Prosecution Insights
Last updated: August 15, 2026
Application No. 18/392,011

COMPOUND, RESIN, RESIST COMPOSITION AND METHOD FOR PRODUCING RESIST PATTERN

Non-Final OA §103
Filed
Dec 21, 2023
Priority
Dec 23, 2022 — JP 2022-206303
Examiner
WALKE, AMANDA C
Art Unit
Tech Center
Assignee
SUMITOMO CHEMICAL Company, Limited
OA Round
1 (Non-Final)
88%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allowance Rate
1523 granted / 1721 resolved
+28.5% vs TC avg
Moderate +9% lift
Without
With
+8.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
38 currently pending
Career history
1748
Total Applications
across all art units

Statute-Specific Performance

§101
1.7%
-38.3% vs TC avg
§103
51.4%
+11.4% vs TC avg
§102
22.4%
-17.6% vs TC avg
§112
14.4%
-25.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1721 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claims 4 and 7 are objected to because of the following informalities: The definitions of substituents in the claims are within parentheses, which should be deleted (claim 4, lines 2, 4, 6, and 9, and claim 7, lines 2 and 3). Appropriate correction is required. Claims 1 and 14 are objected to because of the following informalities: The claims each recite “m1 represents an integer of 1 to 6”, however the m1 substituent is on a six-membered ring, wherein one carbon of the six is attached to the compound, leaving only five carbon atoms available for substitution. It appears as though the claims should read “1 to 5”. Appropriate correction is required. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-11, 13, and 14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Aqad et al (10,495,968). Aqad et al disclose a resist composition comprising a base polymer comprising a repeat unit having an iodine (halogen) and aromatic group(s). The general formula includes the following structure: PNG media_image1.png 320 260 media_image1.png Greyscale PNG media_image2.png 310 268 media_image2.png Greyscale PNG media_image3.png 98 250 media_image3.png Greyscale In the formula, Ra (instant R0) is H, F, fluorinated alkyl, -CO-O- is the instant X1 (instant claim 2 and 3), L is instant Ar (and a phenylene group, column 7, lines 1-14), instant L1 is a single bond (instant claim 4), W is X01 and L01 wherein instant X01 is -O- and instant L01 is-CO- ( wherein -CH2- is replaced by -CO-, instant claims 6 and 7), G is the instant phenyl group, X is the instant R2 wherein it may be halogen, hydroxyl, alkyl, haloalkyl, and I is the instant R1 (wherein the halogen is iodine). Preferred examples include monomers having an aryl with two iodine atoms and a -OH group as preferred by the instant specification or only iodine atoms (see pages 55-57), wherein the alkyl linking group may be replaced by an aromatic ring and the monomer meets the limitations of the instant claims 1-7 and 14 (wherein X1 is -CO-O-, (X1-1) and (X1-1’)). PNG media_image4.png 194 326 media_image4.png Greyscale PNG media_image5.png 190 392 media_image5.png Greyscale PNG media_image6.png 212 290 media_image6.png Greyscale The polymer further comprises units meeting the limitations of the instant claim8, wherein the unit comprises an acid-labile group having a tertiary carbon falling within the scope of the instant (a1-0), (a1-1), and (a1-2): PNG media_image7.png 388 258 media_image7.png Greyscale The polymer may further comprises a base-soluble monomer having a structure meeting the limitations of the instant (a1-A) of instant claim 9, wherein Q1 : PNG media_image8.png 254 300 media_image8.png Greyscale PNG media_image9.png 150 70 media_image9.png Greyscale PNG media_image10.png 156 106 media_image10.png Greyscale The resist composition comprising the polymer (instant claim 10), further comprises an acid generator having a structure meeting (B1) (instant claim 11). PNG media_image11.png 324 232 media_image11.png Greyscale The method of patterning the resist includes the steps as instantly claimed as set forth by the instant claim 13, wherein examples include a post-exposure bake (heating; column 29): PNG media_image12.png 100 290 media_image12.png Greyscale Given the teachings of the reference, it would have been obvious to one of ordinary skill in the art prior to the effective filing date of the instant invention to prepare the material of Aqad et al, choosing as the linking group L, an arylene group as taught by the reference. The resultant compound and polymer would meet the limitations of the instant claims. Claim(s) 1-14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kiriyama et al (2022/0413385). Kiriyama et al disclose a resist composition comprising a polymer, wherein the resist polymer comprises a unit having a structure similar to that of the instant formula (I). PNG media_image13.png 446 296 media_image13.png Greyscale PNG media_image14.png 42 290 media_image14.png Greyscale In the formula, R1 (instant R0) is H, methyl, trifluoromethyl, L (instant X1 and L1) is a single bond, Ax-Ph-Ay (wherein Ax and Ay can be single bonds), or -CO-O-, Ar1 is an aromatic hydrocarbon, X (instant X01 and L01) may be -GO-, wherein G is a divalent aliphatic hydrocarbon group having 1 to 20 carbon atoms, Ar2 is preferably phenyl, an R3 is halogen, hydroxyl, or hydrocarbon. Examples include those wherein the instant X1 is phenyl or -COO-, Ay is -O- (or S), L1 is a single