Prosecution Insights
Last updated: April 19, 2026
Application No. 18/399,742

MEMS Microphone

Non-Final OA §103
Filed
Dec 29, 2023
Examiner
VU, VU A
Art Unit
2897
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Aac Acoustic Technologies (Shenzhen) Co. Ltd.
OA Round
1 (Non-Final)
92%
Grant Probability
Favorable
1-2
OA Rounds
2y 0m
To Grant
99%
With Interview

Examiner Intelligence

Grants 92% — above average
92%
Career Allow Rate
1208 granted / 1309 resolved
+24.3% vs TC avg
Moderate +7% lift
Without
With
+6.6%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 0m
Avg Prosecution
48 currently pending
Career history
1357
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
44.5%
+4.5% vs TC avg
§102
34.4%
-5.6% vs TC avg
§112
12.5%
-27.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1309 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-4 and 6-7 are rejected under 35 U.S.C. 103 as being unpatentable over Chandrasekaran et al. (U.S. Patent No. 11,104,571) in view of Lee et al. (U.S. Patent No. 9,726,879). Regarding to claim 1, Chandrasekaran teaches a MEMS microphone, comprising: a shell (Fig. 2, element 130, column 5, line 52); a substrate assembled with the shell for forming a receiving space (Fig. 2, element 110, column 5, line 52, please see the attached figure with annotations); an ASIC Die accommodated in the receiving space (Fig. 2, element 200, column 5, line 48); and a MEMS Die including a diaphragm (Fig. 2, element 154, column 5, line 56) and a back plate (Fig. 2, element 156, column 5, line 57) apart from the diaphragm, accommodated in the receiving space and mounted on the substrate (Fig. 2); wherein the diaphragm divides the receiving space into a front chamber and a rear chamber, the substrate includes an upper surface connected with the MEMS Die and a lower surface opposite to the upper surface, the substrate comprises a first acoustic hole extending downwardly from the upper surface and not penetrating the lower surface, a second acoustic hole extending upwardly from the lower surface and not penetrating the upper surface, a connecting channel located between the upper surface and the lower surface and communicating with the first acoustic hole and the second acoustic hole, and a ventilation hole extending downwardly from the upper surface and not penetrating the lower surface, the MEMS Die covers the first acoustic hole which is communicating with the front chamber, the ventilation hole is communicating with the connecting channel and the rear chamber, the ventilation hole and the second acoustic hole are laterally spaced apart (Fig. 2, column 5, lines 65-67, column 6, lines 1-6, column 7, lines 59-65, please see the attached figure with annotations). Chandrasekaran does not disclose the MEMS microphone is further provided with an elastic member covering the ventilation hole, the elastic member is used for opening or closing the ventilation hole. Lee discloses a MEMS microphone provided with an elastic member covering a ventilation hole, the elastic member is used for opening or closing the ventilation hole (column 10, lines 13-17). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified Chandrasekaran in view of Lee to provide the MEMS microphone with an elastic member covering the ventilation hole, the elastic member is used for opening or closing the ventilation hole, in order to obtain an air or fluidically tight port, thus to increase sensitivity for the MEMS device. PNG media_image1.png 828 1653 media_image1.png Greyscale Regarding to claim 2, Chandrasekaran as modified discloses the elastic member is connected with the upper surface of the substrate (the ventilation hole is on the upper surface of the substrate, as being modified, the elastic member is attached to the hole, thus connected with the upper surface of the substrate). Regarding to claim 3, Chandrasekaran as modified discloses the elastic member comprises a fixed portion connected with the upper surface of the substrate and a resilient portion covering the ventilation (Lee, Fig. 6). Regarding to claim 4, Chandrasekaran teaches the first acoustic hole and the second acoustic hole are laterally spaced apart (Fig. 2). Regarding to claim 6, Chandrasekaran teaches substrate is a laminated circuit board comprising a first circuit board connected to the MEMS Die, a second circuit board spaced apart from the first circuit board, and a third circuit board located between the first circuit board and the second circuit board, the third circuit board is a hollow annular structure, the first acoustic hole and the ventilation hole penetrate the first circuit board, the second acoustic hole penetrates the second circuit board (Fig. 2). PNG media_image2.png 586 1585 media_image2.png Greyscale Regarding to claim 7, Chandrasekaran teaches the diaphragm is closer to the substrate than the back plate (Fig. 2, the diaphragm 154 is closer to the substrate than the back plate 156). Claim 5 is rejected under 35 U.S.C. 103 as being unpatentable over Chandrasekaran et al. (U.S. Patent No. 11,104,571) and Lee et al. (U.S. Patent No. 9,726,879), as applied to claim 1 above, further in view of Tanaka et al. (U.S. Patent No. 8,861,764). Regarding to claim 5, Chandrasekaran does not disclose a projection of the second acoustic hole on the upper surface and the ventilation hole are respectively located two sides of the MEMS Die. Tanaka discloses a projection of the second acoustic hole on the upper surface and a hole are respectively located two sides of the MEMS Die (Fig. 3). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified Chandrasekaran in view of Tanaka to arrange a projection of the second acoustic hole on the upper surface and the ventilation hole on two sides of the MEMS Die in order to stabilize the flow into the holes. PNG media_image3.png 605 1256 media_image3.png Greyscale Pertinent Art For the benefits of the Applicant, US-20250194002-A1, US-9258634-B2, US-10466047-B2, US-8824719-B2, US-11259104-B2, US-10149031-B2, and US-11117798-B2, are cited on the record as being pertinent to significant disclosure through some but not all claimed features of the defined invention. The references fail to disclose the combination of limitations including “a ventilation hole extending downwardly from the upper surface and not penetrating the lower surface, the MEMS Die covers the first acoustic hole which is communicating with the front chamber, the ventilation hole is communicating with the connecting channel and the rear chamber, the ventilation hole and the second acoustic hole are laterally spaced apart, the MEMS microphone is further provided with an elastic member covering the ventilation hole, the elastic member is used for opening or closing the ventilation hole.” Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to VU A VU whose telephone number is (571)270-7467. The examiner can normally be reached M-F: 8:00AM - 5:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, CHAD M DICKE can be reached at (571) 270-7996. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /VU A VU/Primary Examiner, Art Unit 2897
Read full office action

Prosecution Timeline

Dec 29, 2023
Application Filed
Mar 13, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
92%
Grant Probability
99%
With Interview (+6.6%)
2y 0m
Median Time to Grant
Low
PTA Risk
Based on 1309 resolved cases by this examiner. Grant probability derived from career allow rate.

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