Prosecution Insights
Last updated: April 19, 2026
Application No. 18/380,848

SEMICONDUCTOR DEVICES

Non-Final OA §102§112
Filed
Oct 17, 2023
Examiner
BOULGHASSOUL, YOUNES
Art Unit
2814
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
88%
Grant Probability
Favorable
1-2
OA Rounds
2y 4m
To Grant
96%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allow Rate
443 granted / 502 resolved
+20.2% vs TC avg
Moderate +7% lift
Without
With
+7.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
33 currently pending
Career history
535
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
38.0%
-2.0% vs TC avg
§102
32.1%
-7.9% vs TC avg
§112
22.5%
-17.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 502 resolved cases

Office Action

§102 §112
Attorney’s Docket Number: SAM-61316 Filing Date: 10/17/2023 Claimed Foreign Priority Date: 02/15/2023 (KR10-2023-0019717) Applicants: Kim et al. Examiner: Younes Boulghassoul DETAILED ACTION This Office action responds to the application and preliminary amendment filed on 10/17/2023. Remarks The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . The application serial no. 18/380,848 and the preliminary amendment filed on 10/17/2023 have been entered. Applicant cancelled claim 21. Accordingly, pending in this Office Action are claims 1-20. Drawings The drawings are objected to under 37 CFR 1.83(a). The drawings must show every feature of the invention specified in the claims. Therefore, the arrangement where “a first channel contacting an upper surface of the bit line and a sidewall of the gate insulation pattern” AND “a second channel on the first channel” in claims 1-2 must be shown or the features canceled from the claims. Instead, the Drawings (see, e.g., Fig. 26) depict a first channel 215 contacting an upper surface of the bit line 130 and a second channel 705 on the first channel, wherein the first channel 215 does not contact a sidewall of the gate insulation pattern 225, due to intervening second channel 705. Claim 11 recites the limitations “a first channel contacting an upper surface of the bit line and a sidewall of the gate insulation pattern” AND “a second channel on the first channel”, thus raises issues similar to the ones discussed above. Claim 17 recites the limitations “a channel contacting an upper surface of each of the bit lines and a sidewall in the first direction of the gate insulation pattern, the channel including an amorphous oxide semiconductor material; a first channel contacting an upper portion of a sidewall of the channel in the first direction, the first channel including spinel IGZO”. Instead, the Drawings (see, e.g., Fig. 26 and Par. [0070]-[0071],[109]) depict a channel 215 contacting an upper surface of each of the bit lines 130, the channel 215 including spinel IGZO; a first channel 705 contacting an upper portion of a sidewall of the channel 215 in the first direction, the first channel including an amorphous oxide semiconductor material, wherein the channel 215 does not contact a sidewall of the gate insulation pattern 225, due to intervening first channel 705. Corrected drawing sheets in compliance with 37 CFR 1.121(d) are required in reply to the Office action to avoid abandonment of the application. No new matter should be entered. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. The figure or figure number of an amended drawing should not be labeled as “amended.” If a drawing figure is to be canceled, the appropriate figure must be removed from the replacement sheet, and where necessary, the remaining figures must be renumbered and appropriate changes made to the brief description of the several views of the drawings for consistency. Additional replacement sheets may be necessary to show the renumbering of the remaining figures. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance. Specification The specification is objected to as failing to provide proper antecedent basis for the claimed subject matter. See 37 CFR 1.75(d)(1) and MPEP § 608.01(o). Correction of the following is required: - Claims 1-2 and 11 recite in part “a first channel contacting an upper surface of the bit line and a sidewall of the gate insulation pattern” AND “a second channel on the first channel”. The disclosure as originally filed (see, e.g., Fig. 26 and Par. [0106]-[0110]) is silent about the claimed arrangement. - Claim 17 recites the limitations “a channel contacting an upper surface of each of the bit lines and a sidewall in the first direction of the gate insulation pattern, the channel including an amorphous oxide semiconductor material; a first channel contacting an upper portion of a sidewall of the channel in the first direction, the first channel including spinel IGZO”. The disclosure as originally filed (see, e.g., Fig. 26 and Par. [0106]-[0110]) is silent about the claimed arrangement, as well as the claimed compositions of the channel and first channel. Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. Claims 2-6 and 11-20 are rejected under 35 U.S.C. 112(a) as failing to comply with the written description requirement. The claims contain subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, at the time the application was filed, had possession of the claimed invention. Claim 2 recites the limitation “a second channel on the first channel, the second channel including a material having a lattice matching with IGZO.”. However, claim 1, from which claim 2 depends already requires “a first channel contacting an upper surface of the bit line and a sidewall of the gate insulation pattern”, and the original written description is devoid of an arrangement having “a first channel contacting an upper surface of the bit line and a sidewall of the gate insulation pattern” AND “a second channel on the first channel”. Claims 3-6 depend from claim 2 thus inherit the deficiencies identified supra. Claim 11 recites the limitation “a first channel contacting an upper surface of the bit line and a sidewall of the gate insulation pattern” AND “a second channel on the first channel”, thus raises issues similar to the ones discussed above. Claims 12-16 depend from claim 11 thus inherit the deficiencies identified supra. Claim 17 recites the limitations “a channel contacting an upper surface of each of the bit lines and a sidewall in the first direction of the gate insulation pattern, the channel including an amorphous oxide semiconductor material; a first channel contacting an upper portion of a sidewall of the channel in the first direction, the first channel including spinel IGZO”, and the original written description is devoid of an arrangement having “a channel contacting an upper surface of each of the bit lines and a sidewall in the first direction of the gate insulation pattern” AND “a first channel contacting an upper portion of a sidewall of the channel in the first direction”, as well as “the channel including an amorphous oxide semiconductor material” and “the first channel including spinel IGZO”. Claims 18-20 depend from claim 17 thus inherit the deficiencies identified supra. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim 1, 7, and 9-10 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Cho et. al (US2022/0384661). Regarding Claim 1, Cho (see, e.g., Figs. 1-3) shows all aspects of the instant invention, including a semiconductor device (e.g., semiconductor device 100) comprising: - a bit line (e.g., bitline BL/110) on a substrate (e.g., substrate 101) - a gate electrode (e.g., one of gate electrode 150a,150b) on the bit line - a gate insulation pattern (e.g., gate insulating layer 140) on a sidewall of the gate electrode - a first channel (e.g., channel layer 130) contacting an upper surface of the bit line and a sidewall of the gate insulation pattern, the first channel including spinel IGZO (see, e.g., Par. [0035]) - a contact plug (e.g., interconnection portion 190) contacting an upper surface of the first channel Regarding Claim 7, Cho (see, e.g., Fig. 2A) shows that a cross-section in a direction of the first channel (e.g., direction D1) has a shape of a cup. Regarding Claim 9, Cho (see, e.g., Fig. 2A) shows that the contact plug (e.g., 190) has a lower portion and an upper portion, the lower portion contacting the upper surface of the first channel and having a first width, and the upper portion being disposed on the lower portion and having a second width that is greater than the first width. Regarding Claim 10, Cho (see, e.g., Fig. 2A) shows a capacitor (e.g., data storage element/capacitor DS) on the contact plug. Claim 1-5, 7-8, 10-13, and 16 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Kim et. al (US2023/0035916). Regarding Claim 1, Kim (see, e.g., Figs. 6-7, 12-13, or 18-19) shows all aspects of the instant invention, including a semiconductor device comprising: - a bit line (e.g., bitline BL/220) on a substrate (e.g., substrate 200) - a gate electrode (e.g., one of gate electrode 250a,250b) on the bit line - a gate insulation pattern (e.g., gate dielectric layer 240) on a sidewall of the gate electrode - a first channel (e.g., oxide semiconductor layer 14) contacting an upper surface of the bit line (e.g., 14 at least in electrical contact with upper surface of 220) and a sidewall of the gate insulation pattern, the first channel including spinel IGZO (see, e.g., Par. [0041]: spinel IGZO) - a