Prosecution Insights
Last updated: July 17, 2026
Application No. 18/422,634

FOUR-DIMENSIONAL OBJECT AND SCENE MODEL SYNTHESIS USING GENERATIVE MODELS

Non-Final OA §103
Filed
Jan 25, 2024
Priority
Dec 05, 2023 — provisional 63/606,193
Examiner
TSENG, CHARLES
Art Unit
2613
Tech Center
2600 — Communications
Assignee
NVIDIA Corporation
OA Round
2 (Non-Final)
79%
Grant Probability
Favorable
2-3
OA Rounds
1m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
554 granted / 700 resolved
+17.1% vs TC avg
Strong +32% interview lift
Without
With
+31.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
16 currently pending
Career history
717
Total Applications
across all art units

Statute-Specific Performance

§101
3.0%
-37.0% vs TC avg
§103
81.8%
+41.8% vs TC avg
§102
1.7%
-38.3% vs TC avg
§112
8.2%
-31.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 700 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Claim Objections The claim objections are withdrawn. 35 U.S.C. 112 Rejection The 35 U.S.C. 112 Rejection is withdrawn. 35 U.S.C. 103 Rejection Applicant's arguments filed 4/15/2026 have been fully considered but they are not persuasive. Claim(s) 1, 2, 6-12, 16, 18 and 19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhao et al., Animate 124: Animating One Image to 4D Dynamic Scene, arXiv, November 2023 (hereinafter “Zhao”) in view of Alesiani et al. (U.S. Patent Application Publication 2024/0296919 A1, hereinafter “Alesiani”). For independent claims 1, 11 and 19, Applicants argue the references fail to disclose “initialize a content model, according to the input [comprising at least one of text or natural language data], to represent the content in three spatial dimensions and a time dimension”. Examiner respectfully disagrees. In particular, Zhao discloses a method of acquisition of an input image and a text prompt to indicate features of content comprising an object and a scene (pages 1-2/Fig. 1). Zhao explains the text prompt is used to initialize and define a 4D dynamic neural radiance field (NeRF) model as a content model according to the text prompt to represent the content in three spatial dimensions and a time dimension (pages 1-2/Fig. 1; page 4/Fig. 2). Therefore, Examiner finds the references discloses the limitations of claims 1, 11 and 19. For the remaining claims, Applicants argue for their allowance based on their dependence to claims 1, 11 and 19. It follows the remaining claims are rejected for the same reasons discussed above as to claims 1, 11 and 19 and in the following Detailed Action. DETAILED ACTION Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1, 2, 6-12, 16, 18 and 19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhao et al., Animate 124: Animating One Image to 4D Dynamic Scene, arXiv, November 2023 (hereinafter “Zhao”) in view of Alesiani et al. (U.S. Patent Application Publication 2024/0296919 A1, hereinafter “Alesiani”). For claim 1, Zhao discloses a framework (page 1) to: receive an input comprising at least one of text or natural language data, the input indicating one or more features of content, the content comprising at least one of an object or a scene (disclosing acquisition of an input image and a text prompt to indicate features of content comprising an object and a scene (pages 1-2/Fig. 1)); initialize a content model, according to the input, to represent the content in three spatial dimensions and a time dimension (disclosing initialization of a dynamic neural radiance field (NeRF) model as a content model according to the input to represent the content in three spatial dimensions and a time dimension (pages 1-2/Fig. 1; page 4/Fig. 2)); update the content model by rendering one or more sequences of frames from the content model using a latent diffusion model (disclosing the dynamic NeRF model is dynamic to be updated by rendering frames from the dynamic NeRF model using a latent video diffusion model (page 4)); and cause at least one of (i) a simulation to be performed using the content model or (ii) presentation of the content model using a display (disclosing the updated dynamic NeRF model is presented for display (page 9/Fig. 6; and page 11/Fig. 8)). Zhao does not disclose a processor comprising one or more circuits to determine, using a latent diffusion model, a metric of one or more sequences of frames, and modifying the content model according to the metric, until a convergence condition is satisfied. However, these limitations are well-known in the art as disclosed in Alesiani. Alesiani similarly discloses a system and method for implementing a sequential diffusion model as a content model to update the sequential diffusion model to implement a latent diffusion model for image synthesis