Prosecution Insights
Last updated: April 19, 2026
Application No. 18/378,874

SEMICONDUCTOR DEVICE INCLUDING BLOCKING LAYER AND SOURCE/DRAIN STRUCTURE

Non-Final OA §102§112
Filed
Oct 11, 2023
Examiner
GHEYAS, SYED I
Art Unit
2893
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
82%
Grant Probability
Favorable
1-2
OA Rounds
2y 1m
To Grant
87%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allow Rate
549 granted / 666 resolved
+14.4% vs TC avg
Minimal +5% lift
Without
With
+4.8%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
22 currently pending
Career history
688
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
52.2%
+12.2% vs TC avg
§102
29.9%
-10.1% vs TC avg
§112
12.0%
-28.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 666 resolved cases

Office Action

§102 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statement (IDS) submitted on October 11, 2023 was in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-20 were rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor, or for pre-AIA the applicant regards as the invention. All the independent claims, claim 1, claim 17 & claim 19, recite a blocking layer, wherein the blocking layer comprises “a plurality of active blocking portions contacting the plurality of active layers, respectively; and at least one first bent portion bent and extending from at least one of the plurality of active blocking portions and contacting the gate spacer”. The specification of the instant application has not defined the meaning of the word “bent”. Without any guidance, it is difficult for a person of ordinary skill in the art to determine the metes and bounds of the term “bent”, whether a slightly tapered or curved or faceted surface qualifies as “bent”. Appropriate correction/clarification is requested. Claims 2-16, 18 & 20 inherit the 35 U.S.C. 112(b) or 35 U.S.C. 112, 2nd paragraph (pre-AIA ) rejections based on their dependencies on claims 1, 17 & 19. Claim 2 recites, inter alia, “… wherein the at least one first bent portion comprises a vertical bent portion extending from an upper active blocking portion among the plurality of active blocking portions and contacting the gate spacer.” The specification of the instant application has not defined the meaning of the word “vertical bent portion”. Without any guidance, it is difficult for a person of ordinary skill in the art to determine the metes and bounds of the term “vertical bent portion”. Appropriate correction/clarification is requested. Claims 3-10 inherit the 35 U.S.C. 112(b) or 35 U.S.C. 112, 2nd paragraph (pre-AIA ) rejections based on their dependency on claim 2. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-5 and 17-20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Jang et al. (Pub. No.: US 2020/0220015 A1). Regarding Claim 1, Jang et al. discloses a semiconductor device, comprising: an active region comprising a first portion and a second portion (Par. 0077, 0097; Fig. 10 – active region 105; the portion of the active region under the channel structure 140 could be considered as the first portion; the portion of the active region under the source/drain region 150f could be considered as the second portion); an isolation region on a side surface of the active region (Par. 0077, 0097; Fig. 10 – isolation region 110); a plurality of active layers stacked and spaced apart from each other in a vertical direction, and on the first portion of the active region (Par. 0077, 0097; Fig. 10 – plurality of active layers (channel layers) 141, 142, 143); an epitaxial structure disposed on the second portion of the active region, connected to the plurality of active layers, and overlapping the isolation region in the vertical direction (Par. 0077, 0097; Fig. 10 –epitaxial structure comprising source/drain region 150f); PNG media_image1.png 570 750 media_image1.png Greyscale a gate structure surrounding the plurality of active layers (Par. 0077, 0097, 0101; Fig. 10 – gate structure comprising gate electrode 165); and a gate spacer on a side surface of the gate structure (Par. 0077, 0097; 0103; Fig. 10 – gate spacer comprising spacers 164 & 130), wherein the epitaxial structure comprises a blocking layer and a source/drain structure on the blocking layer (Par. 0077, 0097 -0098; Fig. 10 – blocking layer 152f (first epitaxial layer); source/drain structure 154f (second epitaxial layer), and wherein the blocking layer comprises: a plurality of active blocking portions contacting the plurality of active layers, respectively (Par. 0097; Fig. 10); and at least one first bent portion bent and extending from at least one of the plurality of active blocking portions and contacting the gate spacer (Par. 0097; Fig. 10). Regarding Claim 2, Jang et al., as applied to claim 1, discloses the semiconductor device, wherein the at least one first bent portion comprises a vertical bent portion extending from an upper active blocking portion among the plurality of active blocking portions and contacting the gate spacer (Par. 0097; Fig. 10). Regarding Claim 3, Jang et al., as applied to claim 2, discloses the semiconductor device, wherein the gate spacer comprises an internal side