Prosecution Insights
Last updated: April 19, 2026
Application No. 18/359,059

CAVITY WITH NEGATIVE SLOPED SIDEWALL OVER GATE AND RELATED METHOD

Non-Final OA §103
Filed
Jul 26, 2023
Examiner
VALENZUELA, PATRICIA D
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Globalfoundries Singapore Pte. Ltd.
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
2y 4m
To Grant
92%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allow Rate
645 granted / 715 resolved
+22.2% vs TC avg
Minimal +2% lift
Without
With
+2.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
63 currently pending
Career history
778
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
60.1%
+20.1% vs TC avg
§102
19.9%
-20.1% vs TC avg
§112
8.6%
-31.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 715 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of claims 1-15 in the reply filed on 11/25/25 is acknowledged. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negate(110)d by the manner in which the invention was made. Claim(s) 1-15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Fischer(USPGPUB DOCUMENT: 2011/0133259, hereinafter Fischer) in view of Ramachandran (USPGPUB DOCUMENT: 2012/0139061, hereinafter Ramachandran). Re claim 1 Fischer discloses a semiconductor device, comprising: a transistor[0053] including a gate(110); a dielectric layer(154) over the gate(110); Fischer does not discloses a cavity in the dielectric layer(154) above the gate(110), a first portion of the cavity over the gate(110) having a negative sloped sidewall in the dielectric layer(154). Ramachandran discloses in Fig 1, rotated 180 degrees, a cavity(cavity in 56/58 surrounding 60 of Ramachandran) in the dielectric layer(56/58 of Ramachandran), a first portion of the cavity having a negative sloped sidewall (see Fig 1 of Ramachandran) in the dielectric layer. It would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to apply the teachings of Ramachandran to the teachings of Fischer in order to enhance product yield and reliability purposes [0003, Ramachandran]. In doing so, a cavity(cavity in 56/58 surrounding 60 of Ramachandran) in the dielectric layer(56/58 of Ramachandran) above the gate(110), a first portion of the cavity over the gate(110) having a negative sloped sidewall (see Fig 1 of Ramachandran) in the dielectric layer(154). Re claim 2 Fischer and Ramachandran disclose the semiconductor device of claim 1, wherein the first portion of the cavity (cavity in 56/58 surrounding 60 of Ramachandran) in the dielectric layer(154) has a first width at a first height and a second width less than the first width at a second height, wherein the first height is closer to the gate(110) than the second height and the negative sloped sidewall extends between the first height and the second height. Re claim 3 Fischer and Ramachandran disclose the semiconductor device of claim 2, wherein the cavity (cavity in 56/58 surrounding 60 of Ramachandran) has a second portion in the dielectric layer(154) over and contiguous with the first portion, the second portion having the second width at the second height and a third width larger than the second width at a third height, wherein the second height is between the first height and the third height. Re claim 4 Fischer and Ramachandran disclose the semiconductor device of claim 3, wherein the cavity (cavity in 56/58 surrounding 60 of Ramachandran) has a third portion in the dielectric layer(154) under and contiguous with the first portion, the third portion having a fourth width smaller than the first width at a fourth height below the first height. Re claim 5 Fischer and Ramachandran disclose the semiconductor device of claim 2, wherein the cavity (cavity in 56/58 surrounding 60 of Ramachandran) has a second portion in the dielectric layer(154) under and coupled to the first portion, the second portion having a third width at a third height, the third width smaller than the first width. Re claim 6 Fischer and Ramachandran disclose the semiconductor device of claim 1, wherein the first portion has a trapezoidal (since the cavity in 56/58 surrounding 60 of Ramachandran is a quadrilateral with two parallel sides, this may be interpreted as trapezoidal) cross-section having a first width at a lower end of the first portion and a second width smaller than the first width at an upper end of the first portion. Re claim 7 Fischer and Ramachandran disclose the semiconductor device of claim 6, wherein the cavity (cavity in 56/58 surrounding 60 of Ramachandran) further includes a second portion in the dielectric layer(154) having a trapezoidal (since the cavity in 56/58 surrounding 60 of Ramachandran is a quadrilateral with two parallel sides, this may be interpreted as trapezoidal) cross-section having the second width at a lower end of the second portion contiguous with the upper end of the first portion and a third width larger than the second width at an upper end of the second portion. Re claim 8 Fischer and Ramachandran disclose the semiconductor device of claim 7, wherein the cavity (cavity in 56/58 surrounding 60 of Ramachandran) further includes a third portion in the dielectric layer(154) having a rectangular cross-section having a fourth width smaller than the first width of the first portion and contiguous with the lower end of the first portion. Re claim 9 Fischer and Ramachandran disclose the semiconductor device of claim 