contact plug (e.g., upper contact layer 270) contacting an upper surface of the first channel Regarding Claim 2, Kim (see, e.g., Figs. 6-7) shows a second channel (e.g., oxide semiconductor layer 12) on the first channel, the second channel including a material having a lattice matching with IGZO (see, e.g., Par. [0038]: GZO). Regarding Claim 3, Kim (see, e.g., Par. [0038]) shows that the second channel (e.g., 12) includes at least one of GaZn2O4(GZO), ZnIn2O4, Zn2SnO4, Zn2TiO4, Ga2O3, TiN, SiC, RuO2 and ZnAl204. Regarding Claim 4, Kim (see, e.g., Par. [0038]) shows that the second channel (e.g., 12) includes GaZn2O4(GZO). Regarding Claim 5, Kim (see, e.g., Figs. 6-7) shows that an upper surface of the second channel contacts the contact plug (e.g., upper surface of 12 at least in electrical contact with 270). Regarding Claim 7, Kim (see, e.g., Figs. 6-7, 12-13, or 18-19) shows that a cross-section in a direction of the first channel (e.g., direction Y2) has a shape of a cup. Regarding Claim 8, Kim (see, e.g., Figs. 6-7, 12-13, or 18-19) shows that the first channel (e.g., 14) has a top surface lower than an upper surface of the gate insulation pattern (e.g., 240). Regarding Claim 10, Kim (see, e.g., Figs. 6-7, 12-13, or 18-19) shows a capacitor (e.g., capacitor structure 290) on the contact plug. Regarding Claim 11, Kim (see, e.g., Figs. 6-7) shows all aspects of the instant invention, including a semiconductor device comprising: - a bit line (e.g., bitline BL/220) on a substrate (e.g., substrate 200) - a gate electrode (e.g., one of gate electrode 250a,250b) on the bit line - a gate insulation pattern (e.g., gate dielectric layer 240) on a sidewall of the gate electrode - a channel structure including: a first channel (e.g., oxide semiconductor layer 14) contacting an upper surface of the bit line (e.g., 14 at least in electrical contact with upper surface of 220) and a sidewall of the gate insulation pattern, the first channel including spinel IGZO (see, e.g., Par. [0041]: spinel IGZO) a second channel (e.g., oxide semiconductor layer 12) on the first channel, the second channel including a material having a lattice matching with IGZO (see, e.g., Par. [0038]: GZO) a contact plug (e.g., upper contact layer 270) contacting an upper surface of the channel structure Regarding Claim 12, Kim (see, e.g., Par. [0038]) shows that the second channel (e.g., 12) includes at least one of GaZn2O4(GZO), ZnIn2O4, Zn2SnO4, Zn2TiO4, Ga2O3, TiN, SiC, RuO2 and ZnAl204. Regarding Claim 13, Kim (see, e.g., Par. [0038]) shows that the second channel (e.g., 12) includes GaZn2O4(GZO). Regarding Claim 16, Kim (see, e.g., Figs. 6-7) shows that the channel structure has a top surface lower than an upper surface of the gate insulation pattern (e.g., 240). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. The additional references cited disclose 1T-1C DRAM devices having a channel layer comprising spinel or crystalline IGZO, and comprising features similar to the instant inventions. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Younes Boulghassoul at (571) 270-5514. The examiner can normally be reached on Monday-Friday 9am-6pm EST (Eastern Standard Time), or by e-mail via younes.boulghassoul@uspto.gov. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Wael Fahmy can be reached on (571) 272-1705. The fax phone number for the organization where this application or proceeding is assigned is (571) 273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /YOUNES BOULGHASSOUL/Primary Examiner, Art Unit 2814
Read full office action

Prosecution Timeline

Oct 17, 2023
Application Filed
Feb 07, 2026
Non-Final Rejection — §102, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12598978
Semiconductor Device having a Source/Drain Contact Connected to a Back-Side Power Rail by a Landing Pad and a Through Electrode
2y 5m to grant Granted Apr 07, 2026
Patent 12593679
APPARATUSES AND MEMORY DEVICES INCLUDING AIR GAPS BETWEEN CONDUCTIVE LINES
2y 5m to grant Granted Mar 31, 2026
Patent 12563829
Device having a Diffusion Break Structure Extending within a Fin and Interfacing with a Source/Drain
2y 5m to grant Granted Feb 24, 2026
Patent 12557307
Metal-Insulator-Metal (MIM) Capacitor with a Top Electrode having an Oxygen-Enriched Portion
2y 5m to grant Granted Feb 17, 2026
Patent 12553776
Device having a Metamaterial-Based Focusing Annulus Lens Above a MEMS Component and Method of Manufacturing Thereof
2y 5m to grant Granted Feb 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
88%
Grant Probability
96%
With Interview (+7.3%)
2y 4m
Median Time to Grant
Low
PTA Risk
Based on 502 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month