surface contacting the gate structure, an external side surface opposite to the internal side surface, and a lower surface contacting an upper surface of the upper active blocking portion (Par. 0097; Fig. 10), and wherein the vertical bent portion contacts a portion of the external side surface of the gate spacer (Par. 0097; Fig. 10 – gate spacer 164). Regarding Claim 4, Jang et al., as applied to claim 3, discloses the semiconductor device, wherein the plurality of active layers comprise an upper active layer (Par. 0097; Fig. 10), wherein the gate spacer comprises a first spacer and a second spacer (Par. 0097; Fig. 10 – first spacer 164, second spacer 190 (BRI)), wherein the first spacer comprises a vertical portion between the second spacer and the gate structure, and a lower portion between the second spacer and the upper active layer (Par. 0097; Fig. 10), and wherein the vertical bent portion contacts the first spacer (Par. 0097; Fig. 10 – gate spacer 164). Regarding Claim 5, Jang et al., as applied to claim 4, discloses the semiconductor device, wherein the vertical bent portion is spaced apart from the second spacer (Par. 0097; Fig. 10 – under BRI, only the upper half of insulating layer 190 could be considered as the second spacer; under this definition of the second spacer layer, the limitation is read as the vertical bent portion only contacts the very bottom of the insulating layer). Regarding Claim 17, Jang et al. discloses a semiconductor device, comprising: an active region comprising a first portion and a second portion (Par. 0077, 0097; Fig. 10 – active region 105; the portion of the active region under the channel structure 140 could be considered as the first portion; the portion of the active region under the source/drain region 150f could be considered as the second portion); an isolation region on a side surface of the active region (Par. 0077, 0097; Fig. 10 – isolation region 110); a plurality of active layers stacked and spaced apart from each other in a vertical direction and on the first portion of the active region (Par. 0077, 0097; Fig. 10 – plurality of active layers (channel layers) 141, 142, 143); an epitaxial structure disposed on the second portion of the active region, connected to the plurality of active layers, and overlapping the isolation region in the vertical direction (Par. 0077, 0097; Fig. 10 –epitaxial structure comprising source/drain region 150f); PNG media_image1.png 570 750 media_image1.png Greyscale a gate structure surrounding the plurality of active layers (Par. 0077, 0097, 0101; Fig. 10 – gate structure comprising gate electrode 165); and a gate spacer on a side surface of the gate structure (Par. 0077, 0097; 0103; Fig. 10 – gate spacer comprising spacers 164 & 130), wherein the gate structure includes: a plurality of lower gate portions below the plurality of active layers, respectively (Fig. 10); and an upper gate portion on an upper active layer among the plurality of active layers (Fig. 10), wherein the epitaxial structure comprises a blocking layer and a source/drain structure on the blocking layer (Par. 0077, 0097 -0098; Fig. 10 – blocking layer 152f (first epitaxial layer); source/drain structure 154f (second epitaxial layer), and wherein the blocking layer comprises: a lower blocking portion contacting the second portion of the active region (Par. 0097; Fig. 10); a plurality of active blocking portions contacting the plurality of active layers, respectively (Par. 0097; Fig. 10); a plurality of gate blocking portions contacting the lower gate portions, respectively (Par. 0097; Fig. 10); and at least one bent portion bent and extending from at least one of the plurality of active blocking portions, the plurality of gate blocking portions, and the lower blocking portion, and contacting the gate spacer (Par. 0097; Fig. 10). Regarding Claim 18, Jang et al., as applied to claim 17, discloses the semiconductor device, wherein the blocking layer comprises a silicon layer, and wherein the source/drain structure comprises a silicon germanium layer (Par. 0094-0097 in light of the disclosures of Par. 0029-0030; Fig. 10 – although it is not disclosed explicitly, it has been implied as a possibility). Regarding Claim 19, Jang et al. discloses a semiconductor device, comprising: an active region comprising a first portion and a second portion (Par. 0077, 0097; Fig. 10 – active region 105; the portion of the active region under the channel structure 140 could be considered as the first portion; the portion of the active region under the source/drain region 150f could be considered as the second portion); PNG media_image1.png 570 750 media_image1.png Greyscale a plurality of active layers stacked and spaced apart from each other in a vertical direction and on the first portion of the active region (Par. 0077, 0097; Fig. 10 – plurality of active layers (channel layers) 141, 142, 143); an epitaxial structure on the second portion of the active region and connected to the plurality of active layers (Par. 0077, 0097; Fig. 10 –epitaxial structure comprising source/drain region 150f); a gate structure surrounding the plurality of active layers (Par. 0077, 0097, 