Prosecution Insights
Last updated: April 19, 2026
Application No. 18/408,588

METHOD AND DEVICE FOR INSPECTING ABNORMALITY IN ELECTRODES

Final Rejection §103
Filed
Jan 10, 2024
Examiner
YAZBACK, MAHER
Art Unit
2877
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
SK On Co. Ltd.
OA Round
2 (Final)
74%
Grant Probability
Favorable
3-4
OA Rounds
2y 10m
To Grant
98%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allow Rate
39 granted / 53 resolved
+5.6% vs TC avg
Strong +25% interview lift
Without
With
+24.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
24 currently pending
Career history
77
Total Applications
across all art units

Statute-Specific Performance

§101
4.9%
-35.1% vs TC avg
§103
58.2%
+18.2% vs TC avg
§102
18.1%
-21.9% vs TC avg
§112
17.2%
-22.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 53 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendments/Arguments Applicant’s amendments, see Page 8, filed 10/23/2025, with respect to claim 8 and 11-13 interpreted under 35 USC 112(f) have been fully considered and are sufficient. The interpretation of claim 8 has been withdrawn. Applicant’s arguments, see Pages 9-11, filed 10/23/2025, with respect to the rejection(s) of claim(s) 1, 4-5, 8 and 11-12 under 35 USC 102 and claims 2-3, 6-7, 9-10 and 13-13 under 35 USC 103 have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. Applicant has canceled claims 5 and 12. However, upon further consideration, a new ground(s) of rejection is made in view of Oh et al. (US 2023/0074096 A1) and Masuch et al. (US 2024/0249401 A1). The Examiner has presented arguments below in support of Oh and Masuch, given that the references are used in the rejection presented in the new Office Action. Applicant argues on Page 8-14 that Oh merely discloses that the cited references fail to disclose or suggest “the generation of predicted electrode arrangement images of non-tomographed regions” where the primary reference, Oh, merely discloses image generation of tomographed regions. Specifically, Applicant argues that “the individual negative electrode plate 12 and positive electrode plate 14 in Oh is calculated from their photograph and X-ray image data”. The Examiner agrees with Applicant’s argument regarding Oh. Applicant further argues that the secondary reference, Masuch, does not cure the deficiency of Oh. Specifically, it is noted that Masuch discloses a technique of identifying the corner positions of an electrode sheet to mathematically calculate overall position, orientation, and deviation based only on two measured corners where the deviation may be from a designed position. Further, Applicant argues that though Masuch confirms the positions of all edges of the electrode sheet and visualizes a single corner region, Masuch “merely discloses visualizing a single corner according to the geometrical structure when the geometrical structure of the electrode sheet is already known” and, therefore, does not disclose any concept of predicting electrode arrangement patterns for an unknown corner region. The Examiner respectfully disagrees and points to paragraphs [0042]-[0043] and [0049]-[0050] of Masuch which describes provisions made that positions of remaining corners of a respective electrode sheet that has not yet been determined is ascertained for each electrode sheet from the determined position or positions of the corners. Masuch further describes that the known geometry of electrode sheets can be ascertained by optical methods prior to stacking, for example, by a camera system connected to the evaluation unit (see paragraphs [0113]-[0115]) which is interpreted as analogous to steps involving acquiring vision photography images by imaging an upper surface of specimen 21 by camera 201 in the instant specification (Fig. 3; Pg 23, line 23 – Pg 24, line 3). Lastly, one of ordinary skill in the art would interpret mathematically calculating an overall position, orientation, and deviation of electrodes in a corner region relative to a designed position and/or orientation as equivalent to predicting an electrode arrangement in said corner. Further reasoning is provided in the new rejection presented below. