Prosecution Insights
Last updated: May 29, 2026
Application No. 18/305,854

SELECTIVELY LIFTING SUBSTRATES

Non-Final OA §102§103
Filed
Apr 24, 2023
Priority
Nov 15, 2018 — nonprovisional of PCTUS2018061176 +1 more
Examiner
TUROCY, DAVID P
Art Unit
1718
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Hewlett-Packard Development Company, L.P.
OA Round
3 (Non-Final)
47%
Grant Probability
Moderate
3-4
OA Rounds
5m
Est. Remaining
83%
With Interview

Examiner Intelligence

Grants 47% of resolved cases
47%
Career Allowance Rate
416 granted / 891 resolved
-18.3% vs TC avg
Strong +36% interview lift
Without
With
+36.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
49 currently pending
Career history
972
Total Applications
across all art units

Statute-Specific Performance

§103
83.1%
+43.1% vs TC avg
§102
1.5%
-38.5% vs TC avg
§112
4.7%
-35.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 891 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 2/12/2026 has been entered. Response to Amendment Applicant’s amendments, filed 2/12/2026, have been fully considered and reviewed by the examiner. The examiner notes the amendment to claim 1. Claims 1-9 are pending. Response to Arguments Applicant’s arguments, filed 2/12/2026, have been fully considered and reviewed by the examiner but are directed to newly added claim requirements that are specifically addressed hereinafter. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-6, 8 and 9 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by US Patent 7849813 by Fett et al. Claim 1: Fett discloses am apparatus to selectively lift a part of a substrate away from a transfer member (4, lifts substrate away from roller 2) when the substrate is advancing in a substrate coating system relative to the transfer member, such that, across a width of the substrate, a first part of the substrate is coated by the transfer member (see abstract, “liquid applied to the surface is transferred to the moving web where the moving web contacts the surface”) and a second part of the substrate, that is lifted by the apparatus, remains uncoated (see abstract “where the shields extend between the moving web and the surface there is generally no transfer of the liquid from the surface to the moving web”) (see Figure 1 and accompanying text). As to the intended use of the claims, while the prior art discloses a certain use that meets the claimed intended use, the intended use is merely that, intended and not required by the structure, only that the structure of the prior art is capable of performing the function. It has been held that a recitation with respect to the manner in which a claimed apparatus is intended to be employed does not differentiate the claimed apparatus from a prior art apparatus satisfying the claimed structural limitations. Ex parte Masham, 2 USPQ2d 1647 (1987). Fett discloses guide member (see e.g. shield) and the substrate is lifted by the guide member remains uncoated and the substrate coating system includes an adjustment mechanism to move the guide member from a position of disengaged from the substrate to a position where the guide member is engaged with the substrate (see adjustment spindles and clips as adjustment mechanism to position the shields from engaged or not engage to selectively to block/engage substrate to prevent deposition, see Figures 3-5 and accompanying text). Fett discloses the guide members move towards and away from the substrate (see e.g. Figure 1, Figure 2) and moving the guide member towards the substrate moves the guide member from a position where the guide member is disengaged to a position where the guide member is engaged (see Figure 1). PNG media_image1.png 740 749 media_image1.png Greyscale PNG media_image2.png 893 842 media_image2.png Greyscale Here, Figure 2 illustrates the guide member is disengaged from the substrate, and Figure 1 illustrates that the guide member is being moved towards the substrate and then is capable of being engaged with the substrate. As to the intended use of the claims, while the prior art discloses a certain use that meets the claimed intended use, the intended use is merely that, intended and not required by the structure, only that the structure of the prior art is capable of performing the function. It has been held that a recitation with respect to the manner in which a claimed apparatus is intended to be employed does not differentiate the claimed apparatus from a prior art apparatus satisfying the claimed structural limitations. Ex parte Masham, 2 USPQ2d 1647 (1987). Claim 2: Fett discloses a member to direct the force to a portion of the second part of the substrate (see e.g. 4, member directs “a force” to the portion of the sheet). Claim 3: Fett discloses the member is to physically engage with and wipe a surface of the portion (see Figure 1 and accompanying text, 4, member both physical engages the substrate and wipes the surface by nature of the movement). Claim 4: Fett discloses a plurality of members, wherein each member is to wipe and lift a portion of a respective second part of the substrate, wherein each second part forms an uncoated lane (see e.g. Figure 1). Additionally, the use of the member “i.e. to wipe” is mere intended use of the apparatus and the