to perform a simulation (par. 5, 37, 61 and 138). Alesiani explains its system is implement with a processor comprising circuitry (par. 142). Alesiani further explains the system determines, using the latent diffusion model, an equation as a metric of a sequence of frames and modifies the sequential diffusion model according to the metric to satisfy a convergence condition (par. 62, 78 and 117). It follows Zhao may be accordingly modified with the teachings of Alesiani to implement its framework with a processor and circuitry to determine, using its late diffusion model, a metric of its one or more sequences and to modify its content model according to its metric until a convergence condition is satisfied. A person having ordinary skill in the art (PHOSITA) before the effective filing date of the claimed invention would find it obvious to modify Zhao with the teachings of Alesiani. Alesiani is analogous art in dealing with a system and method for implementing a sequential diffusion model as a content model to update the sequential diffusion model to implement a latent diffusion model for image synthesis to perform a simulation (par. 5, 37, 61 and 138). Alesiani discloses its use of a convergence condition is advantageous in appropriately conditioning a diffusion generation process to synthesize video (par. 62, 78 and 117). Consequently, a PHOSITA would incorporate the teachings of Alesiani into Zhao for appropriately conditioning a diffusion generation process to synthesize video. Therefore, claim 1 is rendered obvious to a PHOSITA before the effective filing date of the claimed invention. For claim 2, depending on claim 1, Zhao as modified by Alesiani discloses wherein the latent diffusion model comprises one or more layers configured for the time dimension, and comprises or is coupled with an optimizer to determine the metric based at least on a gradient associated with a given frame of the one or more sequences of frames (Zhao discloses its latent video diffusion model includes layers of multilayer perceptrons configured for the time dimension and further includes an optimization stage as an optimizer (pages 2, 4, and 6); Alesiani similarly discloses a system and method for implementing a sequential diffusion model as a content model to update the sequential diffusion model to implement a latent diffusion model for image synthesis to perform a simulation (par. 5, 37, 61 and 138); Alesiani explains the system determines, using the latent diffusion model, an equation as a metric of a sequence of frames and modifies the sequential diffusion model according to the metric to satisfy a convergence condition (par. 62, 78 and 117); Alesiani further explains its system performs optimization to determine its metric based on a gradient associated with a frame of the sequence of frames (par. 39, 85, 91 and 117); and it follows Zhao may be accordingly modified with the teachings of Alesiani to implement its framework with a processor and circuitry to determine, using its late diffusion model, a metric of its one or more sequences and to modify its content model according to its metric until a convergence condition is satisfied). For claim 6, depending on claim 1, Zhao as modified by Alesiani discloses wherein the one or more circuits are to: render, from the content model, a first frame for a first time point and a second frame for a second time point subsequent to the first time point (Zhao discloses rendering, from the dynamic NeRF model, a first frame for a first timestep and a second frame for a second timestep subsequent to the first timestep (page 4; page 9/Fig. 6; and page 11/Fig. 8)); modify the content model according to the second frame (Zhao discloses the dynamic NeRF model is modified based on the second frame (page 4; page 9/Fig. 6; and page 11/Fig. 8)); and render, from the content model, a third frame for a third time point subsequent to the second time point according to the second frame (Zhao discloses rendering, from the dynamic NeRF model, a third frame for a third timestep subsequent to the second timestep based on the second frame (page 4; page 9/Fig. 6; and page 11/Fig. 8)). For claim 7, depending on claim 1, Zhao as modified by Alesiani discloses wherein the input comprises one or more images, and the one or more circuits are to update the content model according to the one or more images (Zhao discloses the input includes the text prompt as natural language data and an input image for updating the dynamic NeRF model according to the input image (pages 1-2/Fig. 1; page 4; page 9/Fig. 6; and page 11/Fig. 8); Alesiani similarly discloses a system and method for implementing a sequential diffusion model as a content model to update the sequential