Prosecution Insights
Last updated: July 17, 2026
Application No. 18/421,366

INTEGRATED CIRCUIT DEVICE WITH STACKED INTERFACE CHIPLETS

Non-Final OA §103§112
Filed
Jan 24, 2024
Priority
Jan 26, 2023 — provisional 63/441,431
Examiner
RAMOS-DIAZ, FERNANDO JOSE
Art Unit
2818
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Marvell Asia Pte. Ltd.
OA Round
1 (Non-Final)
81%
Grant Probability
Favorable
1-2
OA Rounds
9m
Est. Remaining
85%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allowance Rate
13 granted / 16 resolved
+13.3% vs TC avg
Minimal +3% lift
Without
With
+3.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
23 currently pending
Career history
58
Total Applications
across all art units

Statute-Specific Performance

§103
58.2%
+18.2% vs TC avg
§102
38.3%
-1.7% vs TC avg
§112
3.6%
-36.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 16 resolved cases

Office Action

§103 §112
DETAILED ACTION This Office action responds to the application filed on 01/24/2024. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for a rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 2 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 2 recites the limitation "the secondary integrated circuit die" in lines 5-6. There is insufficient antecedent basis for this limitation in the claim. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 2, 3, 4, 5, 7, 8, 9, 11, 14, 15, 16, 17, 18, 20, 21, 22, & 24 are rejected under 35 U.S.C. 103 as being unpatentable over Jee (US 20210020578) in view of Choi (US 20240079394). Regarding Claim 1, Jee (see, e.g., fig. 4) shows an integrated circuit device comprising: a main integrated circuit die 110 (see, e.g., para.0028) configured to communicate over a network through one or more high-speed communications interfaces (signal paths A-F, see, e.g., para.0040); at least one secondary integrated circuit die 150 & 156 (see, e.g., para.0036), including serial interface circuitry 156 (see, e.g., para.0037), each secondary integrated circuit die among the at least one secondary integrated circuit die being mounted on a first surface (top surface, see, e.g., annotated figure 1) of the main integrated circuit die; Jee, however, does not explicitly disclose the main integrated circuit die having functional circuitry and first metallization connections extending along one or more first through-silicon vias between the functional circuitry and the serial interface circuitry of the at least one secondary integrated circuit die. Choi (see, e.g., fig. 1) discloses a configuration wherein the main integrated circuit die 210 (see, e.g., para.0027) having functional circuitry 211 & 213 (see, e.g., para.0027) and first metallization connections 217 (left three connections, see, e.g., annotated figure 1, para.0034) extending along one or more first through-silicon vias (vias in which 217 are in) between the functional circuitry and the serial interface circuitry of the at least one secondary integrated circuit die 410 (see, e.g., para.0043). Die 210 of Choi (see, e.g., para.0044) and die 110 of Jee (see, e.g., para.0028) may both be logic chips, and thus the configuration of the main integrated circuit die 210 of Choi is incorporated into the main integrated circuit die 110 of Jee. Therefore it would have been obvious one having ordinary skill in the art at the time the invention was effectively filed to incorporate the teaching of Choi into Jee because the combination is a simple substitution of one known element for another to obtain predictable results. PNG media_image1.png 660 1290 media_image1.png Greyscale Regarding Claim 2, Jee, in view of Choi, shows the integrated circuit device of claim 1, wherein: the first metallization connections are configured to provide data from the main integrated circuit die to the secondary integrated circuit die (through signal path C, see, e.g., para.0043); PNG media_image2.png 509 999 media_image2.png Greyscale and the secondary integrated circuit die is configured to communicate data between the integrated circuit device and a remote integrated circuit device 150 (second 150, see, e.g., annotated figure 2, para.0044). Regarding Claim 3, Jee, in view of Choi (see, e.g., para.0034-0035), shows the integrated circuit device of claim 1 further comprising second metallization connections 217 (right three connections, see, e.g., annotated figure 1, para.0034) between the serial interface circuitry 156 of the at least one secondary integrated circuit die 150 and terminals 220 (see, e.g., para.0034-0035) of the main integrated circuit die. Regarding Claim 4, Jee, in view of Choi shows the integrated circuit device of claim 3 wherein at least one metallization connection among the first metallization connections 217 (leftmost connection) extends along a respective one of the first through-silicon vias (leftmost via) between (a) elements of the functional circuitry 211 & 213 within layers of the main integrated circuit die, and (b) the first surface (top surface) of the main integrated circuit die (see, e.g., annotated figure 3). PNG media_image3.png 660 1290 media_image3.png Greyscale Regarding Claim 5, Jee, in view of Choi, shows the integrated circuit device of claim 4, wherein: at least one metallization connection (rightmost connection) among the second metallization