Prosecution Insights
Last updated: May 29, 2026
Application No. 18/425,196

SEMICONDUCTOR DEVICES

Non-Final OA §102
Filed
Jan 29, 2024
Priority
May 25, 2023 — RE 10-2023-0067397
Examiner
PAGE, STEVEN MITCHELL CHR
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
368 granted / 442 resolved
+15.3% vs TC avg
Moderate +9% lift
Without
With
+8.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
17 currently pending
Career history
470
Total Applications
across all art units

Statute-Specific Performance

§101
1.8%
-38.2% vs TC avg
§103
65.3%
+25.3% vs TC avg
§102
24.2%
-15.8% vs TC avg
§112
6.8%
-33.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 442 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Specification The title of the invention is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed. The following title is suggested: Semiconductor devices having vertical gates. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-12 and 14-19 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by LEE et al. (US 20220102352 A1, hereinafter Lee) With regards to claim 1, Lee discloses a semiconductor device, (FIGS. 4A-4C and 5B) comprising: a substrate; (substrate 100) a channel pattern (channel pattern CP) on the substrate, the channel pattern having sidewalls extending in a vertical direction perpendicular to a surface of the substrate and a lower portion connecting lower portions of two sidewalls facing each other in a horizontal direction; (See FIG. 4B/5B) a gate insulation layer pattern (gate insulation Gox) and a first conductive layer pattern (word line WL1 and WL2) sequentially stacked laterally on an inner sidewall of the channel pattern; (See FIG. 4B/5B) and a second conductive layer pattern (landing pad LP) contacting at least an uppermost surface and an upper outer sidewall of the channel pattern, the second conductive pattern being spaced apart from the first conductive layer pattern. (See FIG. 5B, where the landing pad LP contacts an upper portion and an upper outer sidewall of the channel CP) With regards to claim 2, Lee discloses the semiconductor device as claimed in claim 1, wherein the channel pattern includes an oxide semiconductor. (Paragraph [0080]: ‘The channel patterns CP may be formed of or include at least one of oxide semiconductor materials (e.g., In.sub.xGa.sub.yZn.sub.zO…”) With regards to claim 3, Lee discloses the semiconductor device as claimed in claim 1, wherein an uppermost surface of the first conductive layer pattern is higher than a bottom of the second conductive layer pattern. (see FIG. 4B/5B) With regards to claim 4, Lee discloses the semiconductor device as claimed in claim 1, further comprising a capacitor (data storage pad DSP) on an upper surface of the second conductive layer pattern. (see FIG. 4B-4C) With regards to claim 5, Lee discloses the semiconductor device as claimed in claim 1, wherein an uppermost surface of the first conductive layer pattern is lower than uppermost surfaces of the channel pattern and the gate insulation pattern. (see FIG. 4B/5B) With regards to claim 6, Lee discloses the semiconductor device as claimed in claim 1, further comprising a mold insulation structure (insulation layers 115/141 and 150) on an outer sidewall of the channel pattern, wherein the mold insulation structure includes: a lower mold insulation pattern (layer 115/141) contacting the outer sidewall of the channel pattern; and an upper mold insulation pattern (layer 150) on the lower mold insulation pattern, the upper mold insulation pattern being spaced apart from the upper outer sidewall of the channel pattern. (see FIG. 4B/5B) With regards to claim 7, Lee discloses the semiconductor device as claimed in claim 6, wherein: the lower mold insulation pattern includes silicon oxide, (Paragraph [0174]: ‘The first insulating pattern 115 may be formed of or include at least one of, for example, silicon oxide…”) and the upper mold insulation pattern includes silicon nitride. (Paragraph [0172]: “For example, the lower insulating layer 110 may include at least one of …a silicon nitride layer...”) With regards to claim 8, Lee discloses the semiconductor device as claimed in claim 6, wherein a bottom of the second conductive layer pattern contacts an upper surface of the lower mold insulation pattern. (see FIG. 5B, showing the contact to the layer 141) With regards to claim 9, Lee discloses the semiconductor device as claimed in claim 6, wherein a top surface of the second conductive layer pattern is higher than a top surface of the mold insulation structure. (see FIG. 5B, showing the landing pad LP higher than a top surface of layer 115/141) With regards to claim 10, Lee discloses a semiconductor device, (FIGS. 4A-4C and 5B) comprising: a substrate; (substrate 100) a first conductive layer pattern (bit line) on the substrate, the first conductive pattern extending in a first direction parallel to an upper surface of the substrate; (See FIG. 4B) a channel pattern (channel CP) on the first conductive layer pattern, the channel pattern having sidewalls extending in a vertical direction perpendicular to the upper surface of the substrate and a lower portion connecting lower portions of two sidewalls facing each other in the first direction, and the lower portion contacting an upper surface of the first conductive layer pattern; (see FIG. 4B/5B) a gate insulation layer pattern (insulation Gox) stacked on an inner sidewall of the channel pattern; (See FIG. 4B/5B) a second conductive layer pattern (word lines WL1/WL2) on the gate insulation layer pattern; a mold insulation structure (insulation layers 115and 150) on an outer sidewall of the channel pattern, the mold insulation structure including a lower mold insulation pattern (insulation layers 115) and an upper mold insulation pattern (insulation layers 150) stacked, the upper mold insulation pattern being spaced