1, wherein the negative sloped sidewall in the dielectric layer(154) includes a dopant in the dielectric layer(154). Re claim 10 Fischer and Ramachandran disclose the semiconductor device of claim 1, wherein a portion of the dielectric layer(154) is positioned between the cavity (cavity in 56/58 surrounding 60 of Ramachandran) and the gate(110). Re claim 11 Fischer and Ramachandran disclose the semiconductor device of claim 1, wherein the cavity (cavity in 56/58 surrounding 60 of Ramachandran) includes one of a gas[0062 of Ramachandran] and a vacuum therein. Re claim 12 Fischer discloses a semiconductor device, comprising: a transistor[0053] including a gate(110); a dielectric layer(154) over the gate(110); Fischer does not discloses a cavity in the dielectric layer(154) above the gate(110), the cavity including: a first portion having a trapezoidal (since the cavity in 56/58 surrounding 60 of Ramachandran is a quadrilateral with two parallel sides, this may be interpreted as trapezoidal) cross-section having a first width at a lower end of the first portion and a second width smaller than the first width at an upper end of the first portion, and a second portion having a trapezoidal cross-section having the second width at a lower end of the second portion and contiguous with the upper end of the first portion and a third width larger than the second width at an upper end of the second portion. Ramachandran discloses in Fig 1, rotated 180 degrees, a cavity (cavity in 56/58 surrounding 60 of Ramachandran) in the dielectric layer(56/58 of Ramachandran), the cavity including: a first portion having a trapezoidal (since the cavity in 56/58 surrounding 60 of Ramachandran is a quadrilateral with two parallel sides, this may be interpreted as trapezoidal) cross-section having a first width at a lower end (lower end of cavity in 56/58 surrounding 60 of Ramachandran) of the first portion and a second width smaller than the first width at an upper end (upper end of cavity in 56/58 surrounding 60 of Ramachandran) of the first portion (see Fig 1 of Ramachandran), and a second portion having a trapezoidal (since the cavity in 56/58 surrounding 60 of Ramachandran is a quadrilateral with two parallel sides, this may be interpreted as trapezoidal) cross-section having the second width at a lower end of the second portion and contiguous with the upper end of the first portion and a third width larger than the second width at an upper end of the second portion(see Fig 1 of Ramachandran). It would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to apply the teachings of Ramachandran to the teachings of Fischer in order to enhance product yield and reliability purposes [0003, Ramachandran]. In doing so, a cavity (cavity in 56/58 surrounding 60 of Ramachandran) in the dielectric layer(56/58 of Ramachandran) above the gate(110), the cavity including: a first portion having a trapezoidal (since the cavity in 56/58 surrounding 60 of Ramachandran is a quadrilateral with two parallel sides, this may be interpreted as trapezoidal) cross-section having a first width at a lower end (lower end of cavity in 56/58 surrounding 60 of Ramachandran) of the first portion and a second width smaller than the first width at an upper end (upper end of cavity in 56/58 surrounding 60 of Ramachandran) of the first portion (see Fig 1 of Ramachandran), and a second portion having a trapezoidal (since the cavity in 56/58 surrounding 60 of Ramachandran is a quadrilateral with two parallel sides, this may be interpreted as trapezoidal) cross-section having the second width at a lower end of the second portion and contiguous with the upper end of the first portion and a third width larger than the second width at an upper end of the second portion(see Fig 1 of Ramachandran). Re claim 13 Fischer and Ramachandran disclose the semiconductor device of claim 12, wherein the cavity (cavity in 56/58 surrounding 60 of Ramachandran) further includes a third portion in the dielectric layer(154) having a rectangular cross-section having a fourth width smaller than the first width of the first portion and contiguous with the lower end of the first portion. Re claim 14 Fischer and Ramachandran disclose the semiconductor device of claim 12, wherein the dielectric layer(154) defining the first portion of the cavity (cavity in 56/58 surrounding 60 of Ramachandran) includes a dopant in the dielectric layer(154). Re claim 15 Fischer and Ramachandran disclose the semiconductor device of claim 12, wherein the cavity (cavity in 56/58 surrounding 60 of Ramachandran) includes one of a gas[0062 of Ramachandran] and a vacuum therein. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PATRICIA D VALENZUELA whose telephone number is (571)272-9242. The examiner can normally be reached Monday-Friday 10am-6pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, William Partridge can be reached at 571-270-1402. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PATRICIA D VALENZUELA/Primary Examiner, Art Unit 2812
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Prosecution Timeline

Jul 26, 2023
Application Filed
Mar 07, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
92%
With Interview (+2.1%)
2y 4m
Median Time to Grant
Low
PTA Risk
Based on 715 resolved cases by this examiner. Grant probability derived from career allow rate.

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