Prosecution Insights
Last updated: July 17, 2026
Application No. 18/332,147

CAVITY WITH BOTTOM HAVING DIELECTRIC LAYER PORTION OVER GATE BODY WITHOUT ETCH STOP LAYER AND RELATED METHOD

Non-Final OA §102
Filed
Jun 09, 2023
Examiner
LUKE, DANIEL M
Art Unit
2896
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
GlobalFoundries Singapore Pte. Ltd.
OA Round
3 (Non-Final)
71%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
90%
With Interview

Examiner Intelligence

Grants 71% — above average
71%
Career Allowance Rate
497 granted / 699 resolved
+3.1% vs TC avg
Strong +19% interview lift
Without
With
+18.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
23 currently pending
Career history
722
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
80.2%
+40.2% vs TC avg
§102
10.6%
-29.4% vs TC avg
§112
8.2%
-31.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 699 resolved cases

Office Action

§102
DETAILED ACTION This office action is in response to the RCE filed 6/5/2026. Currently, claims 1-2, 4-11 and 13-22 are pending, of which claims 19-22 are withdrawn from consideration. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-2, 4, 6-11, 13 and 15-18 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Hsu et al. (US 2024/0203785). Pertaining to claims 1 and 10, Hsu shows, with reference to FIG. 1G, a semiconductor device/RFSOI switch, comprising: a transistor (T) including source/drain regions (22/24) in a semiconductor-on-insulator (SOI) layer (10c) of an SOI substrate (10a/b) and a gate (32) over the SOI layer, the gate having a gate body; an etch stop layer (26a) on the source/drain regions but not on a top surface of the gate body; an interconnect layer (28a/36/42/62) over the transistor, the interconnect layer including a dielectric layer (62), wherein the dielectric layer includes a first material and the etch stop includes a second material different from the first material (para. [0018] – [0019]); and a cavity/air gap (AG1) extending partially through the interconnect layer above the gate, wherein a portion of the dielectric layer (62) is on the top surface of the gate body and defines a bottom of the cavity/air gap (dielectric layer is on the top surface of the gate body with layer 34 intervening therebetween, meeting the term “on” as it is defined in the specification in para. [0023]). Pertaining to claims 2 and 11, Hsu shows the dielectric layer is continuous within the interconnect layer including the portion of the dielectric layer over the gate body (FIG. 1G). Pertaining to claims 3 and 12, Hsu shows the dielectric layer is devoid of seams within the interconnect layer (FIG. 1G). Pertaining to claims 4 and 13, Hsu shows the gate further includes a sidewall spacer adjacent the gate body (para. [0016], lines 14-18), and the gate body includes a silicide upper surface (para. [0016], lines 7-12), wherein the etch stop layer is laterally adjacent to the sidewall spacer (para. [0049], lines 7-11; para. [0050], lines 2-3; para. [0052], lines FIG. 1G), and wherein the gate includes a coplanar upper surface defined by the silicide upper surface and end surfaces of the sidewall spacer and end surfaces the etch stop layer (para. [0016], lines 7-12; para. [0049], lines 7-11; para. [0050], lines 2-3; FIG. 1G). Pertaining to claims 6 and 15 Hsu shows a lower surface of the cavity/ air gap defined by the portion of the dielectric layer is parallel to the coplanar upper surface of the gate (FIG. 1G). Pertaining to claims 7 and 16, Hsu shows the interconnect layer includes a local interconnect layer (28a/34) over the transistor and a first metal layer (36/40) over the local interconnect layer, and the dielectric layer (62) of the interconnect layer around the cavity covers any conductive wire (46) in the first metal layer or any conductive via (38) in the local interconnect layer (covers in plan view). Pertaining to claims 8 and 17, Hsu shows the first metal layer includes a first metal cap layer (40) at an upper surface thereof, and wherein a width of the cavity/air gap (AG1) in the first metal cap layer (at n1) is less than a width of the cavity/air gap in a dielectric layer (36) of the first metal layer below the first metal cap layer (at P1). Pertaining to claim 9, Hsu shows the cavity includes one of a gas and a vacuum therein (air – para. [0022]). Pertaining to claim 18, Hsu shows the air gap is laterally elongated (para. [0027]; FIG. 3). Allowable Subject Matter Claims 5 and 14 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The reasons for the indication of allowable subject matter can be found in the office action dated 10/9/2025. Response to Arguments Applicant’s arguments with respect to the previous rejections under 35 U.S.C. 112(b) are persuasive. However, the claims are not allowable, as the claims as amended stand rejected under 35 U.S.C. 102(a)(2) as discussed above. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DANIEL M LUKE whose telephone number is (571)270-1569. The examiner can normally be reached Monday-Friday, 9am-5pm, EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, William Kraig can be reached at (571) 272-8660. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DANIEL LUKE/Primary Examiner, Art Unit 2896
Read full office action

Prosecution Timeline

Show 4 earlier events
Apr 21, 2026
Interview Requested
May 05, 2026
Response after Non-Final Action
May 21, 2026
Interview Requested
Jun 02, 2026
Applicant Interview (Telephonic)
Jun 02, 2026
Examiner Interview Summary
Jun 04, 2026
Request for Continued Examination
Jun 09, 2026
Response after Non-Final Action
Jun 23, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12684689
TRANSPARENT PACKAGE FOR USE WITH PRINTED CIRCUIT BOARDS
4y 0m to grant Granted Jul 14, 2026
Patent 12685137
Wire Structure for Low Resistance Interconnects
3y 7m to grant Granted Jul 14, 2026
Patent 12660580
INTERCONNECTION STRUCTURE AND METHODS OF FORMING THE SAME
4y 3m to grant Granted Jun 16, 2026
Patent 12660586
VIA STRUCTURE AND METHODS FOR FORMING THE SAME
3y 11m to grant Granted Jun 16, 2026
Patent 12660581
SEMICONDUCTOR STRUCTURE AND METHOD OF FORMING THE SAME
3y 5m to grant Granted Jun 16, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
71%
Grant Probability
90%
With Interview (+18.8%)
2y 9m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 699 resolved cases by this examiner. Grant probability derived from career allowance rate.

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