Prosecution Insights
Last updated: August 17, 2026
Application No. 18/310,425

PACKAGE SUBSTRATE HAVING ELECTRONIC COMPONENT MOUNTED IN A CAVITY OF A CORE OF THE PACKAGE SUBSTRATE WITH A RESIN

Non-Final OA §103
Filed
May 01, 2023
Examiner
RODRIGUEZ VILLANU, SANDRA MILENA
Art Unit
2898
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Qualcomm Incorporated
OA Round
3 (Non-Final)
88%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allowance Rate
102 granted / 116 resolved
+19.9% vs TC avg
Moderate +12% lift
Without
With
+12.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
39 currently pending
Career history
158
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
48.3%
+8.3% vs TC avg
§102
22.8%
-17.2% vs TC avg
§112
26.8%
-13.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 116 resolved cases

Office Action

§103
DETAILED ACTION General Remarks The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 05/19/2026 has been entered. Response to Amendment The Amendment filed on 05/19/2026 has been entered. Claims 2-4, 10-11,19-22 and 24 are canceled by Applicant. Claims 1,5-9, 12-18,23 and 25-30 are pending. Response to Arguments Applicant's arguments "Applicant Arguments/Remarks Made in an Amendment" with the "Amendment/Req. Reconsideration-After Non-Final Reject" filed on 05/19/2026, have been fully considered, the arguments are not persuasives and some of them are moot because do not apply to new ground of rejections with new reference, US 20010001070 A1 to Hsu, being used in the current rejection, see detail below. Election/Restrictions Claims 27-29 still remain withdrawn because the condition for rejoin is not achieved, claims 1 and 18 are not in condition for allowance (“…the product invention was elected and subsequently found allowable, all claims to a nonelected process invention must depend from or otherwise require all the limitations of an allowable claim for the claims directed to that process invention to be eligible for rejoinder…”, See MPEP § 821.04(b)). Applicant’s amendment of claims 9 and 23 with its dependent claims 12-13 and 25, respectively, directed to an invention that is independent or distinct from the invention originally claimed for the following reasons: claim 9 has limitations of "a second cured resin layer filling disposed in a third region of the cavity above the dielectric fill layer between the first region of the cavity and the second region of the cavity, the second cured resin layer extending between the plurality of exterior sidewalls of the electronic component and the plurality of interior sidewalls of the core, and wherein the first cured resin layer and the second cured resin layer are formed from different resin materials”. Claim 23 has limitations of “a second cured resin layer filling disposed in a third region of the cavity above the dielectric fill layer between the first region of the cavity and the second region of the cavity, the second cured resin layer extending between the plurality of exterior sidewalls of the electronic component and the plurality of interior sidewalls of the core, and wherein the first cured resin layer and the second cured resin layer are formed from different resin materials”. These limitations in claims 9 and 23 describe another Species (Fig. 6B) that it is different to Species disclosed in claim 1 (Fig. 4B), then, brings restriction by Species. The requirement is deemed proper, and is therefore made FINAL. Since applicant has received an action on the merits for the originally presented invention, this invention has been constructively elected by original presentation for prosecution on the merits. Accordingly, claims 9,12-13,23 and 25 withdrawn from consideration as being directed to non-elected Species and become an election without traverse. See 37 CFR 1.142(b) and MPEP § 821.03. In view of the above, this office action considers: Claims 1,5-9, 12-18,23 and 25-30 are pending. Claims 9,12-13,23 and 25 are withdrawn, non-elected without traverse. Claim Rejections - 35 USC § 103 The following is a quotation of AIA 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 5-8, 14-15 and 17-18 is/are rejected under AIA 35 U.S.C. 103 as being unpatentable over Yamamoto et al. (JP 2007067369 A, hereinafter Yamamoto, of the record) in view of Boja (US 20240222213 A1, hereinafter Boja, of the record) and further in view of Hsu et al. (US 20010001070 A1, hereinafter Hsu). Re: Independent Claim 1, Yamamoto teaches an electronic device (Fig. 1), comprising: PNG media_image1.png 445 739 media_image1.png Greyscale Yamamoto’s Figure 1-Annotated. a substrate (10 a wiring board in [0036], Fig. 1) comprising: a core (11 a substrate core in [0036], Fig. 1) having an upper planar surface and a lower planar surface (Fig. 1), wherein the core (11) includes a cavity (cavity a region including the component 101 in [0036], Fig. 1-Annotated) extending between the upper planar surface of the core (11) and the lower planar surface of the core (11), and wherein the cavity (cavity) is defined by a plurality of interior sidewalls of the core (11); an electronic component (101 a ceramic capacitor in [0037], Fig. 1) at least partially disposed (Fig. 1) in the cavity (cavity), wherein the electronic component (101) comprises an upper planar surface having one or more electronic