member (4) of Fett is capable of functioning in the manner as claimed. Claim 5: Fett discloses the member comprises a plurality of elements (see Figure 1, Figure 5B and accompanying text), wherein each element is to wipe and lift the same second part of the substrate, wherein the second part forms an uncoated lane. Claim 6: Fett discloses one of the elements is spaced apart from another one of the elements, and wherein each element is to direct a force to a respective portion of the second part of the substrate (see Figures 5A-5c and accompanying text, see Column 2, lines 41-49). Claim 8: Fett discloses the member comprises an arcuate portion to cause a gradual lift of the substrate across the member (see Figure 4, member 4 includes arcuate portion). Claim 9: Fett discloses “the adjusting rods/adjusting spindles can be operated manually or automatically” (see column 3, lines 60-62) and thus meets this requirement, i.e. automatically based on an undefined signal from an undefined controller or by a signal from the operator, i.e. within the scope of the broadly drafted controller. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 7 and 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Fett. Claim 7: Fett discloses all that is taught above; however, fails to disclose the width of the member to physically engage the substrate is less than or equal to 5mm. However, Fett illustrates that the width is a variable specifically adjustable based on the size of the region to be uncoated (see Figures 5A-5C and accompanying text, column 4, lines 63-67, “the widths of the shielded regions can be adjusted continuously and precisely, the minimum strip width being the width of the narrowest strap and the maximum strip width being the sum of the widths of all the straps”), relating to the adjusting the number, overlap, and location/width of the individual shields to prevent deposition in the desired region and therefore taking the reference collectively, it would have been obvious to one of ordinary skill in the art at the time of the invention to determine the optimum width of the shield through routine experimentation to provide the desired coating and uncoated regions. Claim 9: Fett discloses “the adjusting rods/adjusting spindles can be operated manually or automatically” (see column 3, lines 60-62) and thus while the examiner maintains the position as set forth above, to be automatically adjusted it would have been obvious to perform automatic adjustment via a signal from the operator, i.e. within the scope of the broadly drafted controller. As to the intended use of the claims, while the prior art discloses a certain use that meets the claimed intended use, the intended use is merely that, intended and not required by the structure, only that the structure of the prior art is capable of performing the function. It has been held that a recitation with respect to the manner in which a claimed apparatus is intended to be employed does not differentiate the claimed apparatus from a prior art apparatus satisfying the claimed structural limitations. Ex parte Masham, 2 USPQ2d 1647 (1987). Claim(s) 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Fett taken collectively with US 3032006 by Kahn et al. While the examiner maintains the position with respect to the broadly drafted claims, for the sake of compact prosecution, the examiner cites here Khan, also in the art of coating a web and shielding a portion of the web from coating using a shield (see e.g. column 1, lines 10-14). Kahn discloses automatically controlling a shield to prevent deposition on a portion of the web and discloses using a controller to move the shield based on signal (Figure 1 and accompanying text, column 1, lines 4-25, column 3-4). Therefore, as Frett discloses automatically adjusting the shields and Kahn discloses automatically adjusting the shield using a controller and a signal, it would have been obvious to one of ordinary skill in the art to provide a controller and automatically moving the shield based on a signal from the controller as such is taught by Kahn as a well-known method of controlling the shield during coating processing automatically. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAVID P TUROCY whose telephone number is (571)272-2940. The examiner can normally be reached Mon, Tues, Thurs, and Friday, 7:00 a.m. to 5:30 p.m. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Gordon Baldwin can be reached at 571-272-5166. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DAVID P TUROCY/ Primary Examiner, Art Unit 1718
Read full office action

Prosecution Timeline

Show 2 earlier events
Nov 03, 2025
Applicant Interview (Telephonic)
Nov 03, 2025
Examiner Interview Summary
Nov 25, 2025
Response Filed
Dec 12, 2025
Final Rejection mailed — §102, §103
Feb 12, 2026
Response after Non-Final Action
Mar 11, 2026
Request for Continued Examination
Mar 16, 2026
Response after Non-Final Action
Apr 01, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
47%
Grant Probability
83%
With Interview (+36.3%)
3y 6m (~5m remaining)
Median Time to Grant
High
PTA Risk
Based on 891 resolved cases by this examiner. Grant probability derived from career allowance rate.

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