Prosecution Insights
Last updated: October 01, 2026
Application No. 18/332,233

ETCHING GAS COMPOSITION, SUBSTRATE PROCESSING APPARATUS, AND PATTERN FORMING METHOD USING THE ETCHING GAS COMPOSITION

Final Rejection §103
Filed
Jun 09, 2023
Priority
Jun 21, 2022 — RE 10-2022-0075691
Examiner
ALANKO, ANITA KAREN
Art Unit
1713
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Semes Co., Ltd.
OA Round
4 (Final)
70%
Grant Probability
Favorable
5-6
OA Rounds
0m
Est. Remaining
54%
With Interview

Examiner Intelligence

Grants 70% — above average
70%
Career Allowance Rate
496 granted / 709 resolved
+5.0% vs TC avg
Minimal -16% lift
Without
With
+-16.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 12m
Avg Prosecution
29 currently pending
Career history
735
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
46.7%
+6.7% vs TC avg
§102
19.5%
-20.5% vs TC avg
§112
21.9%
-18.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 709 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Claims 14-20 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected inventions, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on July 18, 2025. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1, 7 and 12 are rejected under 35 U.S.C. 103 as being unpatentable over Watanabe et al (US 12,154,790 B2) in view of Shen et al (US 11,075,084 B2). Watanabe discloses an etching gas composition (abstract) comprising: at least two C3 or C4 organic fluorine compounds (“fluorocarbon gas may include one or more of C4F6, C4F8, C3F8, and CF4” col.4, lines 11-17, 30-32); and molybdenum fluoride (col.4, lines 11-20), wherein the molybdenum fluoride has a formula of MoF6 (col.4, line 20); and a reactive gas, wherein the reactive gas is oxygen gas (O2) (col.4, lines 32-34). Watanabe fails to disclose to include that the carbon fluorine compounds that are isomers of each other. Watanabe discloses to etch silicon oxide (col.4, lines 35-36). Shen teaches an etching gas composition with organic fluorine compounds. More specifically, Shen teaches to etch silicon oxide (col.10, line 41) with a hydrofluorocarbon etching gas including 1,1,1,3,3,3-hexafluoropropane and 1,1,2,2,3,3- hexafluoropropane (col.10, lines 58-59). The advantage of these compounds is that they provide high to infinite selectivity to photoresist layers, mask layers, etch stop layers and device channel materials (col.13, lines 23-25). It would have been obvious to one with ordinary skill in the art before the effective filing date of the claimed invention to include the isomers of 1,1,1,3,3,3-hexafluoropropane and 1,1,2,2,3,3- hexafluoropropane in the composition of Watanabe because Shen teaches that they provide high to infinite selectivity to photoresist layers, mask layers, etch stop layers and device channel materials, and such are expected to give the predictable result of an etched layer. Further as to amended claim 1 as it relates to the mixing ratio, Shen teaches that the at least two C3 compounds comprises a first organic compound 1,1,1,3,3,3-hexafluoropropane (col.14, line 55) and a second organic compound 1,1,2,2,3,3- hexafluoropropane (col.14, lines 56-57), wherein a volumetric mixing ratio x:y of the first organic compound to the second organic compound ranges from x=50-75 vol% and y=25-50 vol% (col.14, lines 53-57), which for an ideal gas, is expected to be about 50-75 mol% first organic compound and 25-50 mol% second organic compound, which are ranges that overlap with the cited ranges. The gases are treated as ideal gases for the purposes of defining the composition. Shen also teaches that mixtures of isomers provide improved process parameters or can save money (col.14, lines 48-52). It would have been obvious to one with ordinary skill in the art before the effective filing date of the claimed invention to provide the cited ranges of molar ratios in the composition of Watanabe because Shen teaches that such ranges are useful and are expected to give the predictable result of a composition useful for etching. It would have also been obvious to one with ordinary skill in the art before the effective filing date of the claimed invention to vary the mixing ratio to that cited because Shen teaches that to do so provides improved process parameters or can save money, and to optimize the concentration for best results. MPEP 2144.05, II. A. Further as to amended claim 1, the limitations that the mixing ratio is “selected such that an aspect ratio of a pattern formed using the etching gas composition varies depending on the mixing ratio without increasing the amount of oxygen gas in the etching gas composition” is a method limitation that is given little patentable weight in a composition claim. The mixing ratios of Watanabe as modified by Shen teach ratios within the cited range. Watanabe and Shen may adjust the mixing ratios for different reasons than applicant does, and still read on the claimed invention. Here, Shen teaches that mixtures of isomers provide improved process parameters or can save money (col.14, lines 48-52). This is sufficient motivation to choose mixing ratios that overlap with the cited range, as explained more fully above. The limitation of aspect ratio dependence and the newly added limitation regarding major-axis/minor-axis ratio are treated as limitations of intended use of the composition and are given little patentable weight. The composition is expected to have the same properties of ratios because if the composition is physically the same, it must have the same properties. MPEP 2112.01 II. As to claim 7, Watanabe discloses that the molybdenum hexafluoride gas may be included in an amount of 0.5 through 5 parts by volume based on 100 parts by volume of the etching gas composition (col.4, lines 27-29), which encompasses the cited range. As to claim 12, Watanabe discloses to include an inert gas of a noble gas (col.4, lines 16-17). The cited gases are noble gases and would be immediately envisaged as a noble gas for inclusion in the composition of Watanabe. Claims 8-9 are rejected under 35 U.S.C. 103 as being unpatentable over Watanabe et al (US 12,154,790 B2) in view of Suzuki et al (US 2023/0386850 A1) and Shen et al (US 11,075,084 B2). As to claims 8-9, Watanabe discloses