apart from an upper outer sidewall of the channel pattern; (see FIG. 4B/5B) a third conductive layer pattern (landing pad LP) contacting at least an uppermost surface and the upper outer sidewall of the channel pattern, the third conductive layer pattern filling a space between the outer sidewall of the channel pattern and the upper mold insulation pattern; (see FIG. 5B) and a capacitor (data storage pattern DSP) contacting an upper surface of the third conductive layer pattern. (See FIGS. 4B-4C) With regards to claim 11, Lee discloses the semiconductor device as claimed in claim 10, wherein the channel pattern includes an oxide semiconductor. (Paragraph [0080]: ‘The channel patterns CP may be formed of or include at least one of oxide semiconductor materials (e.g., In.sub.xGa.sub.yZn.sub.zO…”) With regards to claim 12, Lee discloses the semiconductor device as claimed in claim 10, wherein an uppermost surface of the second conductive layer pattern is lower than uppermost surfaces of the channel pattern and the gate insulation pattern. (see FIG. 4B/5B) With regards to claim 14, Lee discloses the semiconductor device as claimed in claim 10, wherein: a plurality of channel patterns are spaced apart from each other in each of the first directions and a second direction perpendicular to the first direction, the mold insulation structure is between the first direction of the channel pattern, and extends in the second direction. (see FIG. 4B/5B) With regards to claim 15, Lee discloses the semiconductor device as claimed in claim 10, wherein a bottom of the third conductive layer pattern contacts an upper surface of the lower mold insulation pattern. (see FIG. 4B/5B) With regards to claim 16, Lee discloses the semiconductor device as claimed in claim 10, wherein an uppermost surface of the third conductive layer pattern is higher than an upper surface of the mold insulation structure. (see FIG. 4B/5B) With regards to claim 17, Lee discloses the semiconductor device as claimed in claim 10, further comprising a filling insulation pattern (dielectric 141) on the gate insulation layer pattern and the second conductive layer pattern, wherein the filling insulation pattern extends in a second direction perpendicular to the first direction while opposing the mold insulation structure in a horizontal direction. (see FIG. 4B/5B) With regards to claim 18, Lee discloses the semiconductor device as claimed in claim 17, wherein the third conductive layer pattern fills a gap between the filling insulation pattern and the upper mold insulation pattern. (See FIG. 4B/5B) With regards to claim 19, Lee discloses a semiconductor device, (FIGS. 4A-4C and 5B) comprising: a substrate; (substrate 100) a channel pattern (channel CP) on the substrate, the channel pattern having sidewalls extending in a vertical direction perpendicular to a surface of the substrate and a lower portion connecting lower portions of two sidewalls facing each other in a first direction parallel to an upper surface of the substrate; (see FIG. 4B/5B) a gate insulation layer pattern (insulation Gox) and a first conductive layer pattern sequentially stacked laterally on an inner sidewall of the channel pattern; (see FIG. 4B/5B) a mold insulation structure (insulation layers 115and 150) on an outer sidewall of the channel pattern, the mold insulation structure extending in the first direction, wherein an upper sidewall of the mold insulation structure is spaced apart from an upper outer sidewall of the channel pattern; (see FIG. 4B/5B) a filling insulation pattern (dielectric 141) on the gate insulation layer pattern and the first conductive layer pattern, the filling insulation pattern extending in a second direction perpendicular to the first direction while opposing the mold insulation structure in a horizontal direction; (see FIG. 4B/5B) and a second conductive layer pattern (landing pad LP) contacting at least an uppermost surface and an upper outer sidewall of the channel pattern, the second conductive layer pattern filling a space between the filling insulation pattern and the upper sidewall of the mold insulation structure. (See FIGS. 4B/5B) Allowable Subject Matter Claims 13 and 20 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 20220367721 A1 – vertical stacked channels and word lines Any inquiry concerning this communication or earlier communications from the examiner should be directed to STEVEN M Page whose telephone number is (571)272-3249. The examiner can normally be reached M-F: 10:00AM-6:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christine S. Kim can be reached at 571-272-8548. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /STEVEN M PAGE/Primary Patent Examiner, Art Unit 2812
Read full office action

Prosecution Timeline

Jan 29, 2024
Application Filed
Apr 07, 2026
Non-Final Rejection mailed — §102
May 19, 2026
Examiner Interview Summary
May 19, 2026
Applicant Interview (Telephonic)

Precedent Cases

Applications granted by this same examiner with similar technology

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SHARED SOURCE/DRAIN CONTACT FOR STACKED FIELD-EFFECT TRANSISTOR
3y 6m to grant Granted May 26, 2026
Patent 12641800
CAPACITOR STRUCTURE AND SEMICONDUCTOR DEVICE INCLUDING THE SAME
2y 8m to grant Granted May 26, 2026
Patent 12628334
SEMICONDUCTOR DEVICES
2y 10m to grant Granted May 12, 2026
Patent 12622260
BOTTOM CONTACT JUMPERS FOR STACKED FIELD EFFECT TRANSISTOR SEMICONDUCTORS
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Patent 12615754
SEMICONDUCTOR DEVICE INCLUDING BURIED WORD LINE
2y 8m to grant Granted Apr 28, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
92%
With Interview (+8.8%)
2y 3m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 442 resolved cases by this examiner. Grant probability derived from career allowance rate.

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