Prosecution Insights
Last updated: April 19, 2026
Application No. 18/304,676

MANUFACTURING METHOD OF SUBSTRATE

Non-Final OA §102
Filed
Apr 21, 2023
Examiner
CHRISTENSEN, DANIELLE M
Art Unit
3745
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Disco Corporation
OA Round
1 (Non-Final)
79%
Grant Probability
Favorable
1-2
OA Rounds
2y 9m
To Grant
90%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allow Rate
498 granted / 628 resolved
+9.3% vs TC avg
Moderate +11% lift
Without
With
+11.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
14 currently pending
Career history
642
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
44.7%
+4.7% vs TC avg
§102
28.1%
-11.9% vs TC avg
§112
24.5%
-15.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 628 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Korematsu et al. (US 2022/0009039; hereinafter Korematsu). Regarding claim 1, Korematsu (Fig. 1-54) discloses a manufacturing method of a substrate (wafer) by which the substrate is manufactured from a workpiece (100) having a first surface (100b) and a second surface (100a) on an opposite side of the first surface (100b), the manufacturing method comprising: a separation layer (M1) forming step of forming a separation layer (M1) including modified parts (Paragraph 0181, lines 12-13: Modified Parts) and cracks (Paragraph 0181, lines 9-12) that extend from the modified parts, inside the workpiece (100), by irradiating the workpiece (100) with a laser beam (L1) with such a wavelength as to be transmitted through a material that configures the workpiece (100) from a side of the first surface (100b); and a splitting-off step (Paragraph 0181: Peeling Process) of splitting off the substrate from the workpiece (100) with use of the separation layer (M1) as a point of origin, after the separation layer forming step is executed, wherein the separation layer forming step includes a preliminary processing step of forming the modified parts (Paragraph 0181, lines 12-13: Modified Parts) in an outer circumferential region (Fig. 9-10: M3) of the workpiece by moving focal points on which the laser beam (L1) is focused and the workpiece (100) relative to each other in a state in which the focal points are positioned to the outer circumferential region (formed along 43), and a main processing step of, after the preliminary processing step is executed, forming the modified parts (Paragraph 0181, lines 12-13: Modified Parts) and the cracks (Paragraph 0181, lines 9-12) in each of multiple linear regions that each extend along a first direction (along height of 100) and are included in the workpiece (100), by repeating a laser beam irradiation step (Paragraph 0180: L1 is emitted repeatedly while moving focusing point in Z direction) of moving the focal points and the workpiece (100) relative to each other along the first direction in a state in which the focal points are positioned to any of the multiple linear regions and an indexing feed step (Fig. 12(a)) of moving a position at which the focal points are formed and the workpiece (100) relative to each other along a second direction (direction in which 100 rotates as shown in Fig. 12(a)) that is orthogonal to the first direction and is parallel to the first surface (100a). Allowable Subject Matter Claims 2-7 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: Regarding claim 2: Closest prior art: Korematsu et al. (US 2022/0009039; hereinafter Korematsu) Korematsu discloses the focal points are positioned to a first depth from the first surface in the preliminary processing step. The closest prior art fails to disclose or suggest that the focal points are positioned to a second depth different from the first depth from the first surface in the laser beam irradiation step. Claims 5-6 depend upon claim 2 and so are objected to. Regarding claim 3: Closest prior art: Korematsu et al. (US 2022/0009039; hereinafter Korematsu) Korematsu discloses the manufacturing method of a substrate according to claim 1. The closest prior art fails to disclose or suggest that the power of the laser beam focused on the focal points in the preliminary processing step is lower than power of the laser beam focused on the focal points in the laser beam irradiation step. Claim 7 depends upon claim 3 and so is objected to. Regarding claim 4: Closest prior art: Korematsu et al. (US 2022/0009039; hereinafter Korematsu) Korematsu discloses the workpiece is composed of single-crystal silicon. The closest prior art fails to disclose or suggest that the single-crystal silicon is manufactured in such a manner that a specific crystal plane included in crystal planes {100} is exposed in each of the first surface and the second surface, and the first direction is parallel to the specific crystal plane, and an angle formed by the first direction and a specific crystal orientation included in crystal orientations <100> is equal to or smaller than 5°. Pertinent Prior Art The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Qiu (US 11,890,783) discloses a production method for a wafer which includes forming a cleavage layer by applying a laser beam within a single crystal SiC ingot. Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to DANIELLE M CHRISTENSEN whose telephone number is (571)270-3275. The examiner can normally be reached M-F 9-5 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Courtney Heinle can be reached at 571-270-3508. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Danielle M. Christensen/ Examiner, Art Unit 3745
Read full office action

Prosecution Timeline

Apr 21, 2023
Application Filed
Mar 07, 2026
Non-Final Rejection — §102 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
79%
Grant Probability
90%
With Interview (+11.1%)
2y 9m
Median Time to Grant
Low
PTA Risk
Based on 628 resolved cases by this examiner. Grant probability derived from career allow rate.

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