Prosecution Insights
Last updated: August 17, 2026
Application No. 18/430,442

SEMICONDUCTOR DEVICE WITH MONOCRYSTALLINE EXTRINSIC BASE

Non-Final OA §103
Filed
Feb 01, 2024
Examiner
VALENZUELA, PATRICIA D
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
NXP Semiconductors N.V.
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
647 granted / 717 resolved
+22.2% vs TC avg
Minimal +2% lift
Without
With
+2.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
77 currently pending
Career history
797
Total Applications
across all art units

Statute-Specific Performance

§101
1.5%
-38.5% vs TC avg
§103
66.4%
+26.4% vs TC avg
§102
16.9%
-23.1% vs TC avg
§112
6.7%
-33.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 717 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of claims 1-16 in the reply filed on 05/18/26 is acknowledged. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-16 is/are rejected under 35 U.S.C. 103 as being unpatentable over Radic(USPATENT: 11018247, hereinafter Radic) in view of Adkisson (USPGPUB DOCUMENT: 2015/0311283, hereinafter Adkisson). Re claim 1 Radic discloses in Fig 2 a method comprising: providing a substrate(210) that includes a dielectric isolation region(269) and a collector region(220) that includes semiconductor material[col6, lines 25-40]; forming a polycrystalline semiconductor layer(240)[col5,lines 35-65] over the substrate(210); forming a intrinsic base layer, wherein the intrinsic base layer(230) is in direct contact with the polycrystalline semiconductor layer(240)[col5,lines 35-65]; and forming a monocrystalline extrinsic base layer(282)[col10,lines 5-25], wherein the monocrystalline extrinsic base layer(282)[col10,lines 5-25] . Radic does not disclose forming a monocrystalline intrinsic base layer via epitaxial growth, removing the polycrystalline semiconductor layer(240)[col5,lines 35-65] after forming the monocrystalline intrinsic base layer; and forming a monocrystalline extrinsic base layer(282)[col10,lines 5-25] via epitaxial growth, wherein the monocrystalline extrinsic base layer(282)[col10,lines 5-25] is in direct contact with the monocrystalline intrinsic base layer. Adkisson disclose forming a monocrystalline intrinsic base layer(10)[0011 of Adkisson] via epitaxial growth, removing (see Fig 3-4 of Adkisson) the polycrystalline semiconductor layer(22 of Adkisson) after forming the monocrystalline intrinsic base layer; It would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to apply the teachings of Adkisson to the teachings of Radic in order to enhance device performance [0004, Adkisson]. In doing so, forming a monocrystalline extrinsic base layer(282)[col10,lines 5-25] via epitaxial growth[0011 of Adkisson], wherein the monocrystalline extrinsic base layer(282)[col10,lines 5-25] is in direct contact with the monocrystalline intrinsic base layer(10)[0011of Adkisson]. Re claim 2 Radic and Adkisson disclose the method of claim 1, further comprising: forming a dielectric spacer structure by: forming a first spacer layer over the substrate(210); forming a second spacer layer over the substrate(210); etching portions of the second spacer layer; and etching portions of the first spacer layer, wherein the dielectric spacer structure is disposed over the monocrystalline intrinsic base layer. Re claim 3 Radic and Adkisson disclose the method of claim 2, further comprising: forming a polycrystalline emitter layer and a monocrystalline emitter layer over the substrate(210) via epitaxial growth, wherein the polycrystalline emitter layer at least partially overlaps the monocrystalline extrinsic base layer(282)[col10,lines 5-25], the monocrystalline emitter layer overlaps the monocrystalline intrinsic base layer, and the dielectric spacer structure is interposed between the monocrystalline extrinsic base layer(282)[col10,lines 5-25] and the monocrystalline emitter layer and is interposed between the polycrystalline emitter layer and the monocrystalline intrinsic base layer. Re claim 4 Radic and Adkisson disclose the method of claim 2, wherein removing the polycrystalline semiconductor layer(240)[col5,lines 35-65] and forming the monocrystalline extrinsic base layer(282)[col10,lines 5-25] are performed after etching the portions of the second spacer layer. Re claim 5 Radic and Adkisson disclose the method of claim 2, wherein removing the polycrystalline semiconductor layer(240)[col5,lines 35-65] and forming the monocrystalline extrinsic base layer(282)[col10,lines 5-25] are performed before forming the dielectric spacer structure. Re claim 6 Radic and Adkisson disclose the method of claim 2, wherein removing the polycrystalline semiconductor layer(240)[col5,lines 35-65] and forming the monocrystalline extrinsic base layer(282)[col10,lines 5-25] are performed after forming the first spacer layer and forming the second spacer layer and before etching the portions of the second spacer layer and etching the portions of the first spacer layer. Re claim 7 Radic and Adkisson disclose the method of claim 2, further comprising: forming a first dielectric stack on the polycrystalline semiconductor layer(240)[col5,lines 35-65]; and forming an emitter window by etching a first opening in the first dielectric stack and the polycrystalline semiconductor layer(240)[col5,lines 35-65], wherein the first opening exposes an upper surface of the collector region(220), wherein the dielectric spacer structure is formed in the emitter window. Re