Prosecution Insights
Last updated: April 17, 2026
Application No. 18/340,286

Intercooled Cascade Cycle Waste Heat Recovery System

Non-Final OA §112§DP
Filed
Jun 23, 2023
Examiner
MCALLISTER, STEVEN B
Art Unit
3762
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Industrom Power LLC
OA Round
1 (Non-Final)
5%
Grant Probability
At Risk
1-2
OA Rounds
4y 0m
To Grant
14%
With Interview

Examiner Intelligence

Grants only 5% of cases
5%
Career Allow Rate
8 granted / 168 resolved
-65.2% vs TC avg
Moderate +9% lift
Without
With
+8.9%
Interview Lift
resolved cases with interview
Typical timeline
4y 0m
Avg Prosecution
9 currently pending
Career history
177
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
51.4%
+11.4% vs TC avg
§102
21.8%
-18.2% vs TC avg
§112
23.8%
-16.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 168 resolved cases

Office Action

§112 §DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment Receipt and entry of Applicant’s Amendment filed on 02/04/2025 is acknowledged. Claim 17 has been amended. Claims 8-27 are pending in the application. Election/Restrictions Applicant’s election without traverse of Group 1, claims 8-16 and 21-27, in the reply filed on 02/04/2025 is acknowledged. However, in view of Applicant’s amendment making the claims of Group II, claims 17-20, depend from the claims of Group I, the restriction requirement between Groups I and II, as set forth in the Office action mailed on 12/05/2024, is hereby withdrawn and claims 17-20 are hereby rejoined. In view of the withdrawal of the restriction requirement as to the rejoined inventions, applicant(s) are advised that if any claim presented in a divisional application is anticipated by, or includes all the limitations of, a claim that is allowable in the present application, such claim may be subject to provisional statutory and/or nonstatutory double patenting rejections over the claims of the instant application. Once the restriction requirement is withdrawn, the provisions of 35 U.S.C. 121 are no longer applicable. See In re Ziegler, 443 F.2d 1211, 1215, 170 USPQ 129, 131-32 (CCPA 1971). See also MPEP § 804.01. Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claims 8-27 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the inventor(s), at the time the application was filed, had possession of the claimed invention. Independent claim 8 recites “wherein the cascade expander is downstream of and fluidly connected with the primary expander.” Independent claim 21 recites similar. This limitation was introduced in the 09/13/2023 preliminary amendment of this continuation application, and does not constitute part of the original disclosure. The original disclosure, see Fig. 1 and description thereof, discloses a cascade expander 22 arranged in parallel with primary expander 18, not downstream thereof as claimed. The flow is split downstream of high-pressure compressor 10H, with a portion going to primary expander 18 and the remainder going to cascade expander 22, the two streams then merging downstream of cascade expander 22. The claimed arrangement is new matter. Claims 9-20 and 22-27 are also rejected by virtue of dependency. Prior Art The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. The cited art appear to disclose similar cascade expander arrangements, as originally disclosed, but do not currently read on the claims due to the 112a issue noted above. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to XIAOTING HU whose telephone number is (571)272-9222. The examiner can normally be reached M-F 9am-5pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, STEVE MCALLISTER can be reached on (571) 272-6785. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /XIAOTING HU/Examiner, Art Unit 3762 03/14/2025
Read full office action

Prosecution Timeline

Jun 23, 2023
Application Filed
Mar 14, 2025
Non-Final Rejection — §112, §DP
Nov 20, 2025
Response after Non-Final Action

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 11780288
VEHICLE CABIN AIRFLOW FORMING DEVICE
2y 5m to grant Granted Oct 10, 2023
Patent 11584197
AIR-CONDITIONER CONTROL SYSTEM RESPONSIVE TO AN ELECTRONIC SETTLEMENT, AND COMPUTER-READABLE STORAGE MEDIUM THAT STORES THEREIN AIR-CONDITIONING CONTROL PROGRAM RESPONSIVE TO AN ELECTRONIC SETTLEMENT
2y 5m to grant Granted Feb 21, 2023
Patent 11320142
Apparatus for Heating Fluids
2y 5m to grant Granted May 03, 2022
Patent 10378766
Lighter
2y 5m to grant Granted Aug 13, 2019
Patent 8146540
CONTINUOUS STEAM GENERATOR
2y 5m to grant Granted Apr 03, 2012
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
5%
Grant Probability
14%
With Interview (+8.9%)
4y 0m
Median Time to Grant
Low
PTA Risk
Based on 168 resolved cases by this examiner. Grant probability derived from career allow rate.

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