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-4, 6-11 and 13-14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Oh et al. (US 2023/0074096) in view of Masuch et al. (US 2024/0249401 A1). Regarding claim 1, Oh discloses a method for inspecting an abnormality in electrodes, the method comprising: generating at least one vision photography image by imaging one surface of a specimen (10) in which a plurality of electrodes (12, 14) are stacked (Fig. 1, 2c – block S101; [0048]-[0049]); generating at least one tomography image obtained by tomography of a side in at least one corner region of the specimen based on the at least one vision photography image of the specimen (Fig. 1 – block S106, Fig. 7a-b and 8a; [0056], lines 1-4; [0062], lines 1-7; [0064]-[0065]; [0067], lines 1-6; Pg. 6, claim 13 – where it is understood that the inner and outer widths between adjacent corners of corresponding positive and negative electrodes are identified and measured from at least one vision photography image and this placement information is then used in determining alignment and/or gap parameters of electrodes in tomography images of those corners); generating a 3-dimensional image of the specimen based on the at least one vision photography image and the at least one tomography image (Fig. 13a-b; [0067], lines 1-6; [0068]); and performing an electrode abnormality inspection on the plurality of electrodes based on the 3-dimensional image ([0067]-[0069]). Oh does not disclose wherein the step of generating a 3-dimensional image of the specimen comprises generating predicted electrode arrangement images for other corner regions except the at least one corner region where tomography has been performed of the specimen, based on electrode arrangement information included in the at least one tomography image. However, Masuch, in the same field of endeavor of battery inspection systems and methods, discloses wherein a step of generating a 3-dimensional image of a specimen comprises generating predicted electrode arrangement images for other corner regions except at least one corner region where tomography has been performed of the specimen, based on electrode arrangement information included in the at least one tomography image ([0042]-[0043]; [0049]-[0050]; [0113]-[0115]). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify Oh with the a means to determine predicted electrode arrangement images for other corner regions except the at least one corner region where tomography has been performed of the specimen, based on electrode arrangement information included in the at least one tomography image, providing the advantage of improved efficiency and increased precision (Masuch: [0050]). Regarding claim 2, Oh in view of Masuch discloses the method according to claim 1, wherein the step of generating at least one vision photography image comprises: determining cutting (LW, RW) and inner widths (CW) of the one surface in the vision photography image; and determining placement information of first electrodes extracted from the vision photography image based on the cutting and inner widths (Oh: Fig. 1 – block S101, Fig. 6; [0048]-[0049]; [0060]). Oh in view of Masuch does not explicitly disclose determining a center point of the one surface in the vision photography image and determining placement information of first electrodes based on the center point. However, Masuch, further discloses a system and method which determines a center point of a surface (interpreted as defined by a center of rotation) and placement information of first electrodes based on the center point (Fig. 5, 7; [0127]-[0129]; [0031]-[0032]; [0042]-[0045] – where a coordinate system, including the center point of the surface of each electrode sheet, is predetermined based on the position and orientation of a carrier; Masuch does not explicitly disclose determining the center from a vision photography image but describes a camera system used for determining the geometry of electrode sheets before stacking in an electrode assembly stack using the carrier, implying that center points would have to first be identified using surface imaging systems [0114]). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify Oh in view of Masuch with the system and method of Masuch which fixes the center of electrode sheets to a carrier and provides a means for efficiently determining the location of corners of electrode sheets, from a single or pair of diagonally opposed corners, and deviations from a predefined pose, relative to a center of rotation. The system and method allows for determining deviations of electrode sheets while optimizing the production process (Masuch: [0046]-[0047]). Regarding claim 3, Oh in view of Masuch discloses the method according to claim 2, as outlined above, and further discloses wherein the step of generating at least one tomography image comprises performing tomography of a side in the at least one corner region of the specimen based on the center point (Masuch: Fig. 5, 7; [0103], lines 1-4; [0127]-[0129]; [0031]-[0032]; [0042]-[0045] – where the coordinate system, including the center point of a surface of each electrode sheet, is predetermined based on the position and orientation of a carrier). Regarding claim 4, Oh in view of Masuch discloses the method according to claim 1, as outlined above, and further discloses wherein the step of generating a 3-dimensional image of the specimen comprises generating the 3-dimensional image of the specimen based on the electrode arrangement information included in the at least one tomography image and predicted electrode