Prosecution Insights
Last updated: October 02, 2026
Application No. 18/390,817

RECESSED SOURCE/DRAIN EPITAXIAL STRUCTURE FOR DIRECT BACKSIDE CONTACT

Final Rejection §112
Filed
Dec 20, 2023
Examiner
LINDSEY, COLE LEON
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Qualcomm Incorporated
OA Round
2 (Final)
89%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 89% — above average
89%
Career Allowance Rate
120 granted / 135 resolved
+20.9% vs TC avg
Moderate +13% lift
Without
With
+12.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
26 currently pending
Career history
163
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
55.7%
+15.7% vs TC avg
§102
27.9%
-12.1% vs TC avg
§112
14.9%
-25.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 135 resolved cases

Office Action

§112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments, see section titled “Rejections under 35. U.S.C. 102 & 103,” filed 05/29/2026, with respect to the rejection of claims 1-4, 6-12, and 14-16 have been fully considered and are persuasive. The rejection of claims 1-4, 6-12, and 14-16 has been withdrawn. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 6-7 and 14-15 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claims 5 and 13 were cancelled and their limitations were incorporated into independent claims 1 and 9, respectively. However, claims 6-7 still depend on cancelled claim 5 and claims 14-15 still depend on cancelled claim 13. In the interest of compact prosecution, examiner will assume that claims 6-7 are meant to now depend on claim 1 and claims 13-15 are meant to now depend on claim 9, however appropriate correction is required. Allowable Subject Matter Claims 1-4, 8-12, and 16 allowed. Claims 6-7 and 14-15 would be allowable if rewritten to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action and to include all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: Regarding claim 1 and its dependent claims. The closest prior art (US20220052206A1, US20150249209A1, US11532556B2) teaches a field effect transistor (FET) structure, comprising: a gate structure (Cheng fig. 28D central gate structure 240), disposed between a first source/drain (S/D) epitaxial (EPI) structure and a second S/D EPI structure (Fig. 28D central gate structure 240 has source/drain feature 260C to the right of it and source/drain feature 260C to the left of it), the gate structure comprising a channel structure and a vertical metal gate structure (Cheng fig. 28D central gate structure 240 comprises plurality of channel layers 215’ and gate stack 360A between the channel layers), the channel structure comprising a plurality of vertically-stacked, horizontal channels connecting the first S/D EPI structure to the second S/D EPI structure horizontally through the vertical metal gate structure that at least partially surrounds the plurality of channels (Cheng fig. 28D central gate structure 240 comprises plurality of channel layers 215’ which are horizontal channels connecting source/drain feature to the right 260C and source/drain feature to the left 260C), wherein at least one of the first S/D EPI structure and the second S/D EPI structure comprises a lower portion that extends vertically below a bottom surface of the vertical metal gate structure, the lower portion comprising sides and a bottom surface (Cheng fig. 28D both source/drain features 260C to the left and right of gate structure 240 have lower portions which extend beneath a bottom surface of gate structure 240); a frontside inter-layer dielectric (ILD) layer disposed above the vertical metal gate structure, the first S/D EPI structure, and the second S/D EPI structure (Cheng fig. 28D ILD layer 270 disposed above central gate structure 240 and the source/drain features 260C to either side); and a backside ILD layer disposed below the vertical metal gate structure, the first S/D EPI structure, and the second S/D EPI structure (Cheng fig. 28D ILD layer 376 disposed above central gate structure 240 and the source/drain features 260C to either side). However, the closest prior art does not teach in combination with the other claimed elements a first etch stop material disposed on at least the bottom surface of the lower portion of the second S/D EPI structure. Additionally, the closest prior art does not teach the above in combination with the further limitations of dependent claims. Examiner notes that while there are embodiments within the prior art, see Cheng figs. 18B-18D, that teach the use of a patterned protecting layer diagonal to source/drain to protect the gate stack, the cited prior art does not show an embodiment nor any motivation to combine embodiments such that a first etch stop material is disposed on at least the bottom surface of the lower portion of the second S/D EPI structure in addition with the other limitations of the independent claim. Regarding claim 9 and its dependent claims. The closest prior art (US20220052206A1, US20150249209A1, US11532556B2) teaches a method for fabricating a field effect transistor (FET) structure, the method comprising: providing a gate structure (Fig. 28D central gate structure 240), disposed between a first source/drain (S/D) epitaxial (EPI) structure and a second S/D EPI structure (Cheng fig. 28D central gate structure 240 has source/drain feature 260C to the right of it and source/drain feature 260C to the left of it), the gate structure comprising a channel structure and a vertical metal gate structure (Cheng fig. 28D central gate structure 240 comprises plurality of channel layers 215’ and gate stack 360A between the channel layers), the channel structure comprising a plurality of vertically-stacked, horizontal channels connecting the first S/D EPI structure to the second S/D EPI structure horizontally through the vertical metal gate structure that at least partially surrounds the plurality of channels (Cheng fig. 28D central gate structure 240 comprises plurality of channel layers 215’ which are horizontal channels connecting source/drain feature to the right 260C and source/drain feature to the left 260C), wherein at least one of the first S/D EPI structure and the second S/D EPI structure comprises a lower portion that extends vertically below a bottom surface of the vertical metal gate structure, the lower portion comprising sides and a bottom surface (Cheng fig. 28D both source/drain features 260C to the left and right of gate structure 240 have lower portions which extend beneath a bottom surface of gate structure 240); providing a frontside inter-layer dielectric (ILD) layer disposed above the vertical metal gate structure, the first S/D EPI structure, and the second S/D EPI structure (Cheng fig. 28D ILD layer 270 disposed above central gate structure 240 and the source/drain features 260C to either side); and providing a backside ILD layer disposed below the vertical metal gate structure, the first S/D EPI structure, and the second S/D EPI structure (Cheng fig. 28D ILD layer 376 disposed above central gate structure 240 and the source/drain features 260C to either side). However, the closest prior art does not teach in combination with the other claimed elements providing a first etch stop material disposed on at least the bottom surface of the lower portion of the second S/D EPI structure. Additionally, the closest prior art does not teach the above in combination with the further limitations of dependent claims. Examiner notes that while there are embodiments within the prior art, see Cheng figs. 18B-18D, that teach the use of a patterned protecting layer diagonal to source/drain to protect the gate stack, the cited prior art does not show an embodiment nor any motivation to combine embodiments such that a first etch stop material is disposed on at least the bottom surface of the lower portion of the second S/D EPI structure in addition with the other limitations of the independent claim. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to COLE LEON LINDSEY whose telephone number is (571)272-4028. The examiner can normally be reached Monday - Friday, 8:00 a.m. - 5:00 p.m.. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christine Kim can be reached at (571)272-8458. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /COLE LEON LINDSEY/Examiner, Art Unit 2812 /CHRISTINE S. KIM/Supervisory Patent Examiner, Art Unit 2812
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Prosecution Timeline

Dec 20, 2023
Application Filed
Mar 05, 2026
Non-Final Rejection mailed — §112
May 29, 2026
Response Filed
Aug 25, 2026
Final Rejection mailed — §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
89%
Grant Probability
99%
With Interview (+12.7%)
2y 10m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 135 resolved cases by this examiner. Grant probability derived from career allowance rate.

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