diffusion model to implement a latent diffusion model for image synthesis to perform a simulation (par. 5, 37, 61 and 138); Alesiani explains its system is implement with a processor comprising circuitry (par. 142); and it follows Zhao may be accordingly modified with the teachings of Alesiani to implement its framework with a processor and circuitry to update its content model according to its one or more images). For claim 8, depending on claim 1, Zhao as modified by Alesiani discloses wherein the one or more circuits are to update the content model according to a physics model to measure a physics-based realism of motion represented in the one or more sequences of frames (Alesiani similarly discloses a system and method for implementing a sequential diffusion model as a content model to update the sequential diffusion model to implement a latent diffusion model for image synthesis to perform a simulation (par. 5, 37, 61 and 138); Alesiani explains its system implements a physics-informed neural network as a physics model to determine physical loss with respect to physical law to measure physics-based realism of motion in frames (par. 49, 110 and 126); and it follows Zhao may be accordingly modified with the teachings of Alesiani to update its content model according to a physical model to measure a physics-based realism of motion in its one or more sequence of frames for realistic display of its frames). For claim 9, depending on claim 1, Zhao as modified by Alesiani discloses wherein the one or more circuits are to identify, from the content model, at least one of a joint of the object represented by the content model, a movement property of the object, or a deformation property of the object (Zhao discloses identifying, from the dynamic NeRF model, motion as a movement property of the object (page 4; page 9/Fig. 6; and page 11/Fig. 8); Alesiani similarly discloses a system and method for implementing a sequential diffusion model as a content model to update the sequential diffusion model to implement a latent diffusion model for image synthesis to perform a simulation (par. 5, 37, 61 and 138); Alesiani likewise explains its system identifies physical movements as a movement property of an object to be simulated by its sequential diffusion model (par. 49); and it follows Zhao may be accordingly modified with the teachings of Alesiani to identify a movement property of its object to appropriately display its object with the movement property). For claim 10, depending on claim 1, Zhao as modified by Alesiani discloses wherein the processor is comprised in at least one of: a system for generating synthetic data; a system for performing simulation operations; a system for performing conversational artificial intelligence (AI) operations; a system for performing collaborative content creation for three-dimensional (3D) assets; a system comprising one or more large language models (LLMs); a system for performing digital twin operations; a system for performing light transport simulation; a system for performing deep learning operations; a system implemented using an edge device; a system implemented using a robot; a control system for an autonomous or semi-autonomous machine; a perception system for an autonomous or semi-autonomous machine; a system incorporating one or more virtual machines (VMs); a system implemented at least partially in a data center; or a system implemented at least partially using cloud computing resources (Alesiani similarly discloses a system and method for implementing a sequential diffusion model as a content model to update the sequential diffusion model to implement a latent diffusion model for image synthesis to perform a simulation (par. 5, 37, 61 and 138); and it follows Zhao may be accordingly modified with the teachings of Alesiani to implement its framework in a simulation system to present a simulation of its object for display). For claim 11, Zhao as modified by Alesiani discloses a system comprising: memory for storing instructions; and one or more processing units to execute the instructions (Alesiani similarly discloses a system and method for implementing a sequential diffusion model as a content model to update the sequential diffusion model to implement a latent diffusion model for image synthesis to perform a simulation (par. 5, 37, 61 and 138); Alesiani explains its system is implement with a processor comprising circuitry for executing instructions stored in memory (par. 142-146); and it follows Zhao may be accordingly modified with the teachings of Alesiani to implement its framework with a processor and circuitry to appropriately carry out the functions of its framework) to execute operations as the