Prosecution Insights
Last updated: August 09, 2026
Application No. 18/398,731

SELECTIVELY MERGED GATES IN STACKED FETS

Non-Final OA §102§OTHER§Other
Filed
Dec 28, 2023
Examiner
HAIDER, WASIUL
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
International Business Machines Corporation
OA Round
1 (Non-Final)
92%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 92% — above average
92%
Career Allowance Rate
502 granted / 546 resolved
+23.9% vs TC avg
Moderate +6% lift
Without
With
+6.5%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 11m
Avg Prosecution
19 currently pending
Career history
560
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
56.7%
+16.7% vs TC avg
§102
22.0%
-18.0% vs TC avg
§112
13.5%
-26.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 546 resolved cases

Office Action

§102 §OTHER §Other
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group I and Species I in the reply filed on 4/24/2026 is acknowledged. Claims 12-20 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to nonelected Group II claims, there being no allowable generic or linking claim. In addition, claim 2 (as top and bottom gates are connected) and claim 6 is directed to Species II (merged gates, Fig. 9) embodiment. As such, claims 2, 6-11 are also withdrawn. Election was made without traverse in the reply filed. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. 1. Claim(s) 1,3-5 is/are rejected under 35 U.S.C. 102a(1) as being anticipated by US 20230017350 A1 (Chanemougame, referenced as Chan). Regarding claim 1, Chan shows (Fig. 6) a semiconductor device (400, para 33), comprising: PNG media_image1.png 600 760 media_image1.png Greyscale a bottom transistor (as shown, lower semiconductor device, para 37) having a bottom gate (492, lower gate, para 37); a top transistor (as shown, upper semiconductor device, para 37) having a top gate (492, upper gate, para 37) above the bottom gate, separated from the bottom transistor by a dielectric layer (418, para 37); a conductive via (475, para 40) that extends through the top gate and the dielectric layer to contact the bottom transistor (as shown); and a dielectric liner (474, para 40) between the conductive via and the top gate that electrically insulates the top gate from the conductive via. Regarding claim 3, Chan shows (Fig. 6) wherein the top transistor further includes top source/drain structures (483, para 37) and the bottom transistor further includes bottom source/drain structures (482, para 37), and wherein the semiconductor device further includes source/drain contacts (not shown but obvious to a person of ordinary skill in the art) to the top source/drain structures and the bottom source/drain structures (not shown but obvious to a person of ordinary skill in the art. Regarding claim 4, Chan shows (Fig. 6) wherein the conductive via (475, para 41) is offset with respect to the top gate (493). Regarding claim 5, Chan shows (Fig. 6) wherein the dielectric liner (713, para 43) is formed from a low-k dielectric material (low-k spacer, para 43). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to WASIUL HAIDER whose telephone number is (571)272-1554. The examiner can normally be reached M-F 9 a.m. - 6 p.m.. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, William Partridge can be reached at (571) 270-1402. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /WASIUL HAIDER/Primary Examiner, Art Unit 2812
Read full office action

Prosecution Timeline

Dec 28, 2023
Application Filed
May 12, 2026
Non-Final Rejection mailed — §102, §OTHER, §Other
Jul 20, 2026
Interview Requested
Jul 28, 2026
Examiner Interview Summary
Jul 28, 2026
Applicant Interview (Telephonic)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
92%
Grant Probability
98%
With Interview (+6.5%)
1y 11m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 546 resolved cases by this examiner. Grant probability derived from career allowance rate.

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