Prosecution Insights
Last updated: October 02, 2026
Application No. 18/359,059

CAVITY WITH NEGATIVE SLOPED SIDEWALL OVER GATE AND RELATED METHOD

Non-Final OA §103
Filed
Jul 26, 2023
Examiner
VALENZUELA, PATRICIA D
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Globalfoundries Singapore Pte. Ltd.
OA Round
2 (Non-Final)
90%
Grant Probability
Favorable
2-3
OA Rounds
0m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
652 granted / 722 resolved
+22.3% vs TC avg
Minimal +2% lift
Without
With
+2.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
82 currently pending
Career history
804
Total Applications
across all art units

Statute-Specific Performance

§101
1.4%
-38.6% vs TC avg
§103
68.2%
+28.2% vs TC avg
§102
15.8%
-24.2% vs TC avg
§112
6.2%
-33.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 722 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negate(32 of Hsu)d by the manner in which the invention was made. Claim(s) 1-14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Fischer(USPGPUB DOCUMENT: 2011/0133259, hereinafter Fischer) in view of Hsu (USPGPUB DOCUMENT: 2024/0203785, hereinafter Hsu). Re claim 1 Fischer discloses a semiconductor device, comprising: a transistor[0053] including a gate(32 of Hsu); a dielectric layer(154) over the gate(32 of Hsu); Fischer does not discloses a cavity in the dielectric layer(154) above the gate(32 of Hsu), a first portion of the cavity over the gate(32 of Hsu) having a negative sloped sidewall in the dielectric layer(154). Hsu discloses in Fig 1G a cavity(P1/n1/P2/TP of Hsu) in the dielectric layer(42/36 of Hsu)[0020] above the gate(32 of Hsu), a first portion of the cavity over the gate(32 of Hsu) having a negative sloped sidewall (see Fig 1G of Hsu) in the dielectric layer. It would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to apply the teachings of Hsu to the teachings of Fischer in order to reduce the parasitic capacitance [0005, Hsu]. Re claim 2 Fischer and Hsu disclose the semiconductor device of claim 1, wherein the first portion of the cavity (P1/n1/P2/TP of Hsu) in the dielectric layer(154) has a first width at a first height and a second width less than the first width at a second height, wherein the first height is closer to the gate(32 of Hsu) than the second height and the negative sloped sidewall extends between the first height and the second height. Re claim 3 Fischer and Hsu disclose the semiconductor device of claim 2, wherein the cavity (P1/n1/P2/TP of Hsu) has a second portion in the dielectric layer(154) over and contiguous with the first portion, the second portion having the second width at the second height and a third width larger than the second width at a third height, wherein the second height is between the first height and the third height. Re claim 4 Fischer and Hsu disclose the semiconductor device of claim 3, wherein the cavity (P1/n1/P2/TP of Hsu) has a third portion in the dielectric layer(154) under and contiguous with the first portion, the third portion having a fourth width smaller than the first width at a fourth height below the first height. Re claim 5 Fischer and Hsu disclose the semiconductor device of claim 2, wherein the cavity (P1/n1/P2/TP of Hsu) has a second portion in the dielectric layer(154) under and coupled to the first portion, the second portion having a third width at a third height, the third width smaller than the first width. Re claim 6 Fischer and Hsu disclose the semiconductor device of claim 1, wherein the first portion has a trapezoidal (since the cavity in P1/n1 is a quadrilateral with parallel sides, this may be interpreted as trapezoidal) cross-section having a first width at a lower end of the first portion and a second width smaller than the first width at an upper end of the first portion. Re claim 7 Fischer and Hsu disclose the semiconductor device of claim 6, wherein the cavity (P1/n1/P2/TP of Hsu) further includes a second portion in the dielectric layer(154) having a trapezoidal (since the cavity in 56/58 surrounding 60 of Hsu is a quadrilateral with two parallel sides, this may be interpreted as trapezoidal) cross-section having the second width at a lower end of the second portion contiguous with the upper end of the first portion and a third width larger than the second width at an upper end of the second portion. Re claim 8 Fischer and Hsu disclose the semiconductor device of claim 7, wherein the cavity (P1/n1/P2/TP of Hsu) further includes a third portion in the dielectric layer(154) having a rectangular cross-section