Prosecution Insights
Last updated: April 19, 2026
Application No. 18/350,765

SEMICONDUCTOR DEVICE

Non-Final OA §102
Filed
Jul 12, 2023
Examiner
AHMED, SHAHED
Art Unit
2813
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Rohm Co. Ltd.
OA Round
1 (Non-Final)
91%
Grant Probability
Favorable
1-2
OA Rounds
2y 1m
To Grant
91%
With Interview

Examiner Intelligence

Grants 91% — above average
91%
Career Allow Rate
866 granted / 955 resolved
+22.7% vs TC avg
Minimal +0% lift
Without
With
+0.0%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
45 currently pending
Career history
1000
Total Applications
across all art units

Statute-Specific Performance

§101
1.8%
-38.2% vs TC avg
§103
50.9%
+10.9% vs TC avg
§102
22.0%
-18.0% vs TC avg
§112
19.8%
-20.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 955 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION This action is responsive to application No. 18350765 filed on 07/12/2023. Information Disclosure Statement Acknowledgment is made of Applicant’s Information Disclosure Statement (IDS) form PTO-1449. These IDS has been considered. Priority Receipt is acknowledged of papers submitted under 35 U.S.C. 119(a)-(d), which papers have been placed of record in the file. Election/Restrictions Applicant’s election without traverse of claims 1-20 in the reply filed on 11/17/2025 is acknowledged. Specification The title of the invention is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Hu et al. (US 2019/0096744). Regarding independent claim 1, Hu et al. teach a semiconductor device comprising: a chip (Figs. 1A & 1B, element 100, paragraph 0020) that has a first main surface on one side and a second main surface on another side; a pn-junction portion (Figs. 1B & 1B, element 105, paragraph 0022 discloses pn junction formed between layers 106 and 104) that is formed in an interior of the chip such as to extend along the first main surface; a device region (Figs. 1A & 1B, element 101, paragraph 0021) that is provided in the first main surface; a first trench (Figs. 1A & 1B, element 114, paragraph 0020) structure that is formed in the first main surface such as to penetrate through the pn-junction portion and demarcates the device region in the first main surface (Figs. 1A & 1B); and a second trench structure (Figs. 1A & 1B, element 174, paragraph 0020) that is formed in the first main surface such as to penetrate through the pn-junction portion and demarcates the device region in a region further to the device region side than the first trench structure (Figs. 1A & 1B). Regarding claim 2, Hu et al. teach wherein the first trench structure is constituted of a first trench electrode structure (Figs. 1A & 1B, element 118, paragraph 0028) that is electrically connected to the chip, and the second trench structure is constituted of a second trench electrode structure (Figs. 1A & 1B, element 178, paragraph 0028) that is electrically insulated (Figs. 1A & 1B, element 176, paragraph 0040) from the chip. Regarding claim 3, Hu et al. teach wherein the first trench structure has a lower end portion that is electrically connected to the chip (Figs. 1A & 1B disclose bottom portion without dielectric liner 116). Regarding claim 4, Hu et al. teach wherein the second trench structure is electrically separated from the first trench structure (Figs. 1A & 1B disclose dielectric liner 176 surrounding the trench structure). Regarding claim 5, Hu et al. teach wherein the second trench structure is formed in an electrically floating state (paragraph 0041). Regarding claim 6, Hu et al. teach wherein a potential different from that of the first trench structure is to be occurred in the second trench structure (paragraph 0028,0041). Regarding claim 7, Hu et al. teach wherein the first trench structure has a first width, and the second trench structure has a second width that is not more than the first width (Figs. 1A & 1B, paragraph 0023). Regarding claim 8, Hu et al. teach wherein the second trench structure is formed at an interval of not more than the first width from the first trench structure (paragraph 0050 discloses inter-trench distance d.sub.T of 2 μm, paragraph 0037 discloses first trench width 2.65 μm). Regarding claim 9, Hu et al. teach wherein the first trench structure includes a first trench (Figs. 1A & 1B, element 114, paragraph 0020) that penetrates through the pn-junction portion, a first insulating film (Figs. 1A & 1B, element 116, paragraph 0027) that covers an inner wall of the first trench such as to expose the chip from a bottom wall of the