Prosecution Insights
Last updated: July 17, 2026
Application No. 18/409,940

POSITIVE LITHIUM SUPPLEMENT MATERIAL AND PREPARATION METHOD THEREOF, POSITIVE ELECTRODE PLATE, SECONDARY BATTERY AND ELECTRICAL DEVICE

Non-Final OA §102§103
Filed
Jan 11, 2024
Priority
Oct 14, 2022 — continuation of PCTCN2022125441
Examiner
GODO, OLATUNJI A
Art Unit
Tech Center
Assignee
Contemporary Amperex Technology Co., Limited
OA Round
1 (Non-Final)
86%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allowance Rate
968 granted / 1128 resolved
+25.8% vs TC avg
Moderate +9% lift
Without
With
+9.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
34 currently pending
Career history
1155
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
75.4%
+35.4% vs TC avg
§102
17.3%
-22.7% vs TC avg
§112
5.4%
-34.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1128 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. 1. Claims 1-3, 5, 7, 8, 11, 13, 14, 16, 19, and 20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Maxwell et al. (US20220020977). 2. Regarding claims 1-3, 5, 7, 8, 11, 13, 14, 16, 19, and 20, Maxwell teaches a positive lithium supplement material (see Fig. below), comprising: a core comprising LixMyOz, the M element comprising at least one of Al, Ti, V, Cr, Mn, Fe, Co, Ni, Cu, or Zn; an inorganic coating layer coated on at least part of a surface of the core; and an organic coating layer coated on at least part of a surface of the inorganic coating layer away from the core, wherein 2≤x≤6, 1≤y≤2, 2≤z≤4, and the core is electrically neutral (see Fig. below). PNG media_image1.png 506 924 media_image1.png Greyscale 3. Regarding claim 16, Maxwell teaches wherein the core has a median particle diameter in a range of 5 μm to 20 μm (In further examples, the average size of the core particles 102 may be at least 6 μm and at most 12 μm [0048]). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 4. Claims 9, 10, 15, 17, 18 are rejected under 35 U.S.C. 103 as being unpatentable over Maxwell et al. (US20220020977). 5. Regarding claims 9 and 10, Maxwell teaches wherein a mass fraction of the inorganic coating layer of the positive lithium supplement material is in a range of 0.5 wt % to 10 wt % (In other examples, the surface coating 104 may be present within the active material at greater than 0.1% by weight and less than 5% by weight… greater than 0.1% by weight and less than 10% by weight [0062]). Regarding claim 15, Maxwell teaches wherein a mass fraction of the organic coating layer of the positive lithium supplement material is in a range of 0.5 wt % to 10 wt % (n some examples, the finally-formed slurry may have a carbon content of 1-5 wt. %, or 2-4 wt [0176]). 6. Regarding claim 17, Maxwell teaches wherein the inorganic coating layer has a thickness in a range of 5 nm to 50 nm (The passivating layer may have a thickness of at most 1 μm [0111]). 7. Regarding claim 18, Maxwell teaches wherein the organic coating layer has a thickness in a range of 5 nm to 50 nm (In other examples, the thickness of the passivating layer 112 may be less than 0.1 μm [0068]). 8. It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to have modified Maxwell for the benefit of producing high energy Li ion batteries [0003]. 9. Claims 4 and 6 are rejected under 35 U.S.C. 103 as being unpatentable over Maxwell et al. (US20220020977) in view of Manthiram et al. (US20240136505 filed 9/30/22). 10. Manthiram teaches a first coating layer disposed on the surface of the particles and containing at least one element selected from B, Sb (abstract), and the first coating layer may include boron oxide, lithium boron oxide, antimony oxide [0069] for the benefit of manufacturing a battery with both (e.g., simultaneously) high energy and high safety [0005]. 11. It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to have modified Maxwell with Manthiram teachings for the benefit of manufacturing a battery with both (e.g., simultaneously) high energy and high safety. 12. Claim 12 is rejected under 35 U.S.C. 103 as being unpatentable over Maxwell et al. (US20220020977) in view of Zhang et al. (US20220271329). 13. Zhang teaches a ceramic particle, where as shown in FIG. 2, the ceramic particle has a core-shell structure, that is, the ceramic particle includes a shell layer and a core, a material forming the shell layer includes a modification material, and a material forming the core includes an inorganic ceramic material [0010]; the modification material is selected from a substituted siloxane [0011] and the siloxane is selected from an amino-containing siloxane [0014] for the benefit of not reducing the rate, low temperature, and cycle performances of the battery (abstract). 14. It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to have modified Maxwell with Zhang for the benefit of not reducing the rate, low temperature, and cycle performances of the battery. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to OLATUNJI GODO whose telephone number is (571)272-3104. The examiner can normally be reached 8:00 am - 5:30 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nicholas Smith can be reached on 571-272-8760. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /OLATUNJI A GODO/Primary Examiner, Art Unit 1752
Read full office action

Prosecution Timeline

Jan 11, 2024
Application Filed
Jul 01, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
86%
Grant Probability
95%
With Interview (+9.4%)
2y 3m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1128 resolved cases by this examiner. Grant probability derived from career allowance rate.

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