connections 217 extends along at least one respective second through-silicon via between (a) the first surface (top surface) of the main integrated circuit die, and (b) at least one respective terminal 220 (rightmost) of the main integrated circuit die, the at least one respective second through-silicon via being perpendicular to the first surface of the main integrated circuit die (see, e.g., annotated figure 4). PNG media_image4.png 660 1375 media_image4.png Greyscale Regarding Claim 7, Jee, in view of Choi, shows the integrated circuit device of claim 3, wherein at least one metallization connection (rightmost connection) among the second metallization connections 217 extends along at least one respective second through-silicon via (rightmost) between (a) the first surface (top surface) of the main integrated circuit die, and (b) at least one respective terminal 220 (rightmost) of the main integrated circuit die (see, e.g., annotated figure 4). Regarding Claim 8, Jee, in view of Choi, shows the integrated circuit device of claim 7 wherein the respective one of the terminals 220 (rightmost) of the main integrated circuit die is on a second surface (bottom surface, see, e.g., annotated figure 4) of the main integrated circuit die opposite the first surface of the main integrated circuit di Regarding Claim 9, Jee (see, e.g., para.0046), in view of Choi shows the integrated circuit device of claim 7, wherein the at least one secondary integrated circuit die 150 is mounted on the first surface (top surface) of the main integrated circuit die in a contact relationship (connection between 150 to 118 which corresponds to 217 of Choi, see, e.g., para.0046) with the respective second through-silicon via (rightmost via of 217). Regarding Claim 11, Jee, in view of Choi, shows the integrated circuit device of claim 7, wherein: the at least one secondary integrated circuit die 150 is mounted on the first surface (top surface) of the main integrated circuit die at a distance (see, e.g., annotated figure 5) from the respective second through- silicon via (rightmost via, see, e.g., annotated figure 5); and the at least one metallization connection among the second metallization connections includes a metallization trace (the metallization trace is considered to be the electrical current passing through metallization connection 217) from the at least one secondary integrated circuit die to the respective second through-silicon via. PNG media_image5.png 660 1375 media_image5.png Greyscale Regarding Claim 14, Jee shows a method of forming an integrated circuit device having a main integrated circuit die 110 (see, e.g., para.0028) configured to communicate over network through one or more high-speed communications interfaces (signal paths A-F, see, e.g., para.0040), the method comprising: mounting, on a first surface (top surface, see, e.g., annotated figure 1) of the main integrated circuit die, at least one secondary integrated circuit die 150 & 156 (see, e.g., para.0036) including serial interface circuitry 156 (see, e.g., para.0037); Jee, however, fails to show the main integrated circuit die having functional circuitry and creating first metallization connections extending along one or more first through-silicon vias between the functional circuitry and the serial interface circuitry of the at least one secondary integrated circuit die. Choi (see, e.g., fig. 1) discloses a configuration wherein the main integrated circuit die 210 (see, e.g., para.0027) having functional circuitry 211 & 213 (see, e.g., para.0027) and creating first metallization connections 217 217 (left three connections, see, e.g., annotated figure 1, para.0034) extending along one or more first through-silicon vias between the functional circuitry and the serial interface circuitry of the at least one secondary integrated circuit die 410 (see, e.g., para.0043). Die 210 of Choi (see, e.g., para.0044) and die 110 of Jee (see, e.g., para.0028) may both be logic chips, and thus the configuration of the main integrated circuit die 210 of Choi is incorporated into the main integrated circuit die 110 of Jee. Therefore it would have been obvious one having ordinary skill in the art at the time the invention was effectively filed to incorporate the teaching of Choi into Jee because the combination is a simple substitution of one known element for another to obtain predictable results. Regarding Claim 15, Jee, in view of Choi, shows the method according to claim 14 of forming an integrated circuit device, the method further comprising: configuring the first metallization connections to provide data from the main integrated circuit die to the secondary integrated circuit die (through signal path C, see, e.g., para.0043); and configuring the secondary integrated circuit die to communicate data between the integrated circuit device and a remote integrated circuit device 150 (second 150, see, e.g., annotated figure 2, para.0044). Regarding Claim 16, Jee, in view of Choi, shows the method according to claim 14 of forming an integrated circuit device, the method further comprising creating second metallization connections 217 (right three connections, see, e.g., annotated figure 1, para.0034) between the serial interface circuitry 156 of the at least one secondary integrated circuit die 150 and