Prosecution Insights
Last updated: April 19, 2026
Application No. 18/335,492

VERTICAL NONVOLATILE MEMORY DEVICE INCLUDING MEMORY CELL STRINGS

Non-Final OA §103
Filed
Jun 15, 2023
Examiner
BOOTH, RICHARD A
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
85%
Grant Probability
Favorable
1-2
OA Rounds
2y 4m
To Grant
94%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allow Rate
878 granted / 1029 resolved
+17.3% vs TC avg
Moderate +8% lift
Without
With
+8.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
35 currently pending
Career history
1064
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
56.2%
+16.2% vs TC avg
§102
29.9%
-10.1% vs TC avg
§112
7.4%
-32.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1029 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant's election with traverse of the third embodiment in the reply filed on 12/19/25 is acknowledged. The traversal is on the ground(s) that there should be a rejoinder of any non-elected claims upon allowance and the election of species does not have a proper listing of embodiments. This is not found persuasive because there does not appear to be any possible rejoinder since there are no process claims in the application. However, if a generic device claim is found allowable, then all claims depending from that generic claim will also be found allowable. Furthermore, the embodiments listed in the election of species requirement are patentably distinct and place an undue burden upon the examiner as stated in the election of species requirement. The requirement is still deemed proper and is therefore made FINAL. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1-5, 10-11, and 17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Tan et al., US 2021/0288066 in view of Yu et al., US Patent 12,446,248. Tan et al. shows the invention as claimed including a nonvolatile memory device comprising: A channel layer 114 extending in a first direction; A plurality of gate electrodes 102 and a plurality of spacers alternately arranged with each other in the first direction, each of the plurality of gate electrodes 102 and each of the plurality of spacers 104 extending in a second direction crossing the first direction; and a gate insulating layer extending in the first direction, the gate insulating layer (108,110,112) between the channel layer 114 and the plurality of gate electrodes, wherein the channel layer includes a two-dimensional semiconductor material (see paragraphs 0023-0030 and figs. 1-2). Tan et al. does not expressly disclose that the two-dimensional semiconductor material is doped with a p-type impurity. Yu discloses forming a channel layer 140 which can include a p-type doped two-dimensional semiconductor such as WSe2 (see col. 6-lines 1-9). In view of this disclosure, it would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the primary reference of Tan et al. so as to include a p-doped two-dimensional material as disclosed by Yu because Yu shows such a material as being suitable for forming a channel material. Concerning claim 2, note that, as disclosed above, Yu discloses where the semiconductor material is WSe2. Regarding claim 3, Tan et al. and Yu do not expressly disclose the claimed hole and electron mobility of the channel layer. However, it would have been obvious to one of ordinary skill in the art at the time the invention was filed to determine through routine experimentation the optimum hole and electron mobility depending upon a variety of considerations including the desired speed and conductivity type of the device and such limitation would not lend patentability to the instant application absent a showing of unexpected results. With respect to dependent claim 4, note that Tan et al. discloses that the channel layer is a monolayer or a few layers of monolayers of molybdenum disulfide (see paragraph 0024) which ranges from 0.65nm to about 2nm which overlaps with the claimed range establishing a prima facie case of obviousness (see MPEP 2144.5). Furthermore, it would have been obvious to one of ordinary skill in the art at the time the invention was filed to form a channel layer of the claimed thickness because Tan et al. shows that particular thickness to be suitable as a channel material. Concerning dependent claim 5, note that Tan et al. discloses the nonvolatile memory device further comprising: an insulating support 220 extending in the first direction, wherein the channel layer 114 surrounds the insulating support. As to dependent claim 10, note that Tan et al. discloses a nonvolatile memory device comprising: a gate insulating layer including a charge blocking layer 208, a charge trap layer 210, and a tunneling dielectric layer 212, the charge blocking layer is between the channel layer 214 and the plurality of gate electrodes, the charge trap layer is between the channel layer and the charge blocking layer, and the tunneling dielectric layer is between the channel layer and the charge trap layer (see fig. 2 and its description). Concerning dependent claim 11, note that Tan et al. discloses wherein the tunneling dielectric layer, the charge trap layer, and the charge blocking layer extend in the first direction along the surface of the channel layer and are arranged in a concentric circular shape (see fig. 2). With respect to dependent claim 17, note that the plurality of gate electrodes in Tan et al. include at least one conductive material that can be tungsten, for example (see paragraph 0026). Claim(s) 6-8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Tan et al., US 2021/0288066 in view of Yu et al., US Patent 12,446,248 as applied to claims 1-5, 10-11, and 17 above, and further in view of O’Brien et al., US 2022/0199799. Tan et al. and Yu et al. are applied as above but do not expressly disclose a first boron nitride layer between the insulating support and the channel layer, wherein the first boron nitride layer surrounds the insulating support and extends in the first direction. O’Brien et al. discloses integrating a hexagonal boron nitride layer (106a,106b) on the top and bottom of two dimensional semiconductor channel material 104 (see paragraph 0021). In view of this disclosure, it would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the device of Tan et al. modified by Yu et al. so as to comprise a hexagonal boron nitride layer between the insulating support and channel layer because in such a way an optimized channel can be produced. Concerning dependent claim 7, note that in O’Brien et al. the boron nitride is hexagonal (see abstract). With respect to dependent claim 8, note that the hexagonal boron nitride layer has a thickness of from 0.3-10 nanometers (see paragraph 0026 of O’Brien et al.) which overlaps with the claimed range and creates a prima facie case of obviousness (see MPEP 2144.05). Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was filed to have a thickness in the claimed range because in such a way a suitable active layer of a device can be produced. Claim(s) 18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Tan et al., US 2021/0288066 in view of Yu et al., US Patent 12,446,248 as applied to claims 1-5, 10-11, and 17 above, and further in view of Cho et al., US 2012/0281484. Tan et al. and Yu et al. are applied as above but do not expressly disclose where the gate electrode can be one of the claimed two dimensional materials. However, Cho et al. discloses a non-volatile memory device comprising a graphene gate electrode (see abstract). In view of this disclosure, it would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the memory device of Tan et al. modified by Yu et al. so as to comprise a graphene electrode because such an electrode has a high work function and does not cause deterioration of a lower insulating film. Claim(s) 20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Tan et al., US 2021/0288066 in view of Yu et al., US Patent 12,446,248 as applied to claims 1-5, 10-11, and 17 above, and further in view of Brown et al., US 2017/0372205. Tan et al. and Yu et al. are applied as above with respect to claims 1-5, 10, and 17 but do not expressly disclose a neuromorphic apparatus comprising a processing circuit and the claimed memory system. However, Brown et al. discloses a neuromorphic apparatus (see paragraph 0025) comprising a processing circuit (see paragraph 0009) and a memory system 8 (see fig. 1 and paragraphs 0017-0030). In view of this disclosure, it would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the device of Tan et al. modified by Yu et al. so as to make the device part of the claimed neuromorphic apparatus as suggested by Brown et al. because in such a way an apparatus capable of predicting future states of a hardware system can be fabricated. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to RICHARD A BOOTH whose telephone number is (571)272-1668. The examiner can normally be reached Monday to Friday, 8:30 to 5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christine Kim can be reached at 571-272-8458. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /RICHARD A BOOTH/ Primary Examiner, Art Unit 2812 March 2, 2026
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Prosecution Timeline

Jun 15, 2023
Application Filed
Mar 04, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
85%
Grant Probability
94%
With Interview (+8.4%)
2y 4m
Median Time to Grant
Low
PTA Risk
Based on 1029 resolved cases by this examiner. Grant probability derived from career allow rate.

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