processor of claim 1 (see above as to claim 1). For claim 12, depending on claim 11, this claim is a combination of the limitations of claim 11 and claim 2. It follows claim 12 is rejected for the same reasons discussed above as to claim 11 and claim 2. For claim 16, depending on claim 11, this claim is a combination of the limitations of claim 11 and claim 6. It follows claim 16 is rejected for the same reasons discussed above as to claim 11 and claim 6. For claim 18, depending on claim 11, this claim is a combination of the limitations of claim 11 and claim 10. It follows claim 18 is rejected for the same reasons discussed above as to claim 11 and claim 10. For claim 19, Zhao as modified by Alesiani discloses a method (Zhao discloses a method (page 1)), comprising: receiving, by one or more processors, an input comprising at least one of text or natural language data, the input indicative of at least one of an object or a scene (Zhao discloses acquisition of an input image and a text prompt to indicate features of content comprising an object and a scene (pages 1-2/Fig. 1); Alesiani similarly discloses a system and method for implementing a sequential diffusion model as a content model to update the sequential diffusion model to implement a latent diffusion model for image synthesis to perform a simulation (par. 5, 37, 61 and 138); Alesiani explains its system is implement with a processor comprising circuitry (par. 142); and it follows Zhao may be accordingly modified with the teachings of Alesiani to implement its method with a processor and circuitry to appropriately carry out the functions of its method); initializing, by the one or more processors, based at least on the input, a plurality of spatial dimensions of a content model of the at least one of the object or the scene (Zhao discloses initialization of a dynamic neural radiance field (NeRF) model as a content model according to the input to represent the input in three spatial dimensions and a time dimension (pages 1-2/Fig. 1; page 4/Fig. 2)); updating, by the one or more processors, the content model to have a temporal dimension responsive to evaluating a plurality of frames rendered from the content model at a plurality of points in time using a latent diffusion model having one or more temporal layers (Zhao discloses the dynamic NeRF model is dynamic to be updated over time as a temporal dimension responsive to evaluating frames rendered from the dynamic NeRF model over timestamps using a latent video diffusion model having layers of multilayer perceptrons to update the dynamic NeRF model (page 4; page 9/Fig. 6; and page 11/Fig. 8)); and outputting, by the one or more processors, one or more frames from the content model (Zhao discloses the display for frames from the updated dynamic NeRF model for output (page 9/Fig. 6; and page 11/Fig. 8)). Claim(s) 5 and 15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhao in view of Alesiani further in view of Martin Brualla et al. (U.S. Patent Application Publication 2024/0005590 A1, hereinafter “Brualla”). For claim 5, depending on claim 1, Zhao as modified by Alesiani discloses wherein the content model comprises: at least one of a Gaussian splatting representation, a neural radiance field (NeRF), a mesh representation, or a point cloud (Zhao discloses its content model as the dynamic NeRF model (pages 1-2/Fig. 1; page 4/Fig. 2)). Zhao as modified by Alesiani does not specifically disclose a deformation field to represent motion in one or more sequences of frames. However, these limitations are well-known in the art as disclosed in Brualla. Brualla similarly discloses a system and method for performing image synthesis using neural radiance fields (par. 2). Brualla explains its system implements a deformation field to represent movements as motion in frames for synthesizing images with a NeRF (par. 67-70). It follows Zhao and Alesiani may be accordingly modified with the teachings of Brualla to implement a deformation field to represent motion in its one or more sequence of frames. A PHOSITA before the effective filing date of the claimed invention would find it obvious to modify Zhao and Alesiani with the teachings of Brualla. Brualla is analogous art in dealing with a system and method for performing image synthesis using neural radiance fields (par. 2). Brualla discloses its use of a deformation field is advantageous in representing movements in frames to facilitate appropriate image synthesis with neural radiance fields (par. 67-70). Consequently, a PHOSITA would incorporate the teachings of Brualla into Zhao and Alesiani for representing movements in frames to facilitate appropriate image synthesis with neural radiance fields. Therefore, claim 