Prosecution Insights
Last updated: October 16, 2026
Application No. 18/425,794

DRIVE DEVICE AND VIBRATION WAVE MOTOR UNIT

Non-Final OA §102
Filed
Jan 29, 2024
Priority
Feb 02, 2023 — JP 2023-014478
Examiner
VU, PHU
Art Unit
Tech Center
Assignee
Canon Inc.
OA Round
1 (Non-Final)
85%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allowance Rate
870 granted / 1021 resolved
+25.2% vs TC avg
Moderate +10% lift
Without
With
+10.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
25 currently pending
Career history
1049
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
58.4%
+18.4% vs TC avg
§102
29.5%
-10.5% vs TC avg
§112
2.9%
-37.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1021 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-3, 6-7, and 10-13 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Yamasaki US 20190253001. Regarding claim 1, Yamasaki teaches a drive device configured to relatively move a first member (fig. 8 lens barrel 21) and a second member (focus lens barrel 22) in a predetermined direction by using a vibration wave motor (fig. 1/8 vibration wave motor 100) as a drive source, the drive device comprising: a contact body (friction member 116); a vibrator (vibrating element 101) including a protrusion (part of vibrating element 101 [0017])coming into contact with the contact body, and configured to generate vibration by a piezoelectric element (piezoelectric element 112) to move the contact body in the predetermined direction; a pressurization mechanism (first transmitting member 106/ second transmitting member 107 and springs 108A-108D) configured to pressurize the vibrator against the contact body via a pressurization member in contact with the vibrator; and a first guide mechanism (guide bars 23A 23B) connected to at least one of the first member and the second member, and configured to guide the relative movement, wherein one of the contact body and the pressurization mechanism is connected to the first member (see fig. 8), and wherein the other of the contact body and the pressurization mechanism is connected to the second member (see fig. 8 and [0054]). Regarding claim 2, Yamasaki teaches the drive device according to claim 1, further comprising a second guide mechanism (other of 23A and 23B) disposed at a position different from a position of the first guide mechanism, and configured to guide the relative movement. Regarding claim 3, Yamasaki teaches the drive device according to claim 2, wherein force received by the first guide mechanism, of pressurization force of the pressurization mechanism is made greater than force received by the second guide mechanism (whichever of 23A/23B that receives the greater force can be considered the first guide mechanism and the other can be considered the second guide mechanism). Regarding claim 6, Yamasaki teaches the drive device according to claim 1, wherein the first member is an outer barrel (lens barrel 21), and wherein the second member (focus barrel 22) is an inner barrel slidably assembled to an inside of the outer barrel. Regarding claim 7, Yamasaki teaches the drive device according to claim 1, wherein the drive device moves the second member relative to the first member, wherein the pressurization mechanism is connected to the first member (see fig. 8), and wherein the contact body is connected to the second member (fig. 8 and [0054]). Regarding claim 10, Yamasaki teaches the drive device according to claim 7, wherein the first member is an outer barrel of a lens barrel (lens barrel 21), and wherein the second member is a cylindrical frame (focus lens barrel 22) slidably assembled to an inside of the outer barrel and holding an optical member (lens). Regarding claim 11, Yamasaki teaches an optical apparatus comprising: the drive device according to claim 1; and an optical member (lens 12) held by at least one of the first member and the second member (focus lens barrel 22). Regarding claim 12, Yamasaki teaches an imaging apparatus comprising: the drive device according to claim 1; and an imaging element (lens 12) held by at least one of the first member and the second member (focus lens barrel 22). Regarding claim 13, Yamasaki teaches an electronic apparatus comprising: the drive device according to claim 1; and a drive object (lens 12) held by at least one of the first member and the second member (focus lens barrel 22). Claim(s) 1 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Yamamoto US 2019/0348928. Regarding claim 1, Yamamoto teaches a drive device configured to relatively move a first member (fig. 1 image pickup lens unit 1) and a second member (optical lens 4) in a predetermined direction by using a vibration wave motor (vibration wave motor 3) as a drive source, the drive device comprising: a contact body (fig 3 friction member 101); a vibrator (vibrator 104) including a protrusion (under 104 see fig. 3B)coming into