Prosecution Insights
Last updated: April 19, 2026
Application No. 18/428,590

SYSTEMS AND METHOD FOR EFFICIENT ROUTING BASED UPON IDENTIFIED SUBJECT MATTER

Final Rejection §101§103
Filed
Jan 31, 2024
Examiner
PATEL, HEMANT SHANTILAL
Art Unit
2694
Tech Center
2600 — Communications
Assignee
Truist Bank
OA Round
2 (Final)
81%
Grant Probability
Favorable
3-4
OA Rounds
2y 10m
To Grant
95%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allow Rate
761 granted / 939 resolved
+19.0% vs TC avg
Moderate +14% lift
Without
With
+13.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
25 currently pending
Career history
964
Total Applications
across all art units

Statute-Specific Performance

§101
4.5%
-35.5% vs TC avg
§103
44.9%
+4.9% vs TC avg
§102
15.4%
-24.6% vs TC avg
§112
22.9%
-17.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 939 resolved cases

Office Action

§101 §103
DETAILED ACTION Applicant's submission filed on November 7, 2025 has been entered. Claims 1-20 are pending in this application. Response to Amendment Applicant’s arguments with respect to claims 1-20 have been considered but are moot in view of new ground of rejection necessitated due to claim amendments. Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claims 8-14 are rejected under 35 U.S.C. 101 because the claimed invention is directed to non-statutory subject matter. The claim(s) does/do not fall within at least one of the four categories of patent eligible subject matter because claims recite “computer program product”. A “computer program product” is a software or program or algorithm (a series of machine instructions) which does not fall into one of the statutory categories. Amending claim 8 to recite “A Similarly, amending claims 9-14 to recite “The non-transitory computer readable storage medium of claim” instead of “The computer program product of claim” will overcome their rejections under 35 USC 101. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-2, 4-9, 11-16, 18-20 are rejected under 35 U.S.C. 103 as being unpatentable over Ghuge (US Patent Application Publication No. 2020/0252510), and further in view of Gocay (US Patent Application Publication No. 2013/0177147). Regarding claim 1, Ghuge teaches a computer-implemented method (Paragraphs 0022-0024, 0035), comprising: receiving, by a computing device, a communication sent from a first client device of a first user (Paragraphs 0015, 0017, 0035 call manager receiving caller voice/ speech); transcribing an audio portion of the communication to determine a topic of the communication (Paragraphs 0013-0015, 0017, 0025, 0037 caller speech analyzed and converted to text and topic determined from text); identifying a second user associated with the topic of the communication by: using each field of the plurality of fields in a profile of the second user, wherein the plurality of fields includes a subtopic of the topic of the communication (Paragraph 0032 subject matter), an expertise of the second user (Fig. 3 item 306), a current workload of the second user (Paragraph 0041 workload), and an experience level of the second user (Paragraphs 0031, 0033, 0041 experience to handle different levels of callers), and comparing the topic of the communication with the profile of the second use (Paragraphs 0037-0039); and routing the communication to a second client device of the second user based upon, at least in part, identifying the second user associated with the topic of the communication and the topic of the communication (Paragraphs 0013-0014, 0017, 0038-0039, 0041-0043 route call to agent selected based on expertise to handle the topic) (Paragraphs 0013-0058 for complete details). Gughe teaches comparing caller and agent attributes for exact match or based on relatedness of attributes, but Gughe does not specifically teach generating a subscore for each field of a plurality of fields by applying a weight to each field of the plurality of fields in a profile of the second user, and combining each generated subscore to generate a routing score to route the communication based on the generated routing score. However, in the similar field, Gocay teaches generating a subscore for each field of a plurality of fields by applying a weight to each field of the plurality of fields in a profile of the second user, and combining each generated subscore to generate a routing score to route the communication based on the generated routing score (Fig. 3 item 406 scores generated by combining subscores of individual attributes of item 402 multiplied by weight of item 404, using generated scores to rank available agent matching the contact type with its topic, Paragraphs 0009-0014, 0021-0051). