Prosecution Insights
Last updated: October 02, 2026
Application No. 18/425,857

SEMICONDUCTOR DEVICE

Non-Final OA §102§103
Filed
Jan 29, 2024
Priority
Jun 29, 2023 — RE 10-2023-0084013
Examiner
NARAGHI, ALI
Art Unit
2817
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
86%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allowance Rate
678 granted / 785 resolved
+18.4% vs TC avg
Moderate +5% lift
Without
With
+5.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
29 currently pending
Career history
820
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
63.8%
+23.8% vs TC avg
§102
18.1%
-21.9% vs TC avg
§112
13.1%
-26.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 785 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of claims 1-9 in the reply filed on 04/29/2026 is acknowledged. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-6 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Cheng et al (US Pub No. 20230052084). . With respect to claim 1, Cheng et al discloses: an active pattern (Fig.3) comprising a lower pattern (104L) extending a first direction ( x direction) and a plurality of sheet patterns (108) spaced apart from the lower pattern in a second direction ( z direction, because it is a cross sectional view) ; a plurality of gate structures (158,126,128,156) disposed on the active pattern and comprising gate electrodes (158) extending in a third direction (in the y direction) and gate spacers (156,128,126) disposed on sidewalls of the gate electrodes (Fig.3); and a source and drain pattern (136A-B,138,140) disposed between the plurality of gate structures (Fig.3) adjacent to each other and comprising a semiconductor liner film (Para 64) and a semiconductor filling film (140) on the semiconductor liner film, wherein an uppermost sheet pattern (right next to 118) of the plurality of sheet patterns comprises an upper surface (top surface) and a bottom surface opposite to the upper surface (the bottom surface), in the second direction ( this is accordance with applicants specification), the bottom surface of the uppermost sheet pattern faces the lower pattern (bottom faces to and the left faces right), and the semiconductor liner film covers a portion of the upper surface of the uppermost sheet pattern (Fig.3). With respect to claim 2, Cheng et al discloses, wherein the gate spacer comprises a first spacer (156) and a second spacer (126,128) the first spacer is disposed between the gate electrode and the second spacer (Fig.3), the second spacer comprises an extending portion of the second spacer extending in the third direction along the sidewall of the gate electrode (vertical portion of the 126), and a protruding portion of the second spacer (128 and bottom portion of the 126) protruding from the extending portion of the second spacer in the first direction (in the x direction), the protruding portion of the second spacer comprises a first surface facing the sheet pattern (the bottom side of 126 and 128) and a second surface opposite to the first surface of the protruding portion of the second spacer (in the y direction), and the semiconductor liner film is in contact with the first surface of the protruding portion of the second spacer (Fig.3). With respect to claim 3, Cheng et al discloses further comprising a etch stop film (146) disposed on the source and drain pattern and in contact with the second spacer (Fig.3), wherein the etch stop film is in contact with the second surface of the protruding portion of the second spacer (the edge portion). With respect to claim 4, Cheng et al discloses wherein a portion of the semiconductor filling film is disposed on the second surface of the protruding portion of the second spacer (it is indirectly on the second surface, applicant in their specification do not sow direct contact) With respect to claim 5, Cheng et al discloses wherein the first spacer comprises an extending portion of the first spacer extending in the third direction along the sidewall of the gate electrode (the vertical portion), and a protruding portion of the first spacer protruding from the extending portion of the first spacer in the first direction (the horizontal portion). With respect to claim 6, Cheng et al discloses wherein the first spacer has an I shape in a cross-sectional view (it’s vertical portion has I shape cross section). Claim(s) 1,8 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Cheng et al (US Pub No. 20230052084). With respect to claim 1, Cheng et al discloses: an active pattern (Fig.3) comprising a lower pattern (104L) extending a first direction ( x direction) and a plurality of sheet patterns (108) spaced apart from the lower pattern in a second direction ( z direction, because it is a cross sectional view) ; a plurality of gate structures (158,126,128,156) disposed on the active pattern and comprising gate electrodes (158) extending in a third direction (in the y direction) and gate spacers (128,126) disposed on sidewalls of the gate electrodes (Fig.3); and a source and drain pattern (136A-B,138,140) disposed between the plurality of gate structures (Fig.3) adjacent to each other and comprising a semiconductor liner film (Para 64) and a semiconductor filling film (140) on the semiconductor liner film, wherein an uppermost sheet pattern (right next to 118) of the plurality of sheet patterns comprises an upper surface (top surface) and a bottom surface opposite to the upper surface (the bottom surface), in the second direction ( this is accordance with applicants specification), the bottom surface of the uppermost sheet pattern faces the lower pattern (bottom faces to and the left faces right), and the semiconductor liner film covers a portion of the upper surface of the uppermost sheet pattern (Fig.3). With respect to claim 8, Cheng et al discloses wherein each of the plurality of gate structure comprises a gate insulating film (156) disposed between the gate spacer (126,128) and the gate electrode (Fig.3), and the gate insulating film is in contact with the semiconductor liner film (the claim does not require direct contact). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Cheng et al (US Pub No. 20230052084). With respect to claim 7, Cheng et al does not explicitly disclose wherein the first spacer has a T shape rotated by 180 degrees in a cross-sectional view. On the other hand, it would have been obvious to one of ordinary skill in the art at the time of the filing of the invention to modify Cheng et al such that the first spacer has a T shape rotated by 180 degrees in a cross-sectional view as a design choice, or to increase the thickness the sidewall spacer around the gate electrode to reduce the cross talk, thereby improving the performance of the device. Claim(s) 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Cheng et al (US Pub No. 20230052084), in view of Jeong et al (US Pub No. 20220190134). With respect to claim 9 Cheng et al does not explicitly disclose, wherein the source and drain pattern further comprises a semiconductor insertion film disposed between the semiconductor liner film and the semiconductor filling film, and the semiconductor liner film, the semiconductor filling film, and the semiconductor insertion film comprise silicon-germanium. However, Jeong et al discloses wherein the source and drain pattern (150,Fig.15) further comprises a semiconductor insertion film (152) disposed between the semiconductor liner film (151) and the semiconductor filling film (153,154), and the semiconductor liner film, the semiconductor filling film, and the semiconductor insertion film comprise silicon-germanium (Para 101). It would have been obvious to one of ordinary skill in the art at the time of the filing of the invention to modify Cheng et al according to the teachings of the Jeon such that the source and drain pattern further comprises a semiconductor insertion film disposed between the semiconductor liner film and the semiconductor filling film, and the semiconductor liner film, the semiconductor filling film, and the semiconductor insertion film comprise silicon-germanium, in order to increase the mobility of the charges in the channel region, thereby improving the performance of the device. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALI N NARAGHI whose telephone number is (571)270-5720. The examiner can normally be reached 10am-6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Marlon Fletcher can be reached at 571-272-2063. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ALI NARAGHI/Primary Examiner, Art Unit 2817
Read full office action

Prosecution Timeline

Jan 29, 2024
Application Filed
Jul 01, 2026
Non-Final Rejection mailed — §102, §103
Aug 03, 2026
Interview Requested
Aug 05, 2026
Applicant Interview (Telephonic)
Aug 07, 2026
Examiner Interview Summary

Precedent Cases

Applications granted by this same examiner with similar technology

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NOVEL GATE FEATURE IN FINFET DEVICE
3y 7m to grant Granted Sep 29, 2026
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3y 5m to grant Granted Sep 08, 2026
Patent 12716129
ATOMIC LAYER DEPOSITION TOOL AND METHOD
4y 1m to grant Granted Aug 25, 2026
Patent 12720720
SEMICONDUCTOR DEVICE HAVING AN OFFSET SOURCE/DRAIN FEATURE AND METHOD OF FABRICATING THEREOF
4y 1m to grant Granted Aug 25, 2026
Patent 12720920
OPTICAL SEMICONDUCTOR ELEMENT
3y 10m to grant Granted Aug 25, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
86%
Grant Probability
92%
With Interview (+5.1%)
2y 7m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 785 resolved cases by this examiner. Grant probability derived from career allowance rate.

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