Prosecution Insights
Last updated: April 19, 2026
Application No. 18/341,456

PHOTOELECTRIC CONVERSION APPARATUS, METHOD FOR MANUFACTURING THE SAME, AND EQUIPMENT

Non-Final OA §103
Filed
Jun 26, 2023
Examiner
WARREN, MATTHEW E
Art Unit
2815
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Canon Kabushiki Kaisha
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
2y 8m
To Grant
93%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allow Rate
862 granted / 986 resolved
+19.4% vs TC avg
Moderate +6% lift
Without
With
+5.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
25 currently pending
Career history
1011
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
47.8%
+7.8% vs TC avg
§102
39.7%
-0.3% vs TC avg
§112
8.9%
-31.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 986 resolved cases

Office Action

§103
DETAILED ACTION This Office Action is in response to the Election filed on October 30, 2025. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Acknowledgment is made of applicant's claim for foreign priority based on an application filed in Japan on June 29, 2022. It is noted, however, that applicant has not filed a certified copy of the Japanese application as required by 37 CFR 1.55. Election/Restrictions Applicant’s election of Group I, claims 1-23 and 25 in the reply filed on October 30, 2025 is acknowledged. Because applicant did not distinctly and specifically point out the supposed errors in the restriction requirement, the election has been treated as an election without traverse (MPEP § 818.01(a)). Claim 24 is withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-19 and 25 are rejected under 35 U.S.C. 103 as being unpatentable over Wang et al. (US Pub. 2016/0086984 A1) in view of Iwata et al. (US Pub. 2018/0374886 A1). In re claim 1, Wang et al. shows (figs. 1A, 1B) a photoelectric conversion apparatus comprising a pixel having a first surface (102) and a second surface (bottom) and including an array of a plurality of photoelectric conversion elements (108) a charge accumulation (110a, 110b, etc.) region arranged in each of the plurality of photoelectric conversion elements and configured to accumulate signal charge; a transfer gate (122a, 122b, etc.) arranged on the first surface and configured to transfer the signal charge output from at least a corresponding one of the plurality of photoelectric conversion elements; a floating diffusion (126) portion arranged between the plurality of photoelectric conversion elements in a plan view from a side of the first surface; first surface, In re claim 2, Wang and Iwata combined show all of the elements of the claims including in the plan view from the side of the first surface, an element isolation region (Wang; 106) is arranged between the plurality of photoelectric conversion elements, and a height of a potential barrier of the first charge leak region with respect to the signal charge is lower than a height of a potential barrier of the element isolation region with respect to the signal charge. In re claim 3, Wang and Iwata combined show all of the elements of the claims including the element isolation region (Wang; 106) has a conductivity type different from the conductivity type of the charge accumulation region. In re claim 4, Wang and Iwata combined show all of the elements of the claims including the first charge leak region (Iwata; 103, 106) is not in contact with the floating diffusion portion. In re claim 5, Wang and Iwata combined show all of the elements of the claims including floating diffusion portion, a part of the element isolation region, the first charge leak region, and another part of the element isolation region are arranged in order from the first surface to the second surface. In re claim 6, Wang and Iwata combined show all of the elements of the claims including the plan view from the side of the first surface, the first charge leak region is arranged at a position overlapping at least a part of each of the plurality of photoelectric conversion elements. In Iwata, the first charge leak region (Iwata, 103, 106) overlap the photoelectric elements. In re claims 7-9, Wang and Iwata combined show all of the elements of the claims including the element isolation region (Wang; 106) includes a trench structure, wherein the floating diffusion portion, a part of the element isolation region, the first charge leak region, another part of the element isolation region, and the trench structure are arranged in order from the first surface to the second surface. The trench structure (Wang 106) contains at least either of insulating material and metal. In re claim 10, Wang and Iwata combined show all of the elements of the claims including the transfer gate (Wng; 122) extends from the first surface to the second surface. In re claim 11, Wang and Iwata combined show all of the elements of the claims including the floating diffusion portion (Wang; 126) is shared by the plurality of photoelectric conversion elements. In re claim 12, Wang and Iwata combined show all of the elements of the claims including an amount of the signal charge moving between the plurality of photoelectric conversion elements via the first charge leak region is larger than an amount of the signal charge moving between the plurality of photoelectric conversion elements via the element isolation region. This inherently occurs since the combined structure and materials are the same as the claimed invention. In re claims 13-15, Wang and Iwata combined show all of the elements of the claims including the first charge leak region is in contact with the charge accumulation region. A microlens is shared by the plurality of photoelectric conversion elements and is arranged on a side of the second surface is a typical element used in the art of semiconductors to focus light and improve conversion. The plurality of photoelectric conversion elements sharing the microlens may be arranged in two rows and two columns, since it has been held that discovering an optimum value of a result effective variable involves only routine skill in the art. In re Boesch, 617 F.2d 272, 205 USPQ 215 (CCPA 1980). In re claims 16-19, Wang and Iwata combined show all of the elements of the claims including a second charge leak region is arranged between the plurality of photoelectric conversion elements and is in contact with the plurality of photoclectric conversion elements in the plan view from the side of the first surface, and the second leak region is not in contact with the first charge leak region. Iwata shows (fig. 14F) multiple charge leak regions (103, 106). A microlens is shared by the plurality of photoelectric conversion elements and the color filters on a side of the second surface is a typical element used in the art of semiconductors to focus light and improve conversion. In re claim 25, In re claim 2, Wang and Iwata combined show all of the elements of the claims including equipment comprising: the photoelectric conversion apparatus according to claim 1. Allowable Subject Matter Claims 20-23 are allowed. The following is an examiner’s statement of reasons for allowance: In re claim 20, the prior art references, alone or in combination, do not show a photoelectric conversion apparatus comprising: a first leak region arranged between the plurality of photoelectric conversion elements in the plan view from the side of the first surface, wherein the isolation region and the first charge leak region have a conductivity type different from a conductivity type of the charge accumulation region, wherein an impurity concentration for making the first charge leak region into a region of the conductivity type is lower than an impurity concentration for making the element isolation region into a region of the conductivity type, wherein the floating diffusion portion is arranged at a first depth from the first surface, wherein the first charge leak region is arranged at a second depth deeper than the first depth from the first surface, and wherein, in the plan view from the side of the first surface, the first charge leak region is arranged at a position overlapping at least a part of the floating diffusion portion. Any comments considered necessary by applicant must be submitted no later than the payment of the issue fee and, to avoid processing delays, should preferably accompany the issue fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for Allowance.” Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Chen (US Pub. 2024/0079423 A1), Shimotsusa (US Pub. 2014/030541 A1), Morikawa (WO-2-23106156 A1), Enomoto (WO-2019/106983 A1), Wang (CN-115548040-A), and Mun (CN-113921549-A) show various elements of the claims. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MATTHEW E WARREN whose telephone number is (571)272-1737. The examiner can normally be reached Mon-Fri 10am - 6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joshua Benitez can be reached at 571-270-1435. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MATTHEW E WARREN/Primary Examiner, Art Unit 2815
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Prosecution Timeline

Jun 26, 2023
Application Filed
Feb 07, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
93%
With Interview (+5.6%)
2y 8m
Median Time to Grant
Low
PTA Risk
Based on 986 resolved cases by this examiner. Grant probability derived from career allow rate.

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