Prosecution Insights
Last updated: October 02, 2026
Application No. 18/408,733

SEMICONDUCTOR ELEMENT ENCAPSULATION RESIN COMPOSITION AND SEMICONDUCTOR DEVICE HAVING CURED PRODUCT THEREOF

Non-Final OA §103
Filed
Jan 10, 2024
Priority
Jan 11, 2023 — JP 2023-002147
Examiner
WOODWARD, ANA LUCRECIA
Art Unit
Tech Center
Assignee
Shin-Etsu Chemical Co., Ltd.
OA Round
1 (Non-Final)
73%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
90%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
914 granted / 1246 resolved
+13.4% vs TC avg
Strong +16% interview lift
Without
With
+16.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
48 currently pending
Career history
1273
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
35.2%
-4.8% vs TC avg
§102
17.3%
-22.7% vs TC avg
§112
35.7%
-4.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1246 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-10 are rejected under 35 U.S.C. 103 as being unpatentable over US 2019/0355638 (Tsutsumi) in view of EP 4242268 (Sukegawa). Tsutsumi discloses a curable resin composition having an excellent dielectric property for encapsulating semiconductor devices comprising: a maleimide compound having a dimer acid backbone (meets Applicant’s maleimide compound (A)); an inorganic particulate filler such as silica and/or alumina (meets Applicant’s silica and/or alumina particles (D)); and a curing accelerator/polymerization initiator (meets Applicant’s reaction initiator (B)) (e.g., abstract, [0007] [0022-0049], examples, claims). Tsutsumi sets forth various working examples of cured products comprising a bismaleimide compound (A-1 or A-2), spherical silica (B-1), polymerization initiator (C) and optionally an epoxy resin (D-1 or D-2). In essence, Tsutsumi differs from claims 1 and 4 in not expressly disclosing the further inclusion of the presently claimed high-relative permittivity inorganic filler (C). In this regard, Sukegawa (e.g., abstract, [0023], [0125]) discloses including an inorganic filler containing calcium titanate (meets Applicant’s high-relative permittivity inorganic filler (C)) into similar-such curable resin compositions comprising an epoxy resin and/or bismaleimide and silica or alumina particles provides a cured product having a high dielectric constant and a low dielectric loss tangent useful for the encapsulation of semiconductors. Thus, it would have been within the purview of one having ordinary skill in the art to further include a calcium titanate filler into Tsutsumi’s compositions for its expected benefit of providing a cured product having a high dielectric constant and a low dielectric loss tangent. As to claim 2, Tsutsumi exemplified maleimide (A-1) [0077] has the formula PNG media_image1.png 144 600 media_image1.png Greyscale (meets Applicant’s formula (1) wherein m is 3 and l is 3). As to claim 3, Tsutsumi’s exemplified maleimide (A-1) contains the presently claimed tetravalent group A having the structural formula PNG media_image2.png 48 75 media_image2.png Greyscale . As to claim 5, Sukegawa discloses incorporating, relative to the entire composition, from 15 to 70% by volume of calcium titanate [0122] and 40 to 90% by volume total filler [0142], said volume percentages reasonably meeting the presently claimed mass percentages. As to claim 6, Tsutsumi expressly discloses the polymerization initiator PERCUMYL D [0081]. As to claim 7, Tsutsumi exemplifies a crushed resin composition [0088] (i.e., granules). As to claim 8, Tsutsumi’s resin composition is useful for encapsulating semiconductor devices inclusive of packaging [0003]. As to claims 9 and 10, Tsutsumi discloses cured products of the resin composition for semiconductor encapsulation [0009]. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Ana L Woodward whose telephone number is (571)272-1082. The examiner can normally be reached M-F 8am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Heidi Kelley can be reached at 571-270-1831. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ANA L. WOODWARD/Primary Examiner, Art Unit 1765
Read full office action

Prosecution Timeline

Jan 10, 2024
Application Filed
Aug 12, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12747334
POLYOLEFIN FORMULATION CONTAINING COMBINATION OF VOLTAGE STABILIZER COMPOUNDS
2y 10m to grant Granted Sep 29, 2026
Patent 12742068
EPOXY COMPOSITION CONTAINING COPOLYAMIDE AND BLOCK COPOLYMER WITH POLYAMIDE AND POLYETHER BLOCKS
3y 10m to grant Granted Sep 22, 2026
Patent 12735553
MAGNETIC DIELECTRIC RESIN COMPOSITION, AND PREPREG AND COPPER CLAD LAMINATE COMPRISING SAME
3y 4m to grant Granted Sep 15, 2026
Patent 12735567
BIOBASED NYLON WITH IMPROVED DEGRADATION
3y 6m to grant Granted Sep 15, 2026
Patent 12703790
POLYOLEFINS COMPOSITIONS OBTAINED FROM RECYCLED POLYOLEFINS
3y 7m to grant Granted Aug 11, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
73%
Grant Probability
90%
With Interview (+16.4%)
2y 8m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1246 resolved cases by this examiner. Grant probability derived from career allowance rate.

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