arrangement information according to the predicted electrode arrangement images (Masuch: [0042]-[0043]; [0049]-[0050]; [0113]-[0115]). Regarding claim 6, Oh in view of Masuch discloses the method according to claim 4, as outlined above, and further discloses wherein the step of generating a 3-dimensional image of the specimen comprises determining placement information for each of the plurality of electrodes based on the electrode arrangement information on a basis of cutting (LW, RW) and inner widths (CW) determined for the one surface (Oh: Fig. 6; [0060]), and wherein the 3-dimensional image comprises a whole image of each of the plurality of electrodes reconstructed according to the placement information for each of the plurality of electrodes (Oh: Fig. 12a-b, 13a-b; [0065]; [0067], lines 1-6; [0008] – Oh appears to describe analyzing corners of electrodes in a battery cell and using calculated information relating to gaps between electrodes and alignment parameters, along with surface images, to reflect the measured gap dimensions and alignment parameters for a plurality of electrodes, to produce a complete three-dimensional representation of the battery cell). Oh in view of Masuch does not explicitly disclose determining a center point of the one surface in the vision photography image and determining placement information of first electrodes based on the center point. However, Masuch further discloses a system and method which determines a center point of a surface (500 – interpreted as defined by a first rotational axis/center of rotation) (Fig. 1; [0103], lines 13-17) and placement information of first electrodes based on the center point (Fig. 5, 7; [0127]-[0129]; [0031]-[0032]; [0042]-[0045] – where a coordinate system, including the center point of the surface of each electrode sheet, is predetermined based on the position and orientation of a carrier; Masuch does not explicitly disclose determining the center from a vision photography image but describes a camera system used for determining the geometry of electrode sheets before stacking in an electrode assembly stack using the carrier, implying that center points would have to first be identified using surface imaging systems [0114]). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify Oh in view of Masuch with the method of Masuch which fixes the center of electrode sheets to a carrier and provides a means for efficiently determining the location of corners of electrode sheets, from a single or pair of diagonally opposed corners, and deviations from a predefined pose, relative to a center of rotation. The system and method allows for determining deviations of electrode sheets while optimizing the production process (Masuch: [0046]-[0047]). Regarding claim 7, Oh in view of Masuch discloses the method according to claim 1, as outlined above, and further discloses imaging corners which are adjacent to one another and using cutting (LW, RW) and inner widths (CW) determined for the one surface (Oh: Fig. 6; [0060]; [0062], lines 1-7) of a plurality of electrodes, along with information relating to gaps between electrodes, to generate a three-dimensional image of the battery cell (Oh: Fig. 12a-b, 13a-b; [0065]; [0067], lines 1-6; [0068]). Oh in view of Masuch does not disclose that when two corner regions are included as the at least one corner region, the two corner regions as the at least one corner region are not adjacent to each other. However, Masuch, further discloses that when two corner regions are included as the at least one corner region, the two corner regions as the at least one corner region are not adjacent to each other point (Fig. 5, 7; [0127]-[0129]; [0031]-[0032]; [0042]-[0045] – “the means that a relative rotation and translation with respect to a nominal pose is determined via the known geometry (rectangle) of the electrode sheet and the determined diagonally opposite corner positions of the electrode sheet”). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify Oh in view of Masuch with the method of Masuch which fixes the center of electrode sheets to a carrier and provides a means for efficiently determining the location of corners of electrode sheets, from a single or pair of diagonally opposed corners, and deviations from a predefined pose, relative to a center of rotation. The system and method allows for determining deviations of electrode sheets while optimizing the production process (Masuch: [0046]-[0047]). Regarding claim 8, Oh discloses a device for inspecting an abnormality in electrodes, the device comprising: an imaging controller (5, 50, 60) (Fig. 2a, f; [0056], lines 1-4; [0062], lines 1-7) configured to generate at least one vision photography image by imaging one surface of a specimen (10) in which a plurality of electrodes (12, 14) are stacked (Fig. 1, 2c – block S101; [0048]-[0049]), and generate at least one tomography