first trench, and a first electrode (Figs. 1A & 1B, element 118, paragraph 0028) that is embedded in the first trench with the first insulating film therebetween and is electrically connected to the chip at the bottom wall of the first trench, and the second trench structure includes a second trench (Figs. 1A & 1B, element 174, paragraph 0020) that penetrates through the pn-junction portion, a second insulating film (Figs. 1A & 1B, element 176, paragraph 0040) that covers an inner wall of the second trench, and a second electrode (Figs. 1A & 1B, element 178, paragraph 0028) that is embedded in the second trench with the second insulating film therebetween and is electrically insulated from the chip. Regarding claim 10, Hu et al. teach wherein the second trench structure includes a bottom side insulator (Figs. 1A & 1B, bottom portion of element 176, paragraph 0040) that is embedded in a bottom wall side of the second trench such as to be continuous to the second insulating film and has a thickness exceeding a thickness of the second insulating film (Figs. 1A & 1B), and the second electrode is embedded in the second trench with the second insulating film and the bottom side insulator therebetween (Figs. 1A & 1B). Regarding claim 11, Hu et al. teach further comprising: a first layer (Figs. 1A & 1B, element 104, paragraph 0024 discloses p type) of a first conductivity type that is formed in a region inside the chip on the second main surface side; a second layer (Figs. 1A & 1B, element 108, paragraph 0024 discloses p type) of the first conductivity type or a second conductivity type that is formed in a region inside the chip on the first main surface side; and a third layer (Figs. 1A & 1B, element 106, paragraph 0025 discloses n type) of the second conductivity type that is interposed in a region inside the chip between the first layer and the second layer and forms the pn-junction portion with the first layer; wherein the first trench structure penetrates through the second layer and the third layer such as to reach the first layer and demarcates the device region in the second layer (Figs. 1A & 1B), and the second trench structure penetrates through the second layer and the third layer such as to reach the first layer and demarcates the device region in a region of the second layer further to the device region side than the first trench structure (Figs. 1A & 1B). Regarding claim 12, Hu et al. teach wherein the first trench structure is electrically connected to the first layer and electrically insulated Figs. 1A & 1B, element 116, paragraph 0027) from the second layer and the third layer, and the second trench structure is electrically insulated (Figs. 1A & 1B, element 176, paragraph 0040) from the first layer, the second layer and the third layer. Regarding claim 13, Hu et al. teach further comprising: a first layer (Figs. 1A & 1B, element 104, paragraph 0024 discloses p type) of a first conductivity type that is formed in a region inside the chip on the second main surface side; and a second layer (Figs. 1A & 1B, element 106, paragraph 0025 discloses n type) of a second conductivity type that is formed in a region inside the chip on the first main surface side and forms the pn-junction portion with the first layer; wherein the first trench structure penetrates through the second layer such as to reach the first layer and demarcates the device region in the second layer (Figs. 1A & 1B), and the second trench structure penetrates through the second layer such as to reach the first layer and demarcates the device region in a region of the second layer further to the device region side than the first trench structure (Figs. 1A & 1B). Regarding claim 14, Hu et al. teach wherein the first trench structure is electrically connected to the first layer and electrically insulated (Figs. 1A & 1B, element 116, paragraph 0027) from the second layer, and the second trench structure is electrically insulated (Figs. 1A & 1B, element 176, paragraph 0040) from the first layer and the second layer. Regarding claim 15, Hu et al. teach wherein further comprising: an inter-trench region (paragraph 0050 discloses inter-trench distance d.sub.T) that is demarcated in a region between the first trench structure and the second trench structure and is formed in an electrically floating state (paragraph 0045-0050). Regarding claim 16, Hu et al. teach further comprising: a transistor that is formed in the device region (paragraph 0026 discloses forming low voltage NLDMOS transistor in device region 101). Regarding