equal but opposite shift in the other value (Cols 8 and 9, lines 58-67 and 1-13). A skilled artisan would have recognized that oscillating the torque of the first axle in the manner described by Lin would change the values of the torque being applied on the first axle. Therefore, in order for the torques applied to the two axles to remain proportional, it would have been obvious to the skilled artisan to oscillate the torque of the second axle torque applied to an input connection of a second axle of the tandem axle assembly by an opposite amount equal in magnitude to the oscillation on the first axle, thereby meeting the torque demand caused by the oscillating torque for the first axle. This ensures that the torque on the first and second axle remain in proportion to each other as the torque of the first axle is oscillated in the manner disclosed by Lin. Regarding claim 5, the prior art remains as applied in claim 1, and Godo further teaches that, while transitioning the first axle of the tandem axle assembly between shift settings, increasing torque applied at an input connection of a second axle of the tandem axle assembly. (Cols 8 and 9, lines 58-67 and 1-13). Regarding claim 6, the prior art remains as applied in claim 5, and Godo further teaches that wherein adjusting the torque applied at the input connection of the first axle based on the clutch disengagement torque includes reducing the torque from an initial torque to the clutch disengagement torque (Col. 9, lines 17-19, “reducing torque… to actuate an associated clutch”, where the clutch disengagement torque is the torque in which the clutch of Godo can successfully disengage), and wherein increasing the torque applied at the input connection of the second axle includes increasing the torque by an amount equal to a difference between the initial torque and the clutch disengagement torque (Col. 9, Lines 9-13, torque at the input connection of the second axle is increased by the same amount that the torque at the input connection of the first axle decreases by, which is the difference between the initial torque and the torque that it disengages at). Regarding claim 7, the prior art remains as previously applied in claim 5, and Godo further teaches that decreasing the torque applied at the input connection of the first axle and increasing the torque applied at the input connection of the second axle occurs concurrently (Col. 7, Lines 66-67 and Col. 8, Lines 1-5; Col. 9, lines 10-13). Regarding claim 8, the prior art remains as previously applied in claim 1, and Lin teaches adjusting the torque applied at the input connection of the first axle based on the clutch disengagement torque includes decreasing the torque applied at the input connection of the first axle by more than 50% ([14] and [26]; [56], example reduces the torque to 0, which is a 100% reduction). Regarding claim 10, Godo teaches a method, comprising, during a shift event of a tandem axle assembly including a first axle and a second axle: reducing torque applied at a clutch of the first axle while concurrently increasing torque applied at the second axle (Col. 7, Lines 66-67 and Col. 8, Lines 1-5; Col. 9, lines 10-13); and maintaining the increased torque applied at the second axle (Col. 9, lines 10-13, “torque provided by the first motor may be reduced by the same rate and amount as torque provided by the second motor is increased”, meaning the increase is maintained to counteract any change in the first motor). Godo additionally teaches that the torque is redistributed across the axle assembly (Col. 9, lines 10-13) so that any increase or decrease in torque on one axle results in a change in torque on the other axle that is opposite but equal in magnitude. Godo does not teach that, while maintaining the increased torque applied at the second axle, oscillating the reduced torque applied at the first axle, and disengaging the clutch coupled to the first axle during the oscillation of the reduced torque applied at the first axle. However, Godo does teach that the torque can be redistributed during a clutch disengagement operation (Col. 9, lines 10-13). In the same field of endeavor, Lin teaches oscillating the reduced torque applied at the first axle ([54]), and disengaging the clutch coupled to the first axle during the oscillation of the reduced torque applied at the first axle ([23-24] and [27], clutch disconnect command given at the same time the motor emits the active separation oscillation torque). Note that this oscillation step occurs during a clutch disengagement operation. As Lin is analogous to transferring torque in an axle system during the disengagement of a clutch, it would have been obvious to modify Godo by oscillating the torque at the first axle after it is reduced for the motivation, as taught by Lin, of improving clutch separation ([19]). Note that both applications occur during a clutch disengagement operation, so it would have been obvious to perform the meeting of the torque demand while oscillating the torque applied to the input connection of the first axle as both Godo and Lin perform a disengagement of the clutch to ensure that the manipulation of torque on one axle results in an opposite manipulation of torque on the other axle. Godo teaches reducing the clutch torque, and Lin teaches that this reduction is to a predetermined disengagement value. However, the combination does not teach that this reduced