image obtained by tomography of a side in at least one corner region of the specimen based on the at least one vision photography image of the specimen (Fig. 1 – block S106, Fig. 7a-b and 8a; [0056], lines 1-4; [0062], lines 1-7; [0064]-[0065]; [0067], lines 1-6; Pg. 6, claim 13 – where it is understood that the inner and outer widths between adjacent corners of corresponding positive and negative electrodes are identified and measured from at least one vision photography image and this placement information is then used in determining alignment and/or gap parameters of electrodes in tomography images of those corners); a specimen image generator (Fig. 2c; [0041], lines 1-5 – where the processor is interpreted as the specimen image generator) configured to generate a 3-dimensional image of the specimen based on the at least one vision photography image and the at least one tomography image (Fig. 13a-b; [0067], lines 1-6; [0068]); and an electrode inspector (Fig. 2c; [0041], lines 1-5 – where the processor would be understood by one of ordinary skill in the art as capable of both performing the functions of generating the 3-dimensional image and inspect the image for abnormalities) is interpreted as the electrode inspector) configured to perform an electrode abnormality inspection on the plurality of electrodes based on the 3-dimensional image ([0067]-[0069]). Oh does not disclose wherein the specimen image generator generates predicted electrode arrangement images for other corner regions except the at least one corner region where tomography has been performed of the specimen, based on electrode arrangement information included in the at least one tomography image. However, Masuch, in the same field of endeavor of battery inspection systems and methods, discloses wherein a specimen image generator generates predicted electrode arrangement images for other corner regions except at least one corner region where tomography has been performed of the specimen, based on electrode arrangement information included in the at least one tomography image ([0042]-[0043]; [0049]-[0050]; [0113]-[0115]). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify Oh with the a means to determine predicted electrode arrangement images for other corner regions except the at least one corner region where tomography has been performed of the specimen, based on electrode arrangement information included in the at least one tomography image, providing the advantage of improved efficiency and increased precision (Masuch: [0050]). Regarding claim 9, Oh in view of Masuch discloses the device according to claim 8, as outlined above, and further discloses wherein the imaging controller determines cutting (LW, RW) and inner widths (CW) of the one surface in the vision photography image, and determines placement information of first electrodes extracted from the vision photography image based on the cutting and inner widths (Oh: Fig. 1 – block S101, Fig. 6; [0048]-[0049]; [0060]). Oh in view of Masuch does not explicitly disclose determining a center point of the one surface in the vision photography image and determining placement information of first electrodes based on the center point. However, Masuch further discloses a system and method which determines a center point of a surface (500 – interpreted as defined by a first rotational axis/center of rotation) (Fig. 1; [0103], lines 13-17) and the placement information of first electrodes based on the center point (Fig. 5, 7; [0127]-[0129]; [0031]-[0032]; [0042]-[0045] – where the coordinate system, including the center point of the surface of each electrode sheet, is predetermined based on the position and orientation of a carrier; Masuch does not explicitly disclose determining the center from a vision photography image but describes a camera system used for determining the geometry of electrode sheets before stacking in an electrode assembly stack using the carrier, implying that center points would have to first be identified using surface imaging systems [0114]). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify Oh in view of Masuch with the method of Masuch which fixes the center of electrode sheets to a carrier and provides a means for efficiently determining the location of corners of electrode sheets, from a single or pair of diagonally opposed corners, and deviations from a predefined pose, relative to a center of rotation. The system and method allows for determining deviations of electrode sheets while optimizing the production process (Masuch: [0046]-[0047]). Regarding claim 10, Oh in view of Masuch discloses the device according to claim 9, as outlined above, and further discloses wherein the imaging controller performs tomography of a side in the at least one corner region of the specimen based on the center point (Masuch: Fig. 5, 7; [0103], lines 