Prosecution Insights
Last updated: April 19, 2026
Application No. 18/336,066

TRANSISTORS WITH BOTTOM DIELECTRIC ISOLATION AND FULLY SELF-ALIGNED DIRECT BACKSIDE CONTACT

Non-Final OA §102
Filed
Jun 16, 2023
Examiner
HAN, JONATHAN
Art Unit
2818
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
International Business Machines Corporation
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
2y 5m
To Grant
93%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allow Rate
1032 granted / 1240 resolved
+15.2% vs TC avg
Moderate +10% lift
Without
With
+9.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
43 currently pending
Career history
1283
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
52.7%
+12.7% vs TC avg
§102
33.7%
-6.3% vs TC avg
§112
9.3%
-30.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1240 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Claims 19-20 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 10/15/2025. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-18 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Huang et al. (U.S. Publication No. 2021/0336012 A1; hereinafter Huang) With respect to claim 1, Huang discloses a microelectronic device comprising: a nanosheet transistor (see ¶[0014]) that includes a first source/drain [610] and a second source/drain [610/1702]; a frontside contact [716] connected to the first source/drain and a backside contact [1202/1402] connected to the second source/drain; and a plurality of isolation layers [1302/1502] located beneath the nanosheet transistor, wherein the second source/drain extends through the plurality of isolation layers to connect with the backside contact (see Figure 22B). With respect to claim 2, Huang discloses wherein one of the plurality of isolation layers is in direct contact with a backside surface of the first source/drain (See Figure 22B). With respect to claim 3, Huang discloses wherein a backside surface of the first source/drain and a backside surface of the second source/drain are located at different heights (see Figure 22B). With respect to claim 4, Huang discloses wherein the plurality of isolation layers includes at least a first dielectric layer [1502] and a second dielectric layer [1302] (see Figure 22B). With respect to claim 5, Huang discloses wherein the first dielectric layer and the second dielectric layer are comprised of the same dielectric material (See ¶[0056] and ¶[0060]) With respect to claim 6, Huang discloses a bonding seam located between the first dielectric layer and the second dielectric layer (see Figure 22B). With respect to claim 7, Huang discloses wherein the first dielectric layer [1502] is in contact with a backside surface of the first source/drain, and wherein the first dielectric layer is in contact with a sidewall of the second source/drain (See Figure 22B). With respect to claim 8, Huang discloses wherein the backside contact is in contact with the second dielectric layer (see Figure 22B). With respect to claim 9, Huang discloses wherein the first dielectric layer and the second dielectric layer are comprised of the different dielectric material (See ¶[0056] and ¶[0060]). With respect to claim 10, Huang discloses the microelectronic device comprising: a nanosheet transistor (See ¶[0014]) that includes a first source/drain [610] and a second source/drain [610/1702]; a frontside contact [716] connected to the first source/drain and a backside contact [1202/1402] connected to the second source/drain; a plurality of isolation layers [1302/1502] located beneath the nanosheet transistor, wherein the second source/drain extends through the plurality of isolation layers to connect with the backside contact, wherein the backside contact extends into the plurality of isolation layers to connect with the second source/drain (see Figure 22B). With respect to claim 11, Huang discloses wherein one of the plurality of isolation layers [1502] is in direct contact with the backside surface of the first source/drain (See Figure 22B). With respect to claim 12, Huang discloses wherein a backside surface of the first source/drain and a backside surface of the second source/drain are located at different heights (see Figure 22B). With respect to claim 13, Huang discloses wherein the plurality of isolation layers includes at least a first dielectric layer [1502] and a second dielectric layer [1302] (See Figure 22B). With respect to claim 14, Huang discloses wherein the first dielectric layer and the second dielectric layer are comprised of the same dielectric material (See ¶[0056] and ¶[0060]) With respect to claim 15, Huang discloses a bonding seam located between the first dielectric layer and the second dielectric layer (see Figure 22B). With respect to claim 16, Huang discloses wherein the first dielectric layer [1502] is in contact with a backside surface of the first source/drain, and wherein the first dielectric layer is in contact with a sidewall of the second source/drain (See Figure 22B). With respect to claim 17, Huang discloses wherein the backside contact is in contact with the second dielectric layer (See Figure 22B). With respect to claim 18, Huang discloses wherein the first dielectric layer and the second dielectric layer are comprised of the different dielectric material (See ¶[0056] and ¶[0060]). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Dutta et al. (U.S. Publication No. 2024/0114694 A1) discloses a backside via for a gate all around structure Huang et al. (U.S. Publication No. 2024/0355708 A1) discloses a backside via for a gate all around structure Any inquiry concerning this communication or earlier communications from the examiner should be directed to JONATHAN HAN whose telephone number is (571)270-7546. The examiner can normally be reached 9.00-5.00PM PST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, STEVEN LOKE can be reached at 571-272-1657. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JONATHAN HAN/Primary Examiner, Art Unit 2818
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Prosecution Timeline

Jun 16, 2023
Application Filed
Nov 13, 2025
Non-Final Rejection — §102
Apr 14, 2026
Examiner Interview Summary
Apr 14, 2026
Applicant Interview (Telephonic)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
93%
With Interview (+9.7%)
2y 5m
Median Time to Grant
Low
PTA Risk
Based on 1240 resolved cases by this examiner. Grant probability derived from career allow rate.

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