independent claim 17, Hu et al. teach a semiconductor device comprising: a first layer (Figs. 1A & 1B, element 104, paragraph 0024 discloses p type) of a first conductivity type; a second layer (Figs. 1A & 1B, element 108, paragraph 0024 discloses p type) of the first conductivity type or a second conductivity type that is laminated on the first layer; a third layer (Figs. 1A & 1B, element 106, paragraph 0025 discloses n type) of the second conductivity type that is interposed between the first layer and the second layer; a device region (Figs. 1A & 1B, element 101, paragraph 0021) that is provided in the second layer; a first trench structure (Figs. 1A & 1B, element 114, paragraph 0020) that penetrates through the second layer and the third layer such as to reach the first layer and demarcates the device region in the second layer (Figs. 1A & 1B); and a second trench structure (Figs. 1A & 1B, element 174, paragraph 0020) that penetrates through the second layer and the third layer such as to reach the first layer and demarcates the device region in a region of the second layer further to the device region side than the first trench structure (Figs. 1A & 1B). Regarding claim 18, Hu et al. teach wherein the first trench structure is constituted of a first trench electrode structure (Figs. 1A & 1B, element 118, paragraph 0028) that is electrically connected to the first layer and electrically insulated (Figs. 1A & 1B, element 116, paragraph 0027) from the second and the third layer, and the second trench structure is constituted of a second trench electrode structure (Figs. 1A & 1B, element 178, paragraph 0028) that is electrically insulated (Figs. 1A & 1B, element 176, paragraph 0040) from the first layer, the second layer and the third layer. Regarding independent claim 19, Hu et al. teach a semiconductor device comprising: a first layer (Figs. 1A & 1B, element 106, paragraph 0025 discloses n type) of a first conductivity type; a second layer of (Figs. 1A & 1B, element 108, paragraph 0024 discloses p type) a second conductivity type that is laminated on the first layer; a device region (Figs. 1A & 1B, element 101, paragraph 0021) that is provided in the second layer; a first trench structure (Figs. 1A & 1B, element 114, paragraph 0020) that penetrates through the second layer such as to reach the first layer and demarcates the device region in the second layer (Figs. 1A & 1B); and a second trench structure (Figs. 1A & 1B, element 174, paragraph 0020) that penetrates through the second layer such as to reach the first layer and demarcates the device region in a region of the second layer further to the device region side than the first trench structure (Figs. 1A & 1B). Regarding claim 20, Hu et al. teach wherein the first trench structure is constituted of a first trench electrode structure (Figs. 1A & 1B, element 118, paragraph 0028) that is electrically connected to the first layer and electrically insulated (Figs. 1A & 1B, element 116, paragraph 0027) from the second layer, and the second trench structure is constituted of a second trench electrode structure (Figs. 1A & 1B, element 178, paragraph 0028) that is electrically insulated (Figs. 1A & 1B, element 176, paragraph 0040) from the first layer and the second layer. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SHAHED AHMED whose telephone number is (571)272-3477. The examiner can normally be reached M-F 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Steven Gauthier can be reached on 571-270-0373. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SHAHED AHMED/ Primary Examiner, Art Unit 2813
Read full office action

Prosecution Timeline

Jul 12, 2023
Application Filed
Jan 14, 2026
Non-Final Rejection — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12604673
JOSEPHSON JUNCTION DEVICE AND METHOD OF MAKING THE SAME
2y 5m to grant Granted Apr 14, 2026
Patent 12604589
DISPLAY DEVICE AND METHOD FOR MANUFACTURING THE SAME
2y 5m to grant Granted Apr 14, 2026
Patent 12604498
MEMORY DEVICE
2y 5m to grant Granted Apr 14, 2026
Patent 12604502
NANOCHANNEL GALLIUM NITRIDE-BASED DEVICE AND MANUFACTURING METHOD THEREOF
2y 5m to grant Granted Apr 14, 2026
Patent 12598762
METHODS OF MANUFACTURING A SEMICONDUCTOR DEVICE WITH LOCAL ISOLATION AND A SEMICONDUCTOR DEVICE WITH LOCAL ISOLATION
2y 5m to grant Granted Apr 07, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
91%
Grant Probability
91%
With Interview (+0.0%)
2y 1m
Median Time to Grant
Low
PTA Risk
Based on 955 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month