having a fourth width smaller than the first width of the first portion and contiguous with the lower end of the first portion. Re claim 9 Fischer and Hsu disclose the semiconductor device of claim 1, wherein the negative sloped sidewall in the dielectric layer(154) includes a dopant in the dielectric layer(154). Re claim 10 Fischer and Hsu disclose the semiconductor device of claim 1, wherein a portion of the dielectric layer(154) is positioned between the cavity (P1/n1/P2/TP of Hsu) and the gate(32 of Hsu). Re claim 11 Fischer and Hsu disclose the semiconductor device of claim 1, wherein the cavity (P1/n1/P2/TP of Hsu) includes one of a gas[0056 of Hsu] and a vacuum therein. Re claim 12 Fischer discloses a semiconductor device, comprising: a transistor[0053] including a gate(32 of Hsu); a dielectric layer(154) over the gate(32 of Hsu); Fischer does not discloses a cavity in the dielectric layer(154) above the gate(32 of Hsu), the cavity comprising an air-gap and including: a first portion having a trapezoidal (since the cavity in 56/58 surrounding 60 of Hsu is a quadrilateral with two parallel sides, this may be interpreted as trapezoidal) cross-section having a first width at a lower end of the first portion and a second width smaller than the first width at an upper end of the first portion, and a second portion above the first portion, wherein the second portion has a trapezoidal cross-section having the second width at a lower end of the second portion and contiguous with the upper end of the first portion and a third width larger than the second width at an upper end of the second portion. Hsu discloses in Fig 1G a cavity (P1/n1/P2/TP of Hsu) in the dielectric layer(42/36 of Hsu)[0020] above the gate(32 of Hsu), the cavity comprising an air-gap and including: a first portion(P1/n1 of Hsu) having a trapezoidal (since the cavity in P1/n1 is a quadrilateral with parallel sides, this may be interpreted as trapezoidal) cross-section having a first width at a lower end of the first portion and a second width smaller than the first width at an upper end (upper end of P1/n1 is smaller) of the first portion, and a second portion(P2/TP of Hsu) above the first portion, wherein the second portion has a trapezoidal (since the cavity in P2/TP is a quadrilateral with parallel sides, this may be interpreted as trapezoidal) cross-section having the second width at a lower end of the second portion and contiguous with the upper end of the first portion and a third width larger than the second width at an upper end of the second portion(since the top half of P2/TP is wider than the bottom of P2/TP, this may be interpreted as a third width larger than the second width at an upper end of the second portion). It would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to apply the teachings of Hsu to the teachings of Fischer in order to reduce the parasitic capacitance [0005, Hsu]. Re claim 13 Fischer and Hsu disclose the semiconductor device of claim 12, wherein the cavity (P1/n1/P2/TP of Hsu) further includes a third portion in the dielectric layer(154) having a rectangular cross-section having a fourth width smaller than the first width of the first portion and contiguous with the lower end of the first portion. Re claim 14 Fischer and Hsu disclose the semiconductor device of claim 12, wherein the dielectric layer(154) defining the first portion of the cavity (P1/n1/P2/TP of Hsu) includes a dopant in the dielectric layer(154). Response to Arguments Applicant’s arguments with respect to claim 1-14 have been considered but are moot because the arguments do not apply to any of the references being used in the current rejection. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PATRICIA D VALENZUELA whose telephone number is (571)272-9242. The examiner can normally be reached Monday-Friday 10am-6pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, William Partridge can be reached at 571-270-1402. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PATRICIA D VALENZUELA/Primary Examiner, Art Unit 2812
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Prosecution Timeline

Jul 26, 2023
Application Filed
Mar 11, 2026
Non-Final Rejection mailed — §103
Jun 05, 2026
Response Filed
Aug 28, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
90%
Grant Probability
92%
With Interview (+2.0%)
2y 2m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 722 resolved cases by this examiner. Grant probability derived from career allowance rate.

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