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the present invention to modify Gughe to include generating a subscore for each field of a plurality of fields by applying a weight to each field of the plurality of fields in a profile of the second user, and combining each generated subscore to generate a routing score to route the communication based on the generated routing score as taught by Gocay in order to “select the agent having the highest unique contact proficiency score for the particular contact and instruct the ACD to deliver the contact to the agent” (Gocay, Paragraph 0012). Regarding claim 2, Ghuge teaches the communication is one of an audio communication (Paragraphs 0015, 0017 0035 voice call speech), a video communication, an email, a text message, a chatbot, and a chat. Gocay teaches the communication is one of an audio communication (Paragraph 0022), a video communication, an email, a text message (Paragraph 0023), a chatbot, and a chat. Regarding claim 4, Ghuge teaches the communication is routed automatically to the second user (Paragraphs 0017, 0038-0039, 0041-0043 call manager selecting and routing the call to selected agent). Gocay teaches the communication is routed automatically to the second user (Paragraphs 0031-0048). Regarding claim 5, Ghuge teaches identifying the second user associated with the topic of the communication includes comparing the topic of the communication with the profile of the second user (Fig. 3 item 306, Fig. 4 item 406, Paragraph 0038). Gocay teaches identifying the second user associated with the topic of the communication includes comparing the topic of the communication with the profile of the second user (Fig. 4 item 402 Paragraphs 0049-0051). Regarding claim 6, Gocay teaches the routing score is a rank identifying the second user when the routing score reaches a threshold routing score (Paragraphs 0031-0048 each second user ranked obviously based on reaching certain matching threshold). Regarding claim 7, Ghuge teaches the weighting system further includes a status of the second user (Fig. 3 item 310) (Paragraphs 0031-0043). Gocay teaches the weighting system further includes a status of the second user (Paragraphs 0027-0031). Regarding claim 8, Ghuge teaches a computer program product residing on a non-transitory computer readable storage medium having a plurality of instructions stored thereon which, when executed across one or more processors, causes at least a portion of the one or more processors to perform operations (Paragraphs 0020-0024, 0045-0058) comprising: receiving a communication sent from a first client device of a first user (Paragraphs 0015, 0017, 0035 call manager receiving caller voice/ speech); transcribing an audio portion of the communication to determine a topic of the communication (Paragraphs 0013-0015, 0017, 0025, 0037 caller speech analyzed and converted to text and topic determined from text); identifying a second user associated with the topic of the communication by: using each field of the plurality of fields in a profile of the second user, wherein the plurality of fields includes a subtopic of the topic of the communication (Paragraph 0032 subject matter), an expertise of the second user (Fig. 3 item 306), a current workload of the second user (Paragraph 0041 workload), and an experience level of the second user (Paragraphs 0031, 0033, 0041 experience to handle different levels of callers), and comparing the topic of the communication with the profile of the second use (Paragraphs 0037-0039); and routing the communication to a second client device of the second user based upon, at least in part, identifying the second user associated with the topic of the communication and the topic of the communication (Paragraphs 0013-0014, 0017, 0038-0039, 0041-0043 route call to agent selected based on expertise to handle the topic) (Paragraphs 0013-0058 for complete details). Gughe teaches comparing caller and agent attributes for exact match or based on relatedness of attributes, but Gughe does not specifically teach generating a subscore for each field of a plurality of fields by applying a weight to each field of the plurality of fields in a profile of the second user, and combining each generated subscore to generate a routing score to route the communication based on the generated routing score. However, in the similar field, Gocay teaches generating a subscore for each field of a plurality of fields by applying a weight to each field of the plurality of fields in a profile of the second user, and combining each generated subscore to generate a routing score to route the communication based on the generated routing score (Fig. 3 item 406 scores generated by combining subscores of individual attributes of item 402 multiplied by weight of item 404, using generated scores to rank available agent matching the contact type with its topic, Paragraphs 0009-0014, 0021-0051). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the present invention to modify Gughe to include generating a subscore for each field of a plurality of fields by applying a weight to each field of the plurality of fields in a profile of the second user, and combining each generated subscore to generate a routing score to route the communication based on the generated routing score as taught by Gocay in order to “select the agent having the highest unique contact proficiency score for the particular contact and instruct the ACD to deliver the contact to the agent” (Gocay, Paragraph 0012). Regarding claim 9, Ghuge teaches the communication is one of an audio communication (Paragraphs 0015, 0017 0035 voice call speech), a video communication, an email, a text message, a chatbot, and a chat. Gocay teaches the communication is one of an audio communication (Paragraph 0022), a video communication, an email, a text message (Paragraph 0023), a chatbot, and a chat. Regarding claim 11, Ghuge teaches the communication is routed automatically to the second user (Paragraphs 0017, 0038-0039, 0041-0043 call manager selecting and routing the call to selected agent). Gocay teaches the communication is routed automatically to the second user (Paragraphs 0031-0048). Regarding claim 12, Ghuge teaches identifying the second user associated with the topic of the communication includes comparing the topic of the communication with the profile of the second user (Fig. 3 item 306, Fig. 4 item 406, Paragraph 0038). Gocay teaches identifying the second user associated with the topic of the communication includes comparing the topic of the communication with the profile of the second user (Fig. 4 item 402 Paragraphs 0049-0051). Regarding claim 13, Gocay teaches the routing score is a rank identifying the second user when the routing score reaches a threshold routing score (Paragraphs 0031-0048 each second user ranked obviously based on reaching certain matching threshold). Regarding claim 14, Ghuge teaches the weighting system further includes a status of the second user (Fig. 3 item 310) (Paragraphs 0031-0043). Gocay teaches the weighting system further includes a status of the second user (Paragraphs 0027-0031). Regarding claim 15, Ghuge teaches a computing system including one or more processors and one or more memories configured to perform operations (Paragraphs 0020-0024, 0045-0058), comprising: receiving a communication sent from a first client device of a first user (Paragraphs 0015, 0017, 0035 call manager receiving caller voice/ speech); transcribing an audio portion of the communication to determine a topic of the communication (Paragraphs 0013-0015, 0017, 0025, 0037 caller speech analyzed and converted to text and topic determined from text); identifying a second user associated with the topic of the communication by: using each field of the plurality of fields in a profile of the second user, wherein the plurality of fields includes a subtopic of the topic of the communication (Paragraph 0032 subject matter), an expertise of the second user (Fig. 3 item 306), a current workload of the second user (Paragraph 0041 workload), and an experience level of the second user (Paragraphs 0031, 0033, 0041 experience to handle different levels of callers), and comparing the topic of the communication with the profile of the second use (Paragraphs 0037-0039); and routing the communication to a second client device of the second user based upon, at least in part, identifying the second user associated with the topic of the communication and the topic of the communication (Paragraphs 0013-0014, 0017, 0038-0039, 0041-0043 route call to agent selected based on expertise to handle the topic) (Paragraphs 0013-0058 for complete details). Gughe teaches comparing caller and agent attributes for exact match or based on relatedness of attributes, but Gughe does not specifically teach generating a subscore for each field of a plurality of fields by applying a weight to each field of the plurality of fields in a profile of the second user, and combining each generated subscore to generate a routing score to route the communication based on the generated routing score. However, in the similar field, Gocay teaches generating a subscore for each field of a plurality of fields by applying a weight to each field of the plurality of fields in a profile of the second user, and combining each generated subscore to generate a routing score to route the communication based on the generated routing score (Fig. 3 item 406 scores generated by combining subscores of individual attributes of item 402 multiplied by weight of item 404, using generated scores to rank available agent matching the contact type with its topic, Paragraphs 0009-0014, 0021-0051). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the present invention to modify Gughe to include generating a subscore for each field of a plurality of fields by applying a weight to each field of the plurality of fields in a profile of the second user, and combining each generated subscore to generate a routing score to route the communication based on the generated routing score as taught by Gocay in order to “select the agent having the highest unique contact proficiency score for the particular contact and instruct the ACD to deliver the contact to the agent” (Gocay, Paragraph 0012). Regarding claim 16, Ghuge teaches the communication is one of an audio communication (Paragraphs 0015, 0017 0035 voice call speech), a video communication, an email, a text message, a chatbot, and a chat. Gocay teaches the communication is one of an audio communication (Paragraph 0022), a video communication, an email, a text message (Paragraph 0023), a chatbot, and a chat. Regarding claim 18, Ghuge teaches the communication is routed automatically to the second user (Paragraphs 0017, 0038-0039, 0041-0043 call