contact with the contact body, and configured to generate vibration by a piezoelectric element (piezoelectric element 103) to move the contact body in the predetermined direction; a pressurization mechanism (pressing plate 111 and spring 110) configured to pressurize the vibrator against the contact body via a pressurization member in contact with the vibrator; and a first guide mechanism (fixed guide portion 115a) connected to at least one of the first member and the second member, and configured to guide the relative movement, wherein one of the contact body and the pressurization mechanism is connected to the first member (pressurization member is fixed and thus connected to pickup lens unit 1), and wherein the other of the contact body and the pressurization mechanism is connected to the second member ([0041]). Regarding claim 4, Yamamoto teaches the drive device according to claim 1, wherein the first guide mechanism includes a first guide member (fixed guide portion 115) connected to the first member, a second guide member (moving rail member 113) connected to the second member (113 connects to lens holder 116 via moving frame member 112), and a rolling member (two rolling balls 114) provided between the first guide member and the second guide member. Regarding claim 5, Yamamoto teaches the drive device according to claim 1, wherein the contact body and the pressurization mechanism are connected to the first member and the second member by any of fastening with screws, adhesion, press-fitting, swaging, and welding [0033]. Regarding claim 7, Yamamoto teaches the drive device according to claim 1, wherein the drive device moves the second member relative to the first member, wherein the pressurization mechanism is connected to the first member [0033], and wherein the contact body is connected to the second member ([0033]). Regarding claim 8, Yamamoto teaches the drive device according to claim 7, wherein the first guide mechanism includes a first guide member (fixed rail member 115) connected to the first member [0037], and a second guide member(moving rail member 113) connected to the second member [0033], and wherein the contact body and the second guide member are connected to a reception portion (112a connecting portion )provided on the second member (lens holder 116). Regarding claim 14, Yamamoto teaches a vibration wave motor unit used as a drive source configured to relatively move a first member (pickup lens unit 1) and a second member (optical lens 4) in a predetermined direction, the vibration wave motor unit comprising: a first attachment member (first holder 107) attached to the first member; a second attachment member (moving frame member 112) attached to the second member (via connecting portion 112a); a contact body (friction member 101); a vibrator (vibrator 104) including a protrusion (below 104) coming into contact with the contact body, and configured to generate vibration by a piezoelectric element (piezoelectric element 103) to move the contact body in the predetermined direction (x direction); a pressurization mechanism (upper pressing plate 111 and spring 110) configured to pressurize the vibrator against the contact body via a pressurization member in contact with the vibrator; and a first guide mechanism (fixed rail member 115)connected to at least one of the first member and the second member, and configured to guide the relative movement, wherein one of the contact body and the pressurization mechanism is connected to the first attachment member ([0033]), and wherein the other of the contact body (friction member 101)and the pressurization mechanism is connected to the second attachment member (moving frame 112). Allowable Subject Matter Claim 9 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PHU VU whose telephone number is (571)272-1562. The examiner can normally be reached 11:00 - 7:00 M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer Carruth can be reached at 571-272-9791. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PHU VU/Primary Examiner, Art Unit 2871
Read full office action

Prosecution Timeline

Jan 29, 2024
Application Filed
Oct 06, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12761407
OPTICAL LAMINATE AND OPTICAL DEVICE
3y 3m to grant Granted Oct 13, 2026
Patent 12761521
ELECTROPHORETIC DISPLAY DEVICE
2y 0m to grant Granted Oct 13, 2026
Patent 12748241
DIAMOND LENS
4y 3m to grant Granted Sep 29, 2026
Patent 12748287
OPTICAL SYSTEM AND IMAGE PICKUP APPARATUS
2y 1m to grant Granted Sep 29, 2026
Patent 12742944
ZOOM LENS ASSEMBLY
2y 4m to grant Granted Sep 22, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
85%
Grant Probability
95%
With Interview (+10.0%)
2y 2m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1021 resolved cases by this examiner. Grant probability derived from career allowance rate.

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