Prosecution Insights
Last updated: October 02, 2026
Application No. 18/388,233

NOR-TYPE MEMORY DEVICE, METHOD OF MANUFACTURING NOR-TYPE MEMORY DEVICE, AND ELECTRONIC DEVICE INCLUDING MEMORY DEVICE

Non-Final OA §102§112
Filed
Nov 09, 2023
Priority
May 31, 2023 — CN 202310635657.4
Examiner
YEMELYANOV, DMITRIY
Art Unit
2891
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Chinese Academy of Sciences
OA Round
2 (Non-Final)
74%
Grant Probability
Favorable
2-3
OA Rounds
0m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allowance Rate
425 granted / 572 resolved
+6.3% vs TC avg
Strong +19% interview lift
Without
With
+19.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
41 currently pending
Career history
611
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
56.4%
+16.4% vs TC avg
§102
21.9%
-18.1% vs TC avg
§112
20.0%
-20.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 572 resolved cases

Office Action

§102 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1, 3-7, 9, 10, 19 and 20 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 recites the limitation " at least two source/drain regions " in line 5 and thereafter refers to “the source/drain region” (singular) (in the final clause “the third filling layer is used to isolate the second gate conductor layer from the source/drain region”) It is not clear whether “the source/drain region “refers to one, unspecified source drain region among at least two, to each of them or is typographical omission of “regions”. For the purposes of examination, the Examiner will treat “the third filling layer is used to isolate the second gate conductor layer from the source/drain region” met as long as the third filling layer is used to isolate the second gate conductor layer from any one of the at least at least two source/drain regions. Claim 1 introduces “at least one body region” and in the same clause refers to “the body region” (singular without “at least one”) in reciting “a memory cell is defined at an intersection of the gate stack and the body region”. Since the device layer may include more than one body region, it is unclear whether every intersection defines a memory cell or only an intersection with a specific, unidentified body region. Claim 1 recites “ a plurality of gate stacks” and thereafter refers to “the gate stack” (singular) at least four times, including newly added limitation. The term “a side of the device layer close to the gate stack” in claim 1 is a relative term which renders the claim indefinite. The term “close to” is not defined by the claim, the specification does not provide a standard for ascertaining the requisite degree, and one of ordinary skill in the art would not be reasonably apprised of the scope of the invention. Claim 4 recites “the first leading electrode is electrically connected to the source/drain region” (singular), which suffers from the same indefiniteness as noted in Claim 1 above, since claim 1 establishes “at least two source/drain regions” Claim 6 recites “wherein a material of the vertical channel comprises monocrystalline silicon, silicon carbide, a III-V group compound, and graphene,” as written, the conjunctive “and” requires the vertical channel to be composed of all four listed materials simultaneously, which is inconsistent with the originally filed specifications that the material “may be any one of “ the listed materials [0066] and renders metes and bounds of the claim unclear. For the purposes of examination, the Examiner will treat “wherein a material of the vertical channel comprises monocrystalline silicon, silicon carbide, a III-V group compound, and graphene,” as --wherein a material of the vertical channel comprises one of monocrystalline silicon, silicon carbide, a III-V group compound, and graphene--. Claim 20 recites “the electronic device comprises: a smart phone, a personal computer, a tablet computer, an artificial intelligence device, a wearable device, and a mobile power supply.” Which requires a single electronic device to simultaneously be all six listed items and is inconsistent with the originally filed specifications [0025] and renders metes and bounds of the claim unclear. For the purposes of examination, the Examiner will treat s “the electronic device comprises: a smart phone, a personal computer, a tablet computer, an artificial intelligence device, a wearable device, and a mobile power supply.” as -the electronic device is selected from a group consisting of: a smart phone, a personal computer, a tablet computer, an artificial intelligence device, a wearable device, and a mobile power supply.-- Claims 3-7, 9, 10, 19 and 20 are rejected as being dependent on Claim 1. Allowable Subject Matter Claim 1 would be allowable if rewritten or amended to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action. Response to Arguments Applicant’s arguments, see pages 8-10, filed 07/08/2026, with respect to the rejection(s) of claim(s) 1 under 35 U.S.C. 102(A1) as being anticipated by Rabkin et al. (US 9,685,484 B1) have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Prior art of Lai (US 2015/03018299 A1) discloses memory devices having vertical gate stacks and source/drain. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DMITRIY YEMELYANOV whose telephone number is (571)270-7920. The examiner can normally be reached M-F 9a.m.-6p.m. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Matthew Landau can be reached at (571) 272-1731. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DMITRIY YEMELYANOV/Examiner, Art Unit 2891
Read full office action

Prosecution Timeline

Nov 09, 2023
Application Filed
Mar 31, 2026
Non-Final Rejection mailed — §102, §112
Jun 29, 2026
Response Filed
Sep 09, 2026
Non-Final Rejection mailed — §102, §112 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
74%
Grant Probability
94%
With Interview (+19.2%)
2y 7m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 572 resolved cases by this examiner. Grant probability derived from career allowance rate.

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