0101; Fig. 10 – gate structure comprising gate electrode 165); and a gate spacer on a side surface of the gate structure (Par. 0077, 0097; 0103; Fig. 10 – gate spacer comprising spacers 164 & 130), wherein the gate structure comprises: a plurality of lower gate portions below the plurality of active layers, respectively (Fig. 10); and an upper gate portion above an upper active layer among the plurality of active layers (Fig. 10), wherein the epitaxial structure comprises a blocking layer and a source/drain structure on the blocking layer (Par. 0077, 0097 -0098; Fig. 10 – blocking layer 152f (first epitaxial layer); source/drain structure 154f (second epitaxial layer), and wherein the blocking layer comprises: a lower blocking portion contacting the second portion of the active region (Fig. 10); a plurality of active blocking portions contacting the plurality of active layers, respectively (Par. 0097; Fig. 10); a plurality of gate blocking portions contacting the lower gate portions, respectively (Par. 0097; Fig. 10); and at least one bent portion bent and extending horizontally from at least one of the plurality of active blocking portions and the plurality of gate blocking portions and contacting the gate spacer (Par. 0097; Fig. 10). Regarding Claim 20, Jang et al., as applied to claim 19, discloses the semiconductor device, wherein the blocking layer comprises a silicon layer doped with at least one of carbon (C), oxygen (O), nitrogen (N), and fluorine (F) (Par. 0094-0097 in light of the disclosures of Par. 0029-0030; Fig. 10 – the blocking layer comprises a silicon layer potentially doped with carbon (C)), wherein the source/drain structure comprises a silicon germanium layer having p-type conductivity (Par. 0094-0097 in light of the disclosures of Par. 0029-0030; Fig. 10 – although it is not disclosed explicitly, it has been implied as a possibility), and wherein a thickness of the blocking layer is in a range of about 1 nm to about 5 nm (Par. 0031). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Chung et al. (Pub. No.: US 2020/0381530 A1) – This prior art teaches a semiconductor comprising: an active region comprising a first portion and a second portion; an isolation region on a side surface of the active region; a plurality of active layers stacked and spaced apart from each other in a vertical direction, and on the first portion of the active region; an epitaxial structure disposed on the second portion of the active region, connected to the plurality of active layers, and overlapping the isolation region in the vertical direction; a gate structure surrounding the plurality of active layers; and a gate spacer on a side surface of the gate structure, wherein the epitaxial structure comprises a blocking layer and a source/drain structure on the blocking layer, and wherein the blocking layer comprises: a plurality of active blocking portions contacting the plurality of active layers, respectively; and Fig. 19B). Peng et al. (Pub. No.: US 2020/0168716 A1) – This prior art teaches a semiconductor comprising: an active region comprising a first portion and a second portion; an isolation region on a side surface of the active region; a plurality of active layers stacked and spaced apart from each other in a vertical direction, and on the first portion of the active region; an epitaxial structure disposed on the second portion of the active region, connected to the plurality of active layers, and overlapping the isolation region in the vertical direction; a gate structure surrounding the plurality of active layers; and a gate spacer on a side surface of the gate structure, wherein the epitaxial structure comprises a blocking layer and a source/drain structure on the blocking layer, and wherein the blocking layer comprises: a plurality of active blocking portions contacting the plurality of active layers, respectively; and at least one first bent portion bent and extending from at least one of the plurality of active blocking portions and contacting the gate spacer (Fig. 13). Any inquiry concerning this communication or earlier communications from the examiner should be directed to SYED I GHEYAS whose telephone number is (571)272-0592. The examiner can normally be reached on Monday-Friday from 8:30 AM - 5:30 PM EST. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Britt Hanley, can be reached at telephone number (571)270-3042. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://portal.uspto.gov/external/portal. Should you have questions about access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. 12/06/2025 /SYED I GHEYAS/Primary Examiner, Art Unit 2893
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Prosecution Timeline

Oct 11, 2023
Application Filed
Dec 11, 2025
Non-Final Rejection — §102, §112
Mar 02, 2026
Applicant Interview (Telephonic)
Mar 07, 2026
Examiner Interview Summary

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
82%
Grant Probability
87%
With Interview (+4.8%)
2y 1m
Median Time to Grant
Low
PTA Risk
Based on 666 resolved cases by this examiner. Grant probability derived from career allow rate.

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