Prosecution Insights
Last updated: May 29, 2026
Application No. 18/427,912

RAMAN SPECTROSCOPY METHOD FOR BLOOD GLUCOSE MEASUREMENT

Non-Final OA §103§DOUBLEPATENT
Filed
Jan 31, 2024
Priority
May 30, 2023 — RE 10-2023-0069417 +1 more
Examiner
LIU, CHU CHUAN
Art Unit
3791
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Apollon Inc.
OA Round
3 (Non-Final)
71%
Grant Probability
Favorable
3-4
OA Rounds
1y 0m
Est. Remaining
85%
With Interview

Examiner Intelligence

Grants 71% — above average
71%
Career Allowance Rate
541 granted / 759 resolved
+1.3% vs TC avg
Moderate +14% lift
Without
With
+13.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
36 currently pending
Career history
800
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
65.7%
+25.7% vs TC avg
§102
4.7%
-35.3% vs TC avg
§112
4.1%
-35.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 759 resolved cases

Office Action

§103 §DOUBLEPATENT
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 02/06/2026 has been entered. Applicant’s amendments and remarks filed on 02/06/2026 have been fully considered. Claims 1-4 and 6 are pending for examination. Claim 5 is cancelled. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-4 and 6 are rejected under 35 U.S.C. 103 as being unpatentable over Kang et al. (USPGPUB 2021/0059582 - cited in previous action) in view of Barman et al. (USPGPUB 2012/0035442). In regard to claim 1, Kang discloses a method comprising: irradiating light to a subject (element 102/ patient's skin 108, Fig. 1 and associated descriptions); separating wavelength components of the light that is reflected and scattered from the subject (element 126 and corresponding elements 118/128/120, Fig. 1 and associated descriptions); generating electrical signals based on the separated wavelength components (CCD 122, Fig. 1 and associated descriptions); wherein the electrical signals are representative of a Raman spectrum of the light that is reflected and scattered from the subject (Fig. 1 and associated descriptions; [0063]; [0083]); and analyzing the electrical signals to extract information on a glucose level of the subject based on the Raman spectrum (Fig. 1 and associated descriptions; [0063]; [0083]), wherein the glucose level in an interstitial fluid (ISF, [0007] and [0073]) is measured based on area ratios between three Raman spectrum peaks with respect to one another (band-area ratios, [0083]; band-area ratio/ normalization, [0109]), the three Raman spectrum peaks corresponding to a protein peak (1450 cm⁻¹ for proteins, [0083]), and a glucose peak (1125 cm⁻¹, [0083]), and wherein the Raman spectrum is obtained by using the wavelength components that are changed by Raman scattering at 830 nm (830nm, [0060-0062]); and the Raman spectra in the range of 810 cm⁻¹ to 1650 cm⁻¹ can be used in the band-area ratio calculations ([0083]). Kang does not specifically the three Raman spectrum peaks includes a fat peak. Barman teaches a Raman spectroscopy device for glucose monitoring in tissue/ skin (Figs. 1-25 and associated descriptions) comprises the use of 830nm excitation wavelength for generating Raman spectra in 950 to 1800 cm⁻¹ ([0059]; [0106]; [0110]; [0164]) and a peak of 1650 cm⁻¹ is corresponding to a lipid/ fat peak (1650 cm⁻¹ (Amide I protein/lipid), [0070]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the method (Kang) to incorporate the additional Raman peak associated with protein/lipid as taught by Barman, since both devices are Raman spectroscopy systems for glucose monitoring and one of ordinary skill in the art would have recognized that the tissue component of protein/lipid has another Raman peak at 1650 cm⁻¹ (see Barman). The rationale would have been to obtain more information between glucose and the tissue component of protein/lipid for the band-area ratio/ normalization calculations. In regard to claim 2, Kang as modified by Barman discloses an area for the protein peak is obtained in a range between 1415 cm⁻¹ and 1480 cm⁻¹ (1450 cm⁻¹ , [0083] of Kang). In regard to claim 3, Kang as modified by Barman discloses an area for the fat peak is obtained in a range between 1630 cm⁻¹ and 1685 cm⁻¹ (1650 cm⁻¹, [0070] of Barman). In regard to claim 4, Kang as modified by Barman discloses an area for the glucose peak is obtained in at least one of three ranges (c-i) between 1089 cm⁻¹ and 1160 cm⁻¹, (c-ii) between 1115 cm⁻¹ and 1140 cm⁻¹ or (c-iii) between 1120 cm⁻¹ and 1130 cm⁻¹ (1125 cm⁻¹, [0083] of Kang). In regard to claim 6, Kang as modified by Barman discloses the light receiver is implemented as a charge coupled device (CCD) (element 122, Fig. 1 and associated descriptions; [0060] and [0062] of Kang). Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claim 1 is rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-3 of U.S. Patent No. 12,502,105 in view of Kang. In regard to claim 1, Claims 1-3 of ‘105 recite all the claimed limitations except the Raman spectrum is obtained by using the wavelength components that are changed by Raman scattering at 830 nm. Kang teaches a Raman spectroscopy system for monitoring glucose (Fig. 1) comprises the use of excitation wavelength of 830nm ([0060-0062]); and the Raman spectra in the range of 810 cm⁻¹ to 1650 cm⁻¹ can be used in the band-area ratio calculations ([0083]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to substitute the NIR light source (claim 2 of ‘105) with the 830nm light source as taught by Kang to yield predictable results, since both device are Raman glucose monitoring systems and one of ordinary skill in the art would have recognized that excitation wavelength of 830nm is an alternative equivalent excitation wavelength in the NIR region for generating suitable Raman spectra of tissue (see Kang). The rationale would have been the simple substitution of one known, equivalent element for another to obtain predictable results (obvious to substitute elements, devices, etc.), KSR, 550, U.S. at 417. The followings are a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented: Claims 1-4 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1 and 10-13 of copending Application No. 18/427,873 in view of Kang. In regard to claims 1-4, Claims 1 and 10-13 of ‘873 recite all the claimed limitations except the Raman spectrum is obtained by using the wavelength components that are changed by Raman scattering at 830 nm. Kang teaches a Raman spectroscopy system for monitoring glucose (Fig. 1) comprises the use of excitation wavelength of 830nm ([0060-0062]); and the Raman spectra in the range of 810 cm⁻¹ to 1650 cm⁻¹ can be used in the band-area ratio calculations ([0083]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to substitute the NIR light source (claims 1 and 10-13 of ‘873) with the 830nm light source as taught by Kang to yield predictable results, since both device are Raman glucose monitoring systems and one of ordinary skill in the art would have recognized that excitation wavelength of 830nm is an alternative equivalent excitation wavelength in the NIR region for generating suitable Raman spectra of tissue (see Kang). The rationale would have been the simple substitution of one known, equivalent element for another to obtain predictable results (obvious to substitute elements, devices, etc.), KSR, 550, U.S. at 417. Claim 1 is provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1 and 7-10 of copending Application No. 18/427,883 (reference application). Although the claims at issue are not identical, they are not patentably distinct from each other because claims 1 and 710 of ‘883 anticipates/ recites similar limitations as claim 1 of present application. Claims 1-4 and 6 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-4 and 6 of copending Application No. 18/427,907 (reference application). Although the claims at issue are not identical, they are not patentably distinct from each other because claim 1-4 and 6 of ‘907 anticipates/ recites similar limitations as claims 1-4 and 6 of present application. Response to Arguments Applicant’s amendment and argument with respect to claim 1 filed on 02/06/2026 have been fully considered but they are deemed to be moot in views of the new grounds of rejection. In regard to the DP rejections, applicant requested the rejections to be held in abeyance. In response, updated DP rejections are made above. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHU CHUAN LIU whose telephone number is (571)270-5507. The examiner can normally be reached M-Th (6am-6pm). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer Robertson can be reached at (571) 272-5001. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHU CHUAN LIU/Primary Examiner, Art Unit 3791
Read full office action

Prosecution Timeline

Jan 31, 2024
Application Filed
Feb 28, 2025
Non-Final Rejection mailed — §103, §DOUBLEPATENT
May 28, 2025
Response Filed
Aug 06, 2025
Final Rejection mailed — §103, §DOUBLEPATENT
Feb 06, 2026
Request for Continued Examination
Feb 28, 2026
Response after Non-Final Action
Mar 06, 2026
Non-Final Rejection mailed — §103, §DOUBLEPATENT (current)

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Prosecution Projections

3-4
Expected OA Rounds
71%
Grant Probability
85%
With Interview (+13.5%)
3y 4m (~1y 0m remaining)
Median Time to Grant
High
PTA Risk
Based on 759 resolved cases by this examiner. Grant probability derived from career allowance rate.

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