torque is based on at least an atmospheric temperature. In the same field of endeavor, Fujii teaches that an optimal clutch torque for shift events, i.e. the reduced torque, is based on at least an atmospheric temperature ([0021], [0029], and [0032], where environmental factors such as “temperature and atmospheric pressure” are incorporated so as to predict clutch torque during shifting). Therefore, it would have been obvious to one of ordinary skill in the art at the effective date of filing to vary the clutch disengagement torque of the previous combo based on environmental temperature based on a reasonable expectation of success and motivation, as taught by Fujii, of factoring in environmental factors that vary the torque characteristics during shift events, thus ensuring a more accurate clutch disengagement torque is calculated ([0021] and [0029]). Regarding claim 11, the prior art remains as previously applied in claim 10, and Godo further teaches splitting a total torque demand equally between the first axle and the second (Col. 10, lines 33-37, “substantially equal”). Regarding claim 12, the prior art remains as previously applied in claim 10, and Godo further teaches, during the shift event, prior to disengaging the clutch, driving the first axle via a gearbox at a first gear ratio (Col. 8, lines 18-21 & 41-43, upshift from a first gear ratio); and, after disengaging the clutch, driving the first axle via the gearbox at a different, second gear ratio (Col. 8, lines 18-21 & 41-43, upshift to a second gear ratio). Regarding claim 13, the prior art remains as previously applied in claim 10, and Godo further teaches, after disengaging the clutch and during the shift event, equally increasing the torque applied at the first axle and reducing the torque applied at the second axle (Col. 9, lines 51-54). Regarding claim 14, the prior art remains as previously applied in claim 12, and Godo further teaches, after equally increasing the torque applied at the first axle and reducing the torque applied at the second axle, during the shift event, disengaging a clutch coupled to the second axle (Col. 10, lines 7-12). Regarding claim 15, the prior art remains as previously applied in claim 14, and Godo further teaches each of reducing the torque applied at the first axle and oscillating the reduced torque applied at the first axle includes adjusting energization of a first electric traction motor coupled to the clutch (Fig. 1, motor 36; Col. 8 and 9, lines 65-67 and 1-15, all torque adjustments performed by changing torque provided by the motor). Regarding claim 16, the prior art remains as previously applied in claim 10, and Godo further teaches that the second axle meets torque demand (Col. 7, Lines 66-67 and Col. 8, Lines 1-5; Col. 9, lines 10-13, any increase or decrease in the torque on the first axle is reciprocated by an equal decrease or increase in torque on the second axle). Fujii further teaches wherein the reduced torque is based on the atmospheric temperature and a vehicle temperature ([0034-0035], where the environmental factors include atmospheric temperature as stated previously, and also includes “fluid temperature”). Regarding Claim 17, Godo teaches a vehicle system comprising a tandem axle assembly (Col 4, Lines 15-19, tandem axle arrangement) including a first and second axle (Fig. 1, Axles 22 and 24), a first and second clutch (Fig. 1, clutches 80) engageable to couple the first and second axle to the first and second gearbox (Fig. 1, transmission 38), and a controller (Fig. 1, control system 90) with computer readable instructions stored on non-transitory memory (Col. 7, lines 26-52) that when executed, cause the controller to: transition the first axle of the tandem axle assembly between shift settings (Col. 8, lines 18-21 & 41-43); during the transition, reduce torque applied at an input connection of the first clutch to a disengagement torque (Col 4, Lines 15-19, tandem axle arrangement; Col. 7, Lines 66-67 and Col. 8, Lines 1-5; Col. 9, lines 17-19, force to be exerted by the clutch actuator); and increasing torque applied at the second clutch to meet a torque demand. (Fig. 2, block 100; Cols. 8 and 9, lines 58-67 and 1-13). Godo does not teach that the controller is programmed to have the torque oscillated about the disengagement torque. However, Godo does teach that the torque can be redistributed during a clutch disengagement operation (Col. 9, lines 10-13). In the same field of endeavor, reference Lin teaches having the torque oscillated about the disengagement torque ([54], after torque is reduced, and clutch is still not disengaged, the separation oscillation torque is emitted). Note that this oscillation step occurs during a clutch disengagement operation. As Lin is analogous to transferring torque in an axle system during the disengagement of a clutch, it would have been obvious to modify Godo by oscillating the torque at the first axle after it is reduced for the motivation, as taught by Lin, of improving clutch separation ([19]). Godo teaches reducing the clutch torque, and Lin teaches that this reduction is to a predetermined disengagement value. However, the combination does not teach that this disengagement torque is based on at least an atmospheric temperature. In the same field of endeavor, Fujii teaches that an optimal clutch torque for shift events, i.e. the disengagement torque, is based on at least an atmospheric