terminals 220 (see, e.g., para.0034-0035) of the main integrated circuit die. Regarding Claim 17, Jee, in view of Choi, shows the method of forming an integrated circuit device according to claim 16, wherein creating the first metallization connections comprises creating at least one metallization connection 217 (leftmost connection) among the first metallization connections extending along a respective of the first through- silicon vias (leftmost via) between (a) elements of the functional circuitry 211 & 213 within layers of the main integrated circuit die, and (b) the first surface (top surface) of the main integrated circuit die (see, e.g., annotated figure 3). Regarding Claim 18, Jee, in view of Choi, shows the method of forming an integrated circuit device according to claim 17 wherein: creating the second metallization connections comprises creating at least one metallization connection among the second metallization connections 217 (rightmost connection) extending along at least one respective second through-silicon via between (a) the first surface (top surface) of the main integrated circuit die, and (b) at least one respective terminal 220 (rightmost) of the main integrated circuit die, the at least one respective second through-silicon via being perpendicular to the first surface of the main integrated circuit die (see, e.g., annotated figure 4). Regarding Claim 20, Jee, in view of Choi, shows the method of forming an integrated circuit device according to claim 16 wherein creating the second metallization connections comprises creating at least one metallization connection 217 among the second metallization connections (rightmost connection) extending along at least one respective second through-silicon via (rightmost via) between (a) the first surface (top surface) of the main integrated circuit die, and (b) at least one respective terminal 220 (rightmost) of the main integrated circuit die (see, e.g., annotated figure 4). Regarding Claim 21, Jee, in view of Choi, shows the method of forming an integrated circuit device according to claim 20 wherein creating the at least one metallization connection among the second metallization connections extending along the at least one respective second through-silicon via (rightmost via) between (a) the first surface of the main integrated circuit die, and (b) at least one respective terminal (rightmost 220) of the main integrated circuit die comprises creating the at least one metallization connection 217 (rightmost connection) among the second metallization connections extending along the at least one respective second through-silicon via between (a) the first surface of the main integrated circuit die, and (b) at least one respective terminal of the main integrated circuit die on a second surface (bottom surface, see, e.g., annotated figure 4) of the main integrated circuit die opposite the first surface (top surface) of the main integrated circuit die. Regarding Claim 22, Jee (see, e.g., para.0046), in view of Choi, shows the method of forming an integrated circuit device according to claim 20 wherein mounting, on the first surface (top surface) of the main integrated circuit die, the at least one secondary integrated circuit die including serial interface circuitry, comprises mounting the at least one secondary integrated circuit die on the first surface of the main integrated circuit die in a contact relationship (connection between 150 to 118 which corresponds to 217 of Choi, see, e.g., para.0046) with the respective second through-silicon via (rightmost via). Regarding Claim 24, Jee, in view of Choi, shows the method of forming an integrated circuit device according to claim 20 wherein: mounting, on the first surface (top surface) of the main integrated circuit die, the at least one secondary integrated circuit die including serial interface circuitry, comprises mounting the at least one secondary integrated circuit die on the first surface of the main integrated circuit die at a distance (see, e.g., annotated figure 5) from the respective second through-silicon via; the method further comprising: creating a metallization trace (the metallization trace is considered to be the electrical current passing through metallization connection 217) from the at least one secondary integrated circuit die to the respective second through-silicon via. Allowable Subject Matter Claims 6, 10, 12, 13, 19, 23, 25, & 26 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to FERNANDO JOSE RAMOS-DIAZ whose telephone number is (571) 270-5855. The examiner can normally be reached Mon-Fri 8am-5pm. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Steven Loke can be reached on 571-272-1657. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /FERNANDO JOSE RAMOS-DIAZ/Examiner, Art Unit 2818 /STEVEN H LOKE/Supervisory Patent Examiner, Art Unit 2818
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Prosecution Timeline

Jan 24, 2024
Application Filed
Jun 08, 2026
Non-Final Rejection mailed — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
81%
Grant Probability
85%
With Interview (+3.3%)
3y 3m (~9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 16 resolved cases by this examiner. Grant probability derived from career allowance rate.

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