Prosecution Insights
Last updated: April 19, 2026
Application No. 18/393,329

SEMICONDUCTING COLD PHOTOCATHODE DEVICE USING ELECTRIC FIELD TO CONTROL THE ELECTRON AFFINITY

Non-Final OA §102
Filed
Dec 21, 2023
Examiner
IPPOLITO, NICOLE MARIE
Art Unit
2881
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Attolight AG
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
2y 2m
To Grant
96%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allow Rate
1485 granted / 1714 resolved
+18.6% vs TC avg
Moderate +10% lift
Without
With
+9.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
15 currently pending
Career history
1729
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
30.8%
-9.2% vs TC avg
§102
31.4%
-8.6% vs TC avg
§112
15.6%
-24.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1714 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-3, 8-9, 12-14 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Berrios et al. (U.S. Patent Application Publication Number 20210098222, from hereinafter “Berrios”). In regards to claim 1, Berrios teaches an electron emitter (see abstract) comprising a tapered-shaped emission tip having a base face and an apex opposite the base face (FIG. 1, field emitter cathode 120, emitter protrusion 121, paragraph 0035, FIG. 2, FIGS. 5A-5B and related text), the emission tip consisting essentially of semiconductor material, the semiconductor material being doped p-type at least at the apex (FIGS. 1-2, 5A-5B, silicon substrate 121 p-type, paragraphs 0035, 0040, 0056) wherein the doped p-type level in conjunction with the geometry of the tapered-shaped emission tip shift the work function of the semiconductor material sufficiently close to vacuum level to enable emission of electrons upon absorption of photons (abstract, paragraphs 0015-0022, at least. The FIGS. Also illustrate a photon source or laser). In regards to claim 2, Berrios teaches that the base face is doped n-type (paragraphs 0019, 0035 and 0040). In regards to claim 3, Berrios teaches a main body formed of doped semiconductor of the same type as the doping of the base face (FIGS. 0035 and 0040) wherein the emission tip extends from one surface of the main body (FIGS. 2 and 5A-6 illustrate this). In regards to claim 8, Berrios teaches that the semiconductor material is selected from silicon carbide (paragraphs 0012 and 0016 as well as elsewhere throughout). In regards to claim 9, Berrios teaches that the base face is doped n-type and the apex is doped p-type (paragraph 0040). In regards to claim 12, Berrios teaches that the emission tip is conical (paragraphs 0016 and 0042). In regards to claim 13, Berrios teaches that the apex is shaped to have a geometry enabling local electric fields above 10 MV/m (paragraphs 0054, 0056). In regards to claim 14, Berrios teaches that the apex has a radius of less than 10 microns (paragraph 0045). In regards to claim 15, Berrios teaches an electron source (abstract) comprising an electron emitter (see FIG. 1), a suppressor lens (paragraphs 0015 and 0045), an extractor lens (see at least the abstract), wherein the electron emitter (see abstract) comprising a tapered-shaped emission tip having a base face and an apex opposite the base face (FIG. 1, field emitter cathode 120, emitter protrusion 121, paragraph 0035, FIG. 2, FIGS. 5A-5B and related text), the emission tip consisting essentially of semiconductor material, the semiconductor material being doped p-type at least at the apex (FIGS. 1-2, 5A-5B, silicon substrate 121 p-type, paragraphs 0035, 0040, 0056) wherein the base face is doped one of p-type or n-type (paragraphs 0019, 0035 and 0040). In regards to claim 16, Berrios teaches a laser source positioned to focus a leaser beam onto the apex of the emission tip (FIGS. 1, 3, 5A-5B, 7). In regards to claim 17, Berrios teaches that the laser source operates at a wavelength between 300-450 nm (paragraphs 0017, 0048). In regards to claim 20, Berrios teaches a main body formed of doped semiconductor of the same type as the doping of the base face (FIGS. 0035 and 0040) wherein the emission tip extends from one surface of the main body (FIGS. 2 and 5A-6 illustrate this). Claim(s) 21 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Adamec et al. (U.S. Patent Application Publication Number 20040238809, from hereinafter “Adamec”). In regards to claim 21, Adamec teaches a multi-electron beams apparatus (abstract and FIGS. 10A-10D) comprising a substrate made of semiconducting material doped with p-type of n-type dopant, the substrate having a sidewall, a first surface and a second surface (abstract teaches p-n junctions, FIGS. 1A-3B illustrate the geometry), a plurality of emission tips formed on the first surface of the substrate (FIGS. 10A-10D), each emission tip having a tapered shape with a base attached to the first surface and an apex (FIGS. 10A-10D), each emission tip being doped p-type and the apex (see paragraph 0026, at least) and an ohmic contact formed of the sidewall or the second surface of the substrate (paragraphs 0025-0026 and 0039-0041). In regards to claim 22, Adamec teaches an electrostatic lens layer positioned in close proximity to the plurality of emission tips (FIGS. 10A-10D) and including a plurality of conditioning lenses, each of the conditioning lenses including a suppressor lens and an extractor lens (paragraph 0061). Allowable Subject Matter Claims 4-7, 10-11, 18-19 and 23-24 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to NICOLE M IPPOLITO whose telephone number is (571)270-7449. The examiner can normally be reached Monday-Thursday 6:00am-4:00pm Mountain Time. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Robert H Kim can be reached at 571-272-2293. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NICOLE M IPPOLITO/Primary Examiner, Art Unit 2881
Read full office action

Prosecution Timeline

Dec 21, 2023
Application Filed
Jan 25, 2026
Non-Final Rejection — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
96%
With Interview (+9.5%)
2y 2m
Median Time to Grant
Low
PTA Risk
Based on 1714 resolved cases by this examiner. Grant probability derived from career allow rate.

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