an etching gas composition (abstract) comprising: at least two C3 or C4 organic fluorine compounds (“fluorocarbon gas may include one or more of C4F6, C4F8, C3F8, and CF4” col.4, lines 11-17, 30-32); and molybdenum fluoride (col.4, lines 11-20). Watanabe fails to disclose to include that the organic fluorine compounds are C4H2F6 compounds that are isomers of each other. Watanabe discloses to etch silicon oxide (col.1, lines 42-47; col.4, lines 35-39). Suzuki teaches that etching compositions for surfaces such as silicon oxide [0077]-[0078] may include C4 organic fluorine compounds [0037] including C4HxFy, x is 1-7, y is 1-7, x+y is 8 [0038]. Suzuki teaches that the type of fluorobutene is not limited [0038]. Suzuki teaches that the organic fluorine compounds include 1,1,1,4,4,4,-hexafluoro-2-butene (CF3-CH=CH-CF3)[0040], [0043]; 1,1,2,3,4,4-hexafluoro-2-butene [0040]; or 2,3,3,4,4,4-hexafluoro-1-butene [0043]. Further, Suzuki teaches that cis and trans isomers may be used. [0041]. It would have been obvious to one with ordinary skill in the art before the effective filing date of the claimed invention to include the cited 2,3,3,4,4,4- and 1,1,2,3,4,4-hexafluoro-2-butene as the organic fluorine compound in the composition of Watanabe because Suzuki teaches that they are useful organic fluorine compounds to including in etching compositions, and such is expected to give the predictable result of an etchant. The discussion of Shen from above is repeated here. Shen teaches that in etching gas compositions, that mixtures of isomers improve process parameters or save money (col.14, lines 48-52). For example, Shen teaches that the molar ratio/mixing ratio can be about 50-75 mol% first organic compound and 25-50 mol% second organic compound, which are ranges which overlap with the cited ranges. It would have been obvious to one with ordinary skill in the art before the effective filing date of the claimed invention to provide the cited molar ratio/mixing ratio of isomers in the modified composition of Watanabe because Shen teaches that to do can improve process parameters or save money. It is also obvious to optimize the concentration to the cited molar ratio/mixing ratio because the composition can be optimized for best results. MPEP 2144.05, II. A. Claims 10-11 are rejected under 35 U.S.C. 103 as being unpatentable over Watanabe et al (US 12,154,790 B2) in view of Suzuki et al (US 2023/0386850 A1) and Shen et al (US 11,075,084 B2), as applied to claim 9, and further in view of Kim et al (US 2022/0310407 A1). As to claim 10, Watanabe fails to disclose to include that the cited hexafluoro-2-butene and 1,1,2,2,3,4-hexafluorocclobutane. Kim teaches to include organic fluorine compounds in etchant solutions. More specifically Kim teaches to include (2Z)-1,1,1,4,4,4,-hexafluoro-2-butene (CF3-CH=CH-CF3)and (3R,4S)-1,1,2,2,3,4-hexafluorocyclobutane (claim 8), as cited. It would have been obvious to one with ordinary skill in the art before the effective filing date of the claimed invention to include the first and second organic fluorine compounds as cited in the modified composition of Watanabe because Kim teaches that they are useful organic fluorine compounds for compositions, and such are expected to provide the predictable result of an etchant composition. As to claim 11, Suzuki teaches that hexafluoroisobutene is known and useful to include to improve etch selectivity [0003]. It would have been obvious to one with ordinary skill in the art before the effective filing date of the claimed invention to include the cited compounds as taught by Suzuki and Kim in the composition of Watanabe because they are expected to give the predictable result of a useful etchant and improve selectivity. Response to Amendment Claims 1, 7 and 12 are rejected under 35 U.S.C. 103 as being unpatentable over Watanabe et al (US 12,154,790 B2) in view of Shen et al (US 11,075,084 B2). Claims 8-9 are rejected under 35 U.S.C. 103 as being unpatentable over Watanabe et al (US 12,154,790 B2) in view of Suzuki et al (US 2023/0386850 A1) and Shen et al (US 11,075,084 B2). Claims 10-11 are rejected under 35 U.S.C. 103 as being unpatentable over Watanabe et al (US 12,154,790 B2) in view of Suzuki et al (US 2023/0386850 A1) and Shen et al (US 11,075,084 B2), as applied to claim 9, and further in view of Kim et al (US 2022/0310407 A1). Response to Arguments Applicant's arguments filed August 4, 2026, have been fully considered but they are not persuasive, to the extent they still apply. Applicant argues that Watanabe fails to teach or suggest that a bottom shape has a major-axis/minor-axis ratio of 1.38 or less. In response, the claimed limitation about the major-axis/minor-axis ratio is given little patentable weight. This limitation would be given patentable weight in a method claim, but the claims at issue are composition claims. The modified composition of Watanabe is expected to have the cited properties because if a compound is the same, the same results are expected. MPEP 2112.01, II (If the composition is physically the same, it must have the same properties). Shen is relied upon to teach the isomers, not to teach the major/minor axis ratio. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANITA K ALANKO whose telephone number is (571)270-0297. The examiner can normally be reached Monday-Friday, 9 am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joshua Allen can be reached at 571-270-3176. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ANITA K ALANKO/Primary Examiner, Art Unit 1713
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Prosecution Timeline

Show 2 earlier events
Oct 28, 2025
Response Filed
Jan 29, 2026
Final Rejection mailed — §103
Mar 27, 2026
Response after Non-Final Action
Apr 24, 2026
Request for Continued Examination
Apr 28, 2026
Response after Non-Final Action
May 06, 2026
Non-Final Rejection mailed — §103
Aug 04, 2026
Response Filed
Aug 26, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
70%
Grant Probability
54%
With Interview (-16.5%)
2y 12m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 709 resolved cases by this examiner. Grant probability derived from career allowance rate.

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