5 is rendered obvious to a PHOSITA before the effective filing date of the claimed invention. For claim 15, depending on claim 11, this claim is a combination of the limitations of claim 11 and claim 5. It follows claim 15 is rejected for the same reasons discussed above as to claim 11 and claim 5. Claim(s) 20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhao in view of Alesiani further in view of Alimo et al. (U.S. Patent Application Publication 2024/0135623 A1, hereinafter “Alimo”). For claim 20, depending on claim 19, Zhao as modified by Alesiani discloses wherein the content model comprises a multilayer perceptron (MLP) corresponding to the temporal dimension (Zhao discloses its dynamic NeRF model includes layers of multilayer perceptrons corresponding to the time dimension (pages 2, 4, and 6)). Zhao as modified by Alesiani does not specifically disclose a three-dimensional (3D) Gaussian splatting representation. However, these limitations are well-known in the art as disclosed in Alimo. Alimo similarly discloses a system and method for rendering and synthesizing images with neural radiance fields (par. 2 and 53-54). Alimo explains it is known to use a 3D Gaussian splatting in place of NeRF to perform 3D reconstruction and novel view synthesis (par. 54). It follows Zhao and Alesiani may be accordingly modified with the teachings of Alimo to implement a 3D Gaussian splatting representation corresponding to its spatial dimensions in its content model and coupled with a multilayer perceptron corresponding to its temporal dimension. A PHOSITA before the effective filing date of the claimed invention would find it obvious to modify Zhao and Alesiani with the teachings of Alimo. Alimo is analogous art in dealing with a system and method for rendering and synthesizing images with neural radiance fields (par. 2 and 53-54). Alimo discloses its use of a 3D Gaussian splatting representation is advantageous in appropriately facilitating 3D reconstruction and novel view synthesis for image synthesis (par. 2 and 53-54). Consequently, a PHOSITA would incorporate the teachings of Brualla into Zhao and Alesiani for appropriately facilitating 3D reconstruction and novel view synthesis for image synthesis. Therefore, claim 20 is rendered obvious to a PHOSITA before the effective filing date of the claimed invention. Claim(s) 21 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhao in view of Alesiani further in view of Geng et al. (CN 116310219 A, hereinafter “Geng”) (citations are made with respect to the corresponding English translation enclosed with this Office Action). For claim 21, depending on claim 1, Zhao as modified by Alesiani does not disclose wherein a diffusion model is conditioned on at least one of a camera pose or a camera movement. However, these limitations are well-known in the art as disclosed in Geng. Geng similarly discloses a system and method for generating 3D content based on a condition diffusion model (pages 1-2). Geng explains its condition diffusion model may be conditioned on a camera parameter such as a camera viewing angle as camera pose for generating its 3D content (pages 4, 6, 10 and 11). It follows Zhao and Alesiani may be accordingly modified with the teachings of Geng to condition its latent diffusion model on a camera pose. A PHOSITA before the effective filing date of the claimed invention would find it obvious to modify Zhao and Alesiani with the teachings of Geng. Geng is analogous art in dealing with a system and method for generating 3D content based on a condition diffusion model (pages 1-2). Geng discloses its use of a camera pose advantageous in conditioning a diffusion model to appropriately reconstruct and generate 3D content (pages 4, 6, 10 and 11). Consequently, a PHOSITA would incorporate the teachings of Geng into Zhao and Alesiani for conditioning a diffusion model to appropriately reconstruct and generate 3D content. Therefore, claim 21 is rendered obvious to a PHOSITA before the effective filing date of the claimed invention. Allowable Subject Matter Claims 3, 4, 13 and 14 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHARLES TSENG whose telephone number is (571)270-3857. The examiner can normally be reached 8-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Xiao Wu can be reached at (571) 272-7761. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHARLES TSENG/ Primary Examiner, Art Unit 2613
Read full office action

Prosecution Timeline

Jan 25, 2024
Application Filed
Jan 15, 2026
Non-Final Rejection mailed — §103
Apr 15, 2026
Response Filed
Apr 29, 2026
Final Rejection mailed — §103
Jun 26, 2026
Response after Non-Final Action

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