temperature ([0021], [0029], and [0032], where environmental factors such as “temperature and atmospheric pressure” are incorporated so as to predict clutch torque during shifting). Therefore, it would have been obvious to one of ordinary skill in the art at the effective date of filing to vary the clutch disengagement torque of the previous combo based on environmental temperature based on a reasonable expectation of success and motivation, as taught by Fujii, of factoring in environmental factors that vary the torque characteristics during shift events, thus ensuring a more accurate clutch disengagement torque is calculated ([0021] and [0029]). Regarding claim 18, the prior art remains as previously applied in claim 17, and Lin further teaches that the controller is configured to: disengage the first clutch in response to the torque applied at the first clutch being equal to or less than the disengagement torque ([21], reduce torque so that it is made less than a set value; [23-24] and [27], the clutch disconnect command and oscillation occur simultaneously, both being after the clutch torque is reduced to a determined clutch disengagement torque). Regarding claim 19, the prior art remains as previously applied in claim 17, and Godo further teaches that controller is additionally programmed to: concurrently increase torque applied at the second clutch during the adjustment of the torque applied at the first clutch (Col. 9, lines 10-13, Cols. 7 and 8, lines 66-67 and lines 1-5). Regarding claim 20, the prior art remains as previously applied in claim 17, and Godo further teaches that the vehicle system is also comprised of a first and second motor (Fig. 1, motors 36) coupled to their respective axles (Fig. 1, Axles 22 and 24) to drive them via their respective gearboxes (Fig. 1, transmissions 38). Claim 9 is rejected under 35 U.S.C. 103 as being unpatentable over Godo in view of Lin and Fujii as applied to claim 1 above, and further in view of Kucharski et al. (DE102014105701A1). Regarding claim 9, the prior art remains as previously applied, and Lin further teaches that the clutch disengagement torque is a pre-determined torque value ([56-57] and [63], table 2. Examiner notes that the format for table 2 was not properly copied over when Lin was translated, and as a result, a properly translated table 2 has been inserted below, which shows how the clutch disengagement torque is pre-determined based on rotational speed). Speed 1000 1500 2000 2500 3000 3500 4000 4500 5000 Torque Ts 20 ? 40 ? ? ? 80 90 90 Table 2 The combination of Godo and Lin does not explicitly teach that the pre-determined torque value is based on a force output of an actuator of a clutch. However, pre-determining torque values for a clutch based on a force output of an actuator of a clutch is known to those in the art as reference Kucharski teaches predefining a relationship between factors that impact the force output of a clutch actuator, and the clutch torque ([0031-0035], characterization of the performance of the clutch actuator). Substituting the clutch disengagement torque being determined by rotational speed, as taught by the prior combination, with it instead being determined by the performance of the clutch actuator results in the predictable outcome of the torque applied at the input connection of being reduced to a value depending on the potential force outputted by the clutch actuator. Thus, a more accurate value for which a torque applied at an input connection of an axle should be reduced to is determined so that gear shift can be performed efficiently. It therefore would have been obvious to substitute the teaching of Kucharski into the previous combination so that the clutch disengagement torque is instead determined based on the force an actuator can output. The motivation for this combination is that the exact value in which a clutch can safely actuate is known, and therefore reducing it to this value prevents the result of the torque not being reduced enough so that the clutch cannot successfully disengage in a manner unharmonious to a driver, or the result of the torque being reduced too much so that the disengagement operation takes longer and puts more strain on the vehicle. Response to Arguments Applicant’s arguments with respect to the independent claims 1, 10, and 17 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JACK R. BREWER whose telephone number is (571)272-4455. The examiner can normally be reached 9AM-6PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Angela Ortiz can be reached on 571-272-1206. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JACK R. BREWER/Examiner, Art Unit 3663 /ADAM D TISSOT/Primary Examiner, Art Unit 3663
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Prosecution Timeline

Show 1 earlier event
Mar 21, 2025
Non-Final Rejection mailed — §103
Jun 06, 2025
Response Filed
Jul 31, 2025
Non-Final Rejection mailed — §103
Oct 31, 2025
Response Filed
Jan 26, 2026
Final Rejection mailed — §103
Apr 27, 2026
Request for Continued Examination
May 04, 2026
Response after Non-Final Action
Aug 03, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

4-5
Expected OA Rounds
50%
Grant Probability
99%
With Interview (+66.7%)
2y 3m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 8 resolved cases by this examiner. Grant probability derived from career allowance rate.

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