manager selecting and routing the call to selected agent). Gocay teaches the communication is routed automatically to the second user (Paragraphs 0031-0048). Regarding claim 19, Ghuge teaches identifying the second user associated with the topic of the communication includes comparing the topic of the communication with the profile of the second user (Fig. 3 item 306, Fig. 4 item 406, Paragraph 0038). Gocay teaches identifying the second user associated with the topic of the communication includes comparing the topic of the communication with the profile of the second user (Fig. 4 item 402 Paragraphs 0049-0051). Regarding claim 20, Gocay teaches the routing score is a rank identifying the second user when the routing score reaches a threshold routing score (Paragraphs 0031-0048 each second user ranked obviously based on reaching certain matching threshold). Claims 3, 10, 17 are rejected under 35 U.S.C. 103 as being unpatentable over Ghuge and Gocay as applied to claims 1, 8, 15 above, and further in view of Tuchman (US Patent Application Publication No. 2016/0044173). Regarding claim 3, Ghuge and Gocay do not teach the communication is routed manually to the second user. However, in the similar field, Tuchman teaches the communication is routed manually to the second user (Paragraphs 0020, 0023, 0037-0039, 0054-0055, 0060, 0062, 0075 manually selected expert agent). It would have been obvious to a person of ordinary skill in the rt before the effective filing date of the present invention to modify Ghuge and Gocay to include manually routing the communication to the second user as taught by Tuchman in order to “provide a user a sense of control in the resolution of a problem they are having by selecting a person who, a) appears skilled and can help quickly resolve their problem; b) work with someone they have worked with before and feels comfortable with; c) is a person they have worked with before and has a level of truct in them; and d) maintains a high rating based on the feedback of all users previously supported” (Tuchman, Paragraph 0062). Regarding claim 10, Ghuge and Gocay do not teach the communication is routed manually to the second user. However, in the similar field, Tuchman teaches the communication is routed manually to the second user (Paragraphs 0020, 0023, 0037-0039, 0054-0055, 0060, 0062, 0075 manually selected expert agent). It would have been obvious to a person of ordinary skill in the rt before the effective filing date of the present invention to modify Ghuge and Gocay to include manually routing the communication to the second user as taught by Tuchman in order to “provide a user a sense of control in the resolution of a problem they are having by selecting a person who, a) appears skilled and can help quickly resolve their problem; b) work with someone they have worked with before and feels comfortable with; c) is a person they have worked with before and has a level of truct in them; and d) maintains a high rating based on the feedback of all users previously supported” (Tuchman, Paragraph 0062). Regarding claim 17, Ghuge and Gocay do not teach the communication is routed manually to the second user. However, in the similar field, Tuchman teaches the communication is routed manually to the second user (Paragraphs 0020, 0023, 0037-0039, 0054-0055, 0060, 0062, 0075 manually selected expert agent). It would have been obvious to a person of ordinary skill in the rt before the effective filing date of the present invention to modify Ghuge and Gocay to include manually routing the communication to the second user as taught by Tuchman in order to “provide a user a sense of control in the resolution of a problem they are having by selecting a person who, a) appears skilled and can help quickly resolve their problem; b) work with someone they have worked with before and feels comfortable with; c) is a person they have worked with before and has a level of truct in them; and d) maintains a high rating based on the feedback of all users previously supported” (Tuchman, Paragraph 0062). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to HEMANT PATEL whose telephone number is (571)272-8620. The examiner can normally be reached M-F 8:00 AM - 4:30 PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Fan Tsang can be reached at 571-272-7547. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. HEMANT PATEL Primary Examiner Art Unit 2694 /HEMANT S PATEL/ Primary Examiner, Art Unit 2694
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Prosecution Timeline

Jan 31, 2024
Application Filed
Aug 21, 2025
Non-Final Rejection — §101, §103
Nov 06, 2025
Examiner Interview Summary
Nov 06, 2025
Applicant Interview (Telephonic)
Nov 07, 2025
Response Filed
Jan 05, 2026
Final Rejection — §101, §103
Apr 07, 2026
Request for Continued Examination
Apr 11, 2026
Response after Non-Final Action

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
81%
Grant Probability
95%
With Interview (+13.6%)
2y 10m
Median Time to Grant
Moderate
PTA Risk
Based on 939 resolved cases by this examiner. Grant probability derived from career allow rate.

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