Prosecution Insights
Last updated: August 17, 2026
Application No. 18/429,448

BATTERY, POWER CONSUMING APPARATUS, AND METHOD AND APPARATUS FOR MANUFACTURING BATTERY

Non-Final OA §102§103§112
Filed
Feb 01, 2024
Priority
Dec 29, 2021 — continuation of PCTCN2021142468
Examiner
WANG, PIN JAN
Art Unit
Tech Center
Assignee
Contemporary Amperex Technology Co., Limited
OA Round
1 (Non-Final)
67%
Grant Probability
Favorable
1-2
OA Rounds
8m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allowance Rate
12 granted / 18 resolved
+6.7% vs TC avg
Strong +38% interview lift
Without
With
+37.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
27 currently pending
Career history
47
Total Applications
across all art units

Statute-Specific Performance

§103
63.9%
+23.9% vs TC avg
§102
22.9%
-17.1% vs TC avg
§112
12.7%
-27.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 18 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013 is being examined under the first inventor to file provisions of the AIA . This is the initial Office action based on application number 18/429448 filed on 02/01/2024. Claims 1-13 are currently pending and have been considered below. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1, 2, 7-9, 13 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding to claims 1, 2, 7-9, 13: The term "wedged-shaped" is indefinite as it extends the scope of the expression. See MPEP 2173.05(b). For the interest of compact prosecution, Examiner interpret “a wedge-shaped gap” as “a gap” in claims 1, 13; and “a wedge-shaped component” as “a wedge” in claims 1, 2, 7-9, 13. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-4, 6-7, 11-13 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Ueda (JP 2018032519 (A)). The English translation of the JP 2018032519 (A) is attached. Regarding to claim 1: Ueda discloses a battery module (par. 1). The battery module, comprising: a battery stack (14) (equivalent to a battery cell group) comprising a plurality of battery cells (18) arranged in a first direction (par. 14, fig. 2); a module case (50) (equivalent to an enclosure) comprising a first beam and a second beam that are arranged at an interval in the first direction (see fig. below), wherein the battery stack (14) is arranged between the first beam and the second beam (see fig. below), the first beam and the second beam can provide an appropriate restraining load Ft to the battery stack (14) (the first beam and the second beam are equivalent to locking beams as they can provide an appropriate restraining load Ft to the battery stack (14)) (par. 30-32, fig. 3), and a gap is provided between the locking beam and the battery stack (14) (fig. 2); and an end plate (16) (equivalent to a wedge-shaped component) configured to fill the gap, so as to restrain (equivalent to lock) the battery cell group to the module case (50) (par. 30-37, fig. 3, 4). PNG media_image1.png 739 1432 media_image1.png Greyscale Regarding to claim 2: Ueda discloses the end plate (16) is restrained to the locking beam (par. 30-37, fig. 3, 4). Regarding to claim 3: Ueda discloses a surface of the locking beam facing towards the battery stack (14) is obliquely arranged towards one side away from the battery stack (14) relative to the first direction (fig. 2). Regarding to claim 4: Ueda discloses the locking beam is a trapezoidal beam (see fig. above). Regarding to claim 6: Ueda discloses an included angle between the surface of the locking beam facing towards the battery stack (14) and the surface of the battery stack (14) facing towards the locking beam is greater than 0° and less than 90° (see fig. above). Regarding to claim 7: Ueda discloses the end plate (16) comprises a first surface and a stack-side opposing surface (17) (equivalent to a second surface) that are oppositely arranged, wherein the first surface is arranged opposite and parallel to the surface of the battery stack (14) facing towards the locking beam, and the second surface is arranged opposite and parallel to the surface of the locking beam facing towards the battery cell group (fig. 2). Regarding to claim 11: Ueda discloses the first beam and the second beam are side walls of the module case (50) (fig. 2). Regarding to claim 12: Ueda discloses electric vehicles and portable electronic devices (equivalent to power consuming apparatuses), comprising: the battery module according to claim 1, wherein the battery is configured to supply electric energy to the electric vehicles and portable electronic devices (par. 2). Regarding to claim 13: Ueda discloses a method for manufacturing a battery module (50), comprising: providing a battery stack (14) (equivalent to a battery cell group) comprising a plurality of battery cells (18) arranged in a first direction (par. 14, see fig. above); providing a module case (50) (equivalent to an enclosure) comprising a first beam and a second beam that are arranged at an interval in the first direction (see fig. above), wherein the battery stack (14) is arranged between the first beam and the second beam, at least one of the first beam and the second beam can provide an appropriate restraining load Ft to the battery stack (14) (the first beam and the second beam are equivalent to locking beams as they can provide an appropriate restraining load Ft to the battery stack (14)) (par. 30-32, fig. 3), and a gap is provided between the locking beam and the battery stack (14) (fig. 2); and providing an end plate (16) (equivalent to a wedge-shaped component); and filling the gap with the wedge, so as to restrain the battery stack (14) to the module case (50) (par. 30-37, fig. 3, 4). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim 5 is rejected under 35 U.S.C. 103 as being unpatentable over Ueda (JP 2018032519 (A)) as applied in claim 1 above and further in view of Matsushita et al. (US 12555866 B2). Regarding to claim 5: Ueda discloses a battery module (par. 1) as described in claim 1 in paragraph 3 above. Ueda fails to explicitly disclose a surface of the battery cell group facing towards the locking beam is obliquely arranged towards one side away from the locking beam relative to the first direction. However, Matsushita et al. disclose a power storage device (abstract). The power storage device (100) comprises a power storage stack (110) (equivalent to a battery cell group) (col. 4, lines 29-36, 3). The power storage stack (110) has a first tapered surface (121) and a second tapered surface (122) (col. 4, lines 58-67, col. 5, lines 1-18). It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to add the first tapered surface (121) and the second tapered surface (122) of the power storage stack (110) of Matsushita et al. on the battery stack (14) of Ueda because Matsushita et al. teach that the tapered surface can help secure the position of the unit cell (col. 2, lines 14-18). Claim 8 is rejected under 35 U.S.C. 103 as being unpatentable over Ueda (JP 2018032519 (A)) as applied in claim 7 above. Regarding to claim 8: Ueda discloses the end plate (16) further comprises: a third surface connecting the first surface and the stack-side opposing surface (17) (see fig. below). Ueda fails to explicitly disclose a first extending portion extending from the third surface in the first direction away from the battery cell group, wherein the first extending portion is connected to the locking beam. However, Ueda further discloses the module case (50) is broadly divided into a lower case (52) and an upper cover (54) (par. 21). The battery stack (12) may be secured by pressing down on the upper surface of the battery stack (12) with the upper cover (54) (par. 38) (the portion of the upper cover (54) above the locking beam is equivalent to the first extending portion and connected to the locking beam). It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to integrate the upper cover (54) (equivalent to the first extending portion) into the third surface of the end plate (16) because the use of a one-piece, integrated construction instead of the structure disclosed or taught in the prior art would have been within the ambit of a person of ordinary skill in the art. See In re Larson, 340 F.2d 965, 968, 144 USPQ 347, 349 (CCPA 1965) (see MPEP § 2144.04). PNG media_image2.png 1050 1180 media_image2.png Greyscale Claim 10 is rejected under 35 U.S.C. 103 as being unpatentable over Ueda (JP 2018032519 (A)) as applied in claim 1 above and further in view of Kakuchi et al. (US 20090239137 A1). Regarding to claim 10: Ueda discloses a battery module (par. 1) as described in claim 1 in paragraph 3 above. Ueda fails to explicitly disclose a bus component configured to electrically connect the plurality of battery cells, wherein the bus component is arranged at one end of the battery cell group in a third direction, the third direction is parallel to an extending direction of the locking beam, and the extending direction of the locking beam is perpendicular to the first direction. However, Kakuchi et al. disclose a battery pack (abstract). The battery pack (CP) comprises a plurality of battery modules (1A, 1B, 1C . . . ) (equivalent to battery cells), a second fixing plate (93) (equivalent to a locking beam), a wedge member (200) (equivalent to a wedge-shaped component) (par. 77-82, fig. 10), and connecting members (60) (equivalent to bus components) (par. 86, fig. 8). The connecting member (60) is configured to electrically connect the plurality of battery modules (par. 75). The connecting member (60) is arranged at one end of the battery module group (see below for the equivalent direction). PNG media_image3.png 782 1220 media_image3.png Greyscale It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to add the connecting members (60) of Kakuchi et al. to connect the battery stack cells (18) of Ueda because Kakuchi et al. teach that the connecting members (60) can hold the battery modules and make the battery modules electrically connected (par. 75). Allowable Subject Matter Claim 9 objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: Dependent claim 9 is drawn to the battery comprising an end plate arranged between the locking beam and the battery cell group and attached to the battery cell group, wherein a step is arranged on one side of the end plate facing towards the locking beam; and the wedge-shaped component further comprises: a third surface connecting the first surface and the second surface; and a second extending portion extending from the third surface in the first direction towards the battery cell group, wherein the second extending portion is configured to cooperate with the step to limit the end plate in a second direction, the second direction is perpendicular to the first direction and perpendicular to an extending direction of the locking beam, and the extending direction of the locking beam is perpendicular to the first direction. The closest prior art, Ueda, teaches the end plate (16) further comprises: a third surface connecting the first surface and the stack-side opposing surface (17) (see fig. above). However, Ueda fails to teach or suggest an end plate arranged between the locking beam and the battery cell group and attached to the battery cell group, wherein a step is arranged on one side of the end plate facing towards the locking beam; and a second extending portion extending from the third surface in the first direction towards the battery cell group, wherein the second extending portion is configured to cooperate with the step to limit the end plate in a second direction, the second direction is perpendicular to the first direction and perpendicular to an extending direction of the locking beam, and the extending direction of the locking beam is perpendicular to the first direction. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PIN JAN WANG whose telephone number is (571)272-7057. The examiner can normally be reached M-F 9am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Dah-Wei Yuan can be reached on 571-272-1295. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PIN JAN WANG/Examiner, Art Unit 1717 /Dah-Wei D. Yuan/Supervisory Patent Examiner, Art Unit 1717
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Prosecution Timeline

Feb 01, 2024
Application Filed
Jul 24, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
67%
Grant Probability
99%
With Interview (+37.5%)
3y 2m (~8m remaining)
Median Time to Grant
Low
PTA Risk
Based on 18 resolved cases by this examiner. Grant probability derived from career allowance rate.

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