bond -O-, -S-, -SO2-, Ar is phenyl, X01 is -COO-, L01 is alkyl, R1 is halogen and m2 is 0 to 4 and m1 is 1 to 5. Examples of the substituents meeting the instant R1 and R2 include F, I, alkyl, -COO-alkyl or cycloalkyl (with -OH or fluorine substitution), fluorinated alkyl. PNG media_image15.png 180 234 media_image15.png Greyscale The reference structure meets the limitations of the instant formula in the instant claims 1, 2-7 (formulas (X1-1), (X1-3), (X1-9) of claim 2), and formulas (X1-1’), (X1-3’), (X1-9’) of claim 3), and 14. The resist polymer further comprises a unit comprising an acid labile group meeting the limitations of the instant formulas (a1-0), (a1-1), (a1-2), as set forth by the instant claim 8. PNG media_image16.png 424 306 media_image16.png Greyscale PNG media_image17.png 344 166 media_image17.png Greyscale PNG media_image18.png 222 94 media_image18.png Greyscale Regarding claim 9, the reference further includes a phenolic hydroxyl-containing monomer meeting the limitations of (a2-A), wherein Aa50 is a single bond or -COO-. PNG media_image19.png 308 218 media_image19.png Greyscale The resist composition (instant claim 10) further includes a photoacid generator, wherein preferred compounds include those having a structure falling within the scope of the instant (B1) of instant claim 11. PNG media_image20.png 400 302 media_image20.png Greyscale PNG media_image21.png 134 252 media_image21.png Greyscale PNG media_image22.png 86 244 media_image22.png Greyscale In the formula, each of np2 and np3 may be zero. Given the teachings of the reference and exemplified Rp1 and Rp2 groups, such as that below, when each of np2 and np3 are zero, the -SO3- group would be directly linker to the phenyl ring and the compound would meet the limitations of the instant (B2). PNG media_image23.png 118 222 media_image23.png Greyscale The composition further comprises an acid diffusion control; agents, which are nitrogen-containing base compounds or a salt having an acidity lower than that of the acid of the acid generator ([0164]-[0170]; instant claim 12). The method of patterning includes the steps as claimed, wherein the resist is coated onto a substrate, pre-barked to dry the composition, exposed, PEB (heated), then developed ([0290]) as required by the instant claim 14. Given the teachings of the reference, it would have been obvious to one of ordinary skill in the art prior to the effective filing date of the instant invention to prepare the material of Kiriyama et al, preparing the monomer wherein the linking group X1 and L1 and as discussed above, wherein the resultant compound also meets the limitations of the instant claims. Claim(s) 11 and 12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Aqad et al in view of Kiriyama et al. Both references have been discussed above. The Aqad et al reference teaches that a quencher is preferably added(see Table 3), and a photoacid generator having a sulfonate anion, however the non-limiting examples fail to teach the compounds as set forth by instant claim 11 for (B2) and claim 12. Kiriyama et al teach a similar resist composition, and teaches that known sulfonate anions include those having a structure falling with in the scope of (B1), and that they may have a structure similar to the of (B2), and they may be interchanged. Furthermore, the reference teaches that known acid diffusion contollers (basic compounds, quenchers) include nitrogen-containing compounds such as that as disclosed by Aqad et al, and salts having weak acids. Therefore, given the teachings of the references, it would have been obvious to one of ordinary skill in the art prior to the effective filing date of the instant invention to prepare the material of Aqad et al, choosing as the PAG anion, that as taught by Kiriyama et al as suitable for use in similar compositions, or choosing as the quencher, the weak acid salt as described by Kiriyama et al as known and suitable, wherein the resultant composition would meet the limitations of the instant claims 11 and 12. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Omatsu et al (2022/0119336) teach a similar resist having iodine (halogen) substituted phenyl groups and monomers meeting the limitations of the formulas on the instant claim 8. Inazaki et al (JP 2011-0338839) is cited for its teachings of various acid-labile group-containing monomers such as those of the instant claim 8. Adachi et al (JP2020-075903) is cited for its teaching of a PAG anion of (B2). Any inquiry concerning this communication or earlier communications from the examiner should be directed to AMANDA C WALKE whose telephone number is (571)272-1337. The examiner can normally be reached Monday to Thursday 5:30am to 4pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Niki Bakhtiari can be reached at 571-272-3433. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /AMANDA C. WALKE/ Primary Examiner, Art Unit 1722
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Prosecution Timeline

Dec 21, 2023
Application Filed
Jul 27, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
88%
Grant Probability
97%
With Interview (+8.6%)
2y 5m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1721 resolved cases by this examiner. Grant probability derived from career allowance rate.

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