component terminals (116 metallized layers in [0044], Fig. 1), the electronic component (101) further comprising a plurality of exterior sidewalls facing (Fig. 1) the plurality of interior sidewalls of the core (11); a first cured resin layer (first resin-92a a resin filler in [0055], Fig. 1-Annotated), wherein the first cured resin layer (first resin-92a) extends over the upper planar surface of the electronic component (101) and about the electronic component terminals (116), wherein the first cured resin layer (first resin-92a) is further disposed in a first region (Fig. 1-Annotated) of the cavity (cavity) between the plurality of exterior sidewalls of the electronic component (101) and the plurality of interior sidewalls of the core (11); a dielectric fill material (33-f a resin insulating layer filling into the cavity in [0041], Fig. 1-Annotated) disposed below the first cured resin layer (first resin-92a) in a second region (Fig. 1-Annotated) of the cavity (cavity); and an upper metallization structure disposed (32 a build-up layer including 34,36,38 in [0057], Fig. 1) over the upper planar surface of the core (11), wherein the upper metallization structure (32) is configured to provide one or more conductive paths (Fig. 1-Annotated) from the one or more electronic component terminals (116) to one or more upper metal terminals of the upper metallization structure (32), the upper metallization structure (32) including a lower dielectric layer (34 insulating layer in [0038], Fig. 1), wherein the first cured resin layer (first resin-92a) is further disposed in a region of the cavity (cavity) between (Fig. 1-Annotated) the upper planar surface of the electronic component (101) and a lower surface of the lower dielectric layer (34). Yamamoto does not expressly disclose a dielectric fill material disposed in a second region of the cavity between the plurality of exterior sidewalls of the electronic component and the plurality of interior sidewalls of the core. PNG media_image2.png 314 776 media_image2.png Greyscale Boja’s Figure 1A-Annotated. However, in the same semiconductor device field of endeavor, Boja discloses a dielectric fill material (116c a portion of the first insulation layer 116a in [0035], Fig. 1A) disposed in a second region of the cavity (cavity a region including the component 115a in [0022], Fig. 1A) between (Fig. 1A-Annotated) the plurality of exterior sidewalls of the electronic component (115a active device component in [0022], Fig. 1A) and the plurality of interior sidewalls of the core (102a a monolithic core in [0049], Fig. 1A). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to include the Boja’s feature of a dielectric fill material disposed in a second region of the cavity between the plurality of exterior sidewalls of the electronic component and the plurality of interior sidewalls of the core to Yamamoto’s device to facilitate heat dissipation from device components and/or shorten or simply the routing to chiplets and/or further alter the device component's electrical properties ([0020], Boja). Yamamoto modified by Boja does not expressly disclose wherein the first cured resin layer has a lower void volume fraction than the dielectric fill material. However, in the same semiconductor device field of endeavor, Hsu discloses the first cured resin layer (5 a liquid resin in section 21, Fig. 2) has a low void volume fraction (wherein the liquid resin 5 is free of air gaps or voids because the Hsu’s method to fill the cavity formed by the walls 4, results in a resin layer 5 having a flat surface and without air, in section 21, in addition, the resin layer 5 is a liquid resin as the Applicant’s resin, then both resins have similar properties, Fig. 2). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to include the Hsu’s feature of wherein the first cured resin layer has a low void volume fraction to Yamamoto’s device to provide a resin material having a surface without air or voids (section 21, Hsu). The combination of Yamamoto modified by Boja and Hsu results in wherein the first cured resin layer (Hsu’s 5 applied to Yamamoto) has a lower void volume (section 21, Fig. 2, Hsu) fraction than the dielectric fill material (Boja’s 116c made of a conventional dielectric material in [0035], Fig. 1A but 116c is not a liquid resin, due to the Hsu’s 5 layer is free of void and the Boja’s 116c is a regular dielectric material, then Hsu’s 5 layer has a lower void volume fraction than Boja’s 116c). Re: Claim 5, Yamamoto modified by Boja and Hsu discloses the electronic device of claim 1, Yamamoto does not expressly disclose wherein: the electronic component has a height that is greater than or equal to a depth of the core. However, in the same semiconductor device field of endeavor, Boja discloses a wherein: the electronic component (115a active device component in [0022], Fig. 1A) has a height that is greater than or equal (Fig. 1A) to a depth of the core (102a a monolithic core in [0049], Fig. 1A). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to include the Boja’s feature wherein: the electronic component has a height that is greater than or equal to a depth of the core to Yamamoto’s device to facilitate heat dissipation from device components and/or shorten or simply the routing to chiplets and/or further alter the device component's electrical properties ([0020], Boja). Re: Claim 6, Yamamoto modified by Boja and Hsu discloses the electronic device of claim 5, wherein: the core (11, Yamamoto) has a thickness equal to or less than 760 micrometers (a thickness less than of 1mm in [0049], Fig. 1, Yamamoto). Re: Claim 7, Yamamoto modified by Boja and Hsu discloses the electronic device of claim 1, further comprising: a lower metallization structure (31 a build-up layer including 33,35,37 in [0041], Fig. 1, Yamamoto) disposed below the lower planar surface of the core (11 Yamamoto), wherein the lower metallization structure (31 Yamamoto) is configured to provide one or more conductive paths from a patterned metallization layer (42 conductor layers in [0037], Fig. 1 Yamamoto) disposed over the lower planar surface of the core to one or more lower metal terminals of the lower metallization structure (31 Yamamoto), the lower metallization structure (31 Yamamoto) comprising an upper dielectric layer (33 an insulating layer in [0041], Fig. 1, Yamamoto) disposed over and adjacent the lower planar surface of the core (11, Yamamoto). Re: Claim 8, Yamamoto modified by Boja and Hsu discloses the electronic device of claim 7, wherein: the dielectric fill material (33f Yamamoto) comprises a same dielectric material (33-f made of the same material of 33, Fig. 1-Annotated) as the upper dielectric layer (33 an insulating layer in [0041], Fig. 1, Yamamoto) of the lower metallization structure (31 Yamamoto). Re: Claim 14, Yamamoto modified by Boja and Hsu discloses the electronic device of claim 1, further comprising: one or more metal vias (16 through-hole conductors in [0036], Fig. 1, Yamamoto) extending between (Fig. 1, Yamamoto) the upper planar surface of the core (11, Yamamoto) and the lower planar surface of the core (11, Yamamoto). Re: Claim 15, Yamamoto modified by Boja and Hsu discloses the electronic device of claim 1, further comprising: an electronic circuit package (motherboard, a plurality of solder bumps 49 are arranged on the surface of the BGA pad 48 for electrical connection to a motherboard in [0038], Fig.1, Yamamoto) mounted at the one or more upper metal terminals of the upper metallization structure (32, Yamamoto). Re: Claim 17, Yamamoto modified by Boja and Hsu discloses the electronic device of claim 1, wherein the electronic device comprises at least one of: a music player, a video player, an entertainment unit, a navigation device, a communications device, a mobile device, a mobile phone, a smartphone, a personal digital assistant, a fixed location terminal, a tablet computer, a computer, a wearable device, a laptop computer, a server, an internet of things (IoT) device, or a device in an automotive vehicle (a computer in [0002] , Yamamoto). Re: Independent Claim 18, Yamamoto teaches a substrate (Fig. 1), comprising: a substrate (10 a wiring board in [0036], Fig. 1) comprising: a core (11 a substrate core in [0036], Fig. 1) having an upper planar surface and a lower planar surface (Fig. 1), wherein the core (11) includes a cavity (cavity a region including the component 101 in [0036], Fig. 1-Annotated) extending between the upper planar surface of the core (11) and the lower planar surface of the core (11), and wherein the cavity (cavity) is defined by a plurality of interior sidewalls of the core (11); an electronic component (101 a ceramic capacitor in [0037], Fig. 1) at least partially disposed (Fig. 1) in the cavity (cavity), wherein the electronic component (101) comprises an upper planar surface having one or more electronic component terminals (116 metallized layers in [0044], Fig. 1), the electronic component (101) further comprising a plurality of exterior sidewalls facing (Fig. 1) the plurality of interior sidewalls of the core (11); a first cured resin layer (first resin-92a a resin filler in [0055], Fig. 1-Annotated), wherein the first cured resin layer (first resin-92a) extends over the upper planar surface of the electronic component (101) and about the electronic component terminals (116), wherein the first cured resin layer (first resin-92a) is further disposed in a first region (Fig. 1-Annotated) of the cavity (cavity) between the plurality of exterior sidewalls of the electronic component (101) and the plurality of interior sidewalls of the core (11); a dielectric fill material (33-f a resin insulating layer filling into the cavity in [0041], Fig. 1-Annotated) disposed below the first cured resin layer (first resin-92a) in a second region (Fig. 1-Annotated) of the cavity (cavity); and an upper metallization structure disposed (32 a build-up layer including 34,36,38 in [0057], Fig. 1) over the upper planar surface of the core (11), wherein the upper metallization structure (32) is configured to provide one or more conductive paths (Fig. 1-Annotated) from the one or more electronic component terminals (116) to one or more upper metal terminals of the upper metallization structure (32) ), the upper metallization structure (32) including a lower dielectric layer (34 insulating layer in [0038], Fig. 1), wherein the first cured resin layer (first resin-92a) is further disposed in a region of the cavity (cavity) between (Fig. 1-Annotated) the upper planar surface of the electronic component (101) and a lower surface of the lower dielectric layer (34). Yamamoto does not expressly disclose a dielectric fill material disposed in a second region of the cavity between the plurality of exterior sidewalls of the electronic component and the plurality of interior sidewalls of the core. However, in the same semiconductor device field of endeavor, Boja discloses a dielectric fill material (116c a portion of the first insulation layer 116a in [0035], Fig. 1A) disposed in a second region of the cavity (cavity a region including the component 115a in [0022], Fig. 1A) between (Fig. 1A-Annotated) the plurality of exterior sidewalls of the electronic component (115a active device component in [0022], Fig. 1A) and the plurality of interior sidewalls of the core (102a a monolithic core in [0049], Fig. 1A). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to include the Boja’s feature of a dielectric fill material disposed in a second region of the cavity between the plurality of exterior sidewalls of the electronic component and the plurality of interior sidewalls of the core to Yamamoto’s device to facilitate heat dissipation from device components and/or shorten or simply the routing to chiplets and/or further alter the device component's electrical properties ([0020], Boja). Yamamoto modified by Boja does not expressly disclose wherein the first cured resin layer has a lower void volume fraction than the dielectric fill material. However, in the same semiconductor device field of endeavor, Hsu discloses the first cured resin layer (5 liquid resin in section 21, Fig. 2) has a low void volume fraction (wherein the liquid resin 5 is free of air gaps or voids because the Hsu’s method to fill the cavity formed by the walls 4, results in resin layer 5 having a flat surface and without air, in section 21, in addition, the resin layer 5 is a liquid resin as the Applicant’s resin, then both resins have similar properties, Fig. 2). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to include the Hsu’s feature of wherein the first cured resin layer has a low void volume fraction to Yamamoto’s device to provide a resin material having a surface without air or voids (section 21, Hsu). The combination of Yamamoto modified by Boja and Hsu results in wherein the first cured resin layer (Hsu’s 5 applied to Yamamoto) has a lower void volume (section 21, Fig. 2, Hsu) fraction than the dielectric fill material (Boja’s 116c made of a conventional dielectric material in [0035], Fig. 1A but 116c is not a liquid resin, due to the Hsu’s 5 layer is free of void and the Boja’s 116c is a regular dielectric material, then Hsu’s 5 layer has a lower void volume fraction than Boja’s 116c). Claim(s) 16 and 26 is/are rejected under AIA 35 U.S.C. 103 as being unpatentable over Yamamoto in view of Boja, in view of Hsu and further in view of Hsieh (US 20210159187 A1, hereinafter Hsieh, of the record). Re: Claim 16, Yamamoto modified by Boja and Hsu discloses the electronic device of claim 1, Yamamoto modified by Boja and Hsu does not expressly disclose wherein: the electronic component comprises a deep trench capacitor. However, in the same semiconductor device field of endeavor, Hsieh discloses a wherein: the electronic component comprises a deep trench capacitor (30 a deep trench capacitor in [0029], Fig. 1). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to include the Hsieh’s feature wherein: the electronic component comprises a deep trench capacitor to Yamamoto’s device to provides a more efficient use of space for the semiconductor device ([0026], Hsieh). Re: Claim 26, Yamamoto modified by Boja and Hsu discloses the substrate of claim 18, Yamamoto modified by Boja and Hsu does not expressly disclose wherein: the electronic component comprises a deep trench capacitor. However, in the same semiconductor device field of endeavor, Hsieh discloses a wherein: the electronic component comprises a deep trench capacitor (30 a deep trench capacitor in [0029], Fig. 1). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to include the Hsieh’s feature wherein: the electronic component comprises a deep trench capacitor to Yamamoto’s device to provides a more efficient use of space for the semiconductor device ([0026], Hsieh). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SANDRA M RODRIGUEZ VILLANUEVA whose telephone number is (571)272-1936. The examiner can normally be reached Monday to Friday 8:00am-5:00pm (EST). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jessica Manno can be reached at (571) 272-2339. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SANDRA MILENA RODRIGUEZ VILLANUEVA/Examiner, Art Unit 2898 /JESSICA S MANNO/SPE, Art Unit 2898
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Prosecution Timeline

May 01, 2023
Application Filed
Oct 17, 2025
Non-Final Rejection mailed — §103
Jan 26, 2026
Response Filed
Mar 05, 2026
Final Rejection mailed — §103
May 19, 2026
Request for Continued Examination
May 21, 2026
Response after Non-Final Action
Jun 24, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
88%
Grant Probability
99%
With Interview (+12.1%)
2y 10m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 116 resolved cases by this examiner. Grant probability derived from career allowance rate.

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