1-4; [0127]-[0129]; [0031]-[0032]; [0042]-[0045] – where the coordinate system, including the center point of a surface of each electrode sheet, is predetermined based on the position and orientation of a carrier). Regarding claim 11, Oh in view of Masuch discloses the device according to claim 8, as outlined above, and further discloses wherein the specimen image generator generates the 3-dimensional image of the specimen based on electrode arrangement information included in the at least one tomography image and predicted electrode arrangement information according to the predicted electrode arrangement images (Masuch: [0042]-[0043]; [0049]-[0050]; [0113]-[0115]). Regarding claim 13, Oh in view of Masuch discloses the device according to claim 11, as outlined above, and further discloses wherein the specimen image generator determines placement information for each of the plurality of electrodes based on the electrode arrangement information on the basis of cutting (LW, RW) and inner widths (CW) determined for the one surface (Oh: Fig. 6; [0060]), and wherein the 3-dimensional image comprises a whole image of each of the plurality of electrodes reconstructed according to the placement information for each of the plurality of electrodes (Oh: Fig. 12a-b, 13a-b; [0065]; [0067], lines 1-6; [0008]). Oh in view of Masuch does not explicitly disclose determining the placement information for each of the plurality of electrodes based on the electrode arrangement information on the basis of a center point. However, Masuch further discloses a system and method which determines a center point of a surface (500 – interpreted as defined by a first rotational axis/center of rotation) (Fig. 1; [0103], lines 13-17) and the placement information of first electrodes based on the center point (Fig. 5, 7; [0127]-[0129]; [0031]-[0032]; [0042]-[0045] – where the coordinate system, including the center point of the surface of each electrode sheet, is predetermined based on the position and orientation of a carrier). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify Oh in view of Masuch with the method of Masuch which fixes the center of electrode sheets to a carrier and provides a means for efficiently determining the location of corners of electrode sheets, from a single or pair of diagonally opposed corners, and deviations from a predefined pose, relative to a center of rotation. The system and method allows for determining deviations of electrode sheets while optimizing the production process (Masuch: [0046]-[0047]). Regarding claim 14, Oh in view of Masuch discloses the device according to claim 8, as outlined above, and further discloses imaging corners which are adjacent to one another and using cutting (LW, RW) and inner widths (CW), along with information relating to gaps between electrodes, determined for the one surface (Oh: Fig. 6; [0060]) of a plurality of electrodes to generate a three-dimensional image of the battery cell (Oh: Fig. 12a-b, 13a-b; [0065]; [0067], lines 1-6; [0068]). Oh in view of Masuch does not disclose that when two corner regions are included as the at least one corner region, the two corner regions as the at least one corner region are not adjacent to each other. However, Masuch further discloses that when two corner regions are included as the at least one corner region, the two corner regions as the at least one corner region are not adjacent to each other point (Fig. 5, 7; [0127]-[0129]; [0031]-[0032]; [0042]-[0045] – “the means that a relative rotation and translation with respect to a nominal pose is determined via the known geometry (rectangle) of the electrode sheet and the determined diagonally opposite corner positions of the electrode sheet”). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify Oh in view of Masuch with the method of Masuch which fixes the center of electrode sheets to a carrier and provides a means for efficiently determining the location of corners of electrode sheets, from a single or pair of diagonally opposed corners, and deviations from a predefined pose, relative to a center of rotation. The system and method allows for determining deviations of electrode sheets while optimizing the production process (Masuch: [0046]-[0047]). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MAHER YAZBACK whose telephone number is (703)756-1456. The examiner can normally be reached Monday - Friday 8:30 am - 5:30 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michelle Iacoletti can be reached at (571)270-5789. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MAHER YAZBACK/Examiner, Art Unit 2877 /TARIFUR R CHOWDHURY/Supervisory Patent Examiner, Art Unit 2877
Read full office action

Prosecution Timeline

Jan 10, 2024
Application Filed
Jul 21, 2025
Non-Final Rejection — §103
Oct 23, 2025
Response Filed
Feb 06, 2026
Final Rejection — §103 (current)

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