Prosecution Insights
Last updated: April 19, 2026
Application No. 18/344,227

MEMORY DEVICE INCLUDING ALUMINUM NITRIDE DIFFUSION BARRIER LAYER AND METHODS FOR FORMING THE SAME

Non-Final OA §102
Filed
Jun 29, 2023
Examiner
RAMALLO, GUSTAVO G
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Western Digital Technologies Inc.
OA Round
1 (Non-Final)
95%
Grant Probability
Favorable
1-2
OA Rounds
2y 6m
To Grant
97%
With Interview

Examiner Intelligence

Grants 95% — above average
95%
Career Allow Rate
514 granted / 541 resolved
+27.0% vs TC avg
Minimal +2% lift
Without
With
+2.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
36 currently pending
Career history
577
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
50.9%
+10.9% vs TC avg
§102
30.1%
-9.9% vs TC avg
§112
15.4%
-24.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 541 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) submitted on June 29, 2023 is being considered by the examiner. Election/Restrictions Applicant’s election without traverse of Group I (claims 1-13) in the reply filed on November 6, 2025 is acknowledged. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-2, 10, and 12-13 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Lee (US 2021/0233929). Claim 1, Lee discloses (Fig. 2) a semiconductor structure, comprising: an alternating stack (300, mold structure, Para [0032]) of insulating layers (304, insulating layer, Para [0038]) and electrically conductive layers (302, second semiconductor layer is conductively doped, Para [0039]); a memory opening (opening where CS is formed, hereinafter “opening”) vertically extending through the alternating stack (opening extends through 300); and a memory opening fill structure (CS, channel structure, Para [0041]) located in the memory opening (CS is located in opening) and comprising a memory film (404/406/408, second blocking insulation film/charge storage film/tunnel insulating film, Para [0061] –[0062], hereinafter “mem”), a vertical semiconductor channel (412, channel semiconductor, Para [0042]), and an aluminum nitride layer (400, anti-oxidation film may include AlN, Para [0058]) that laterally surrounds the memory film (400 laterally surrounds mem). Claim 2, Lee discloses (Fig. 2) the semiconductor structure of Claim 1, wherein the memory opening fill structure (CS) further comprises an aluminum oxide layer (402, first blocking insulation film may be AlO, Para [0059]) located between the aluminum nitride layer and the memory film (402 is between 400 and mem). Claim 10, Lee discloses (Fig. 2) the semiconductor structure of Claim 2, wherein: the aluminum nitride layer (400) is in contact with sidewalls of a plurality of the insulating layers (400 is in contact with a plurality of inner sidewalls of 304); and the aluminum nitride layer is in contact with sidewalls of a plurality of the electrically conductive layers (400 is in contact with a plurality of inner sidewalls of 302). Claim 12, Lee discloses (Fig. 2) the semiconductor structure of Claim 2, wherein the aluminum oxide layer (402) contacts an inner sidewall of the aluminum nitride layer (402 contacts inner sidewall of 400) and contacts an outer sidewall of the memory film (402 contacts outer sidewall of mem). Claim 13, Lee discloses (Fig. 2) the semiconductor structure of Claim 12, wherein the memory film (mem) comprises a vertical stack of memory elements (406 are considered vertical stack of memory elements) located at levels of the electrically conductive layers (406 are located at levels of 302), and a tunneling dielectric layer (408) in contact with the vertical semiconductor channel (408 is in contact with 412). Allowable Subject Matter Claims 3-9 and 11 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: the closest prior art of record, Lee (US 2021/0233929), Lee (US 2024/0096415), Kim (US 2025/0254880), Kim (US 2025/0316597), Choi (US 2025/0275145), fail to disclose (by themselves or in combination) the following limitations in combination with the rest of the claim: Regarding Claim 3 (from which claims 4-7 depend), wherein each of the electrically conductive layers comprises a metallic nitride barrier layer that is in contact with a respective cylindrical segment of an outer sidewall of the aluminum nitride layer. Regarding Claim 8 (from which claim 9 depends), wherein each of the electrically conductive layers comprises: a boron containing nucleation layer that is in contact with a respective cylindrical segment of an outer sidewall of the aluminum nitride layer Regarding Claim 11, wherein the aluminum oxide layer comprises a nitrogen doped aluminum oxide layer in which an atomic concentration of nitrogen atoms decreases with increasing distance from the aluminum nitride layer. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Lee (US 2024/0096415) discloses (Fig. 5) a charge blocking layer 321 comprising AlN surrounding memory layer 322. Lee does not qualify as prior art. Kim (US 2025/0254880) discloses (Fig. 3) a charge blocking layer 128 comprises aluminum nitride. Kim does not qualify as prior art. Kim (US 2025/0316597) discloses (Fig. 14) a first charge blocking layer 1280 may be aluminum nitride and is between a charge trap layer 1260 and electrode 1310. Kim does not qualify as prior art. Choi (US 2025/0275145) discloses (Fig. 2) an aluminum nitride layer CB1 between a charge storage 125 and a channel CH, but Choi does not qualify as prior art. Any inquiry concerning this communication or earlier communications from the examiner should be directed to GUSTAVO G RAMALLO whose telephone number is (571)272-9227. The examiner can normally be reached Monday-Friday 10am - 6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, William Partridge can be reached at (571) 270-1402. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /G.G.R/Examiner, Art Unit 2812
Read full office action

Prosecution Timeline

Jun 29, 2023
Application Filed
Feb 17, 2026
Non-Final Rejection — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Patent 12593449
VERTICAL NONVOLATILE MEMORY DEVICE INCLUDING GATE ELECTRODES WITH METAL-DOPED GRAPHENE
2y 5m to grant Granted Mar 31, 2026
Patent 12593450
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Patent 12588201
MEMORY DEVICE WITH INCREASED DENSITY AND METHOD OF FABRICATING THE SAME
2y 5m to grant Granted Mar 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
95%
Grant Probability
97%
With Interview (+2.3%)
2y 6m
Median Time to Grant
Low
PTA Risk
Based on 541 resolved cases by this examiner. Grant probability derived from career allow rate.

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