Prosecution Insights
Last updated: April 19, 2026
Application No. 18/337,294

FORMING OPTICAL DEVICE USING MIXED-PARTICLE LAYER

Final Rejection §103
Filed
Jun 19, 2023
Examiner
ROLLAND, ALEX A
Art Unit
1759
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Applied Materials, Inc.
OA Round
2 (Final)
46%
Grant Probability
Moderate
3-4
OA Rounds
3y 7m
To Grant
74%
With Interview

Examiner Intelligence

Grants 46% of resolved cases
46%
Career Allow Rate
271 granted / 585 resolved
-18.7% vs TC avg
Strong +27% interview lift
Without
With
+27.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
53 currently pending
Career history
638
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
61.4%
+21.4% vs TC avg
§102
12.3%
-27.7% vs TC avg
§112
24.1%
-15.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 585 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Claims 9, 11 withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected invention, there being no allowable generic or linking claim. Applicant timely traversed the restriction (election) requirement in the reply filed on 7/22/25. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 8, 10, 12-13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Watkins (US 2020/0020461 A1). Watkins teaches a method for forming patterned nanostructures made up of nanoparticles (abstract). A nanoparticle coating is applied on a rigid substrate [0090], imprinted with a patterned mold [0090], and cured [0091]. The nanoparticle coating comprises any combination of nanoparticles including of dissimilar compositions [0085]. The applications for this structure include optically transparent conductive oxide structures [0098] and optically transparent AR structures [0101], both of which are optical device structures. Watkins does not teach the optically transparent nanoparticles comprise greater than 95% of a first plurality of nanoparticles and a second plurality of nanoparticles. However, Watkins does teach using combinations of nanoparticles including optically transparent nanoparticles having different compositions [0085; 0098; 0101]. Watkins does teach using combinations of 2 nanoparticles specifically [0085], but also the selection of nanoparticles and their amounts in the combination would have been obvious based on the desired properties in the resulting layer, such as transparency, conductivity, refractive index [0098; 0101]. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to practice the method of Watkins and have the first and second plurality of nanoparticles comprise greater than 95% of optically transparent nanoparticles in the layer. Watkins does teach using combinations of 2 nanoparticles specifically [0085], but also the selection of nanoparticles and their amounts in the combination would have been obvious based on the desired properties in the resulting layer, such as transparency, conductivity, refractive index [0098; 0101]. Claim(s) 14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Watkins (US 2020/0020461 A1) in view of Zhang (US 2022/0204790). Watkins does not teach applying the nanoparticle composition by inkjet. However, Zhang teaches a method for inkjet printing a nanoparticle formulation (abstract). The nanoparticle formulation is an inkjet ink comprising a curable base resin [0079], solvent [0082], and the nanoparticles [0085]. The nanoparticles include TiO, NbO, ZrO, and combinations thereof [0085]. The listed nanoparticles are known to be optically transparent. The process includes inkjetting the nanoparticle formulation [0112-0113] and then curing the nanoparticle formulation [0121]. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to practice the method of Watkins and apply the nanoparticle composition by inkjet. Zhang teaches a substantially similar composition is applied by the inkjet method, and there is no technical barrier to merely selecting inkjet for supplying the composition to the surface of the substrate. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALEX A ROLLAND whose telephone number is (571)270-5355. The examiner can normally be reached M-F 10-6:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Curtis Mayes can be reached at 5712721234. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ALEX A ROLLAND/Primary Examiner, Art Unit 1759
Read full office action

Prosecution Timeline

Jun 19, 2023
Application Filed
Aug 07, 2025
Non-Final Rejection — §103
Oct 22, 2025
Interview Requested
Oct 29, 2025
Applicant Interview (Telephonic)
Oct 29, 2025
Examiner Interview Summary
Nov 11, 2025
Response Filed
Jan 28, 2026
Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
46%
Grant Probability
74%
With Interview (+27.4%)
3y 7m
Median Time to Grant
Moderate
PTA Risk
Based on 585 resolved cases by this examiner. Grant probability derived from career allow rate.

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