claim 8 Radic and Adkisson disclose the method of claim 7, further comprising: forming a launcher layer on the exposed surface of the collector region(220) via selective epitaxial growth, wherein forming the monocrystalline intrinsic base layer further includes forming the monocrystalline intrinsic base layer on the launcher layer via selective epitaxial growth; and forming an emitter cap layer on the intrinsic base layer(230), wherein the emitter cap layer and the launcher layer each comprise silicon. Re claim 9 Radic discloses in Fig 2 a method of fabricating a transistor device, the method comprising: forming, a polycrystalline semiconductor layer(240)[col5,lines 35-65] over an isolation region(269) and a collector region(220) of substrate(210); forming, a monocrystalline extrinsic base layer(282)[col10,lines 5-25]. Radic does not disclose forming, via selective epitaxial growth, a monocrystalline intrinsic base layer over the collector region(220); removing the polycrystalline semiconductor layer(240)[col5,lines 35-65] via one or more etch processes; and forming, via selective epitaxial growth, a monocrystalline extrinsic base layer(282)[col10,lines 5-25] that directly contacts the monocrystalline intrinsic base layer. Adkisson disclose forming, via selective epitaxial growth, a monocrystalline intrinsic base layer(10)[0011 of Adkisson]; removing(see Fig 3-4 of Adkisson) the polycrystalline semiconductor layer(22 of Adkisson) via one or more etch processes; It would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to apply the teachings of Adkisson to the teachings of Radic in order to enhance device performance [0004, Adkisson]. In doing so, a monocrystalline intrinsic base layer(10)[0011 of Adkisson] over the collector region(220); and forming, via selective epitaxial growth[0011 of Adkisson], a monocrystalline extrinsic base layer(282)[col10,lines 5-25] that directly contacts the monocrystalline intrinsic base layer(10)[0011of Adkisson]. One or more etch processes for a removal process would have been obvious because a particular known technique was recognized as part of the ordinary capabilities of one skilled in the art. KSR, see MPEP 2143. Re claim 10 Radic and Adkisson disclose the method of claim 9, further comprising: forming a dielectric spacer structure by: forming a first spacer layer over the substrate(210); forming a second spacer layer over the substrate(210); etching portions of the second spacer layer; and etching portions of the first spacer layer, wherein the dielectric spacer structure is disposed over the monocrystalline intrinsic base layer. Re claim 11 Radic and Adkisson disclose the method of claim 10, further comprising: forming a polycrystalline emitter layer and a monocrystalline emitter layer over the substrate(210) via epitaxial growth, wherein the polycrystalline emitter layer at least partially overlaps the monocrystalline extrinsic base layer(282)[col10,lines 5-25], the monocrystalline emitter layer overlaps the monocrystalline intrinsic base layer, and the dielectric spacer structure is interposed between the monocrystalline extrinsic base layer(282)[col10,lines 5-25] and the monocrystalline emitter layer and is interposed between the polycrystalline emitter layer and the monocrystalline intrinsic base layer. Re claim 12 Radic and Adkisson disclose the method of claim 10, wherein removing the polycrystalline semiconductor layer(240)[col5,lines 35-65] and forming the monocrystalline extrinsic base layer(282)[col10,lines 5-25] are performed after etching the portions of the second spacer layer. Re claim 13 Radic and Adkisson disclose the method of claim 10, wherein removing the polycrystalline semiconductor layer(240)[col5,lines 35-65] and forming the monocrystalline extrinsic base layer(282)[col10,lines 5-25] are performed before forming the dielectric spacer structure. Re claim 14 Radic and Adkisson disclose the method of claim 10, wherein removing the polycrystalline semiconductor layer(240)[col5,lines 35-65] and forming the monocrystalline extrinsic base layer(282)[col10,lines 5-25] are performed after forming the first spacer layer and forming the second spacer layer and before etching the portions of the second spacer layer and etching the portions of the first spacer layer. Re claim 15 Radic and Adkisson disclose the method of claim 10, further comprising: forming a first dielectric stack on the polycrystalline semiconductor layer(240)[col5,lines 35-65]; and forming an emitter window by etching a first opening in the first dielectric stack and the polycrystalline semiconductor layer(240)[col5,lines 35-65], wherein the first opening exposes an upper surface of the collector region(220), wherein the dielectric spacer structure is formed in the emitter window. Re claim 16 Radic and Adkisson disclose the method of claim 15, further comprising: forming a launcher layer on the exposed surface of the collector region(220) via selective epitaxial growth, wherein forming the monocrystalline intrinsic base layer further includes forming the monocrystalline intrinsic base layer on the launcher layer via selective epitaxial growth; and forming an emitter cap layer on the intrinsic base layer(230), wherein the emitter cap layer and the launcher layer each comprise silicon. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PATRICIA D VALENZUELA whose telephone number is (571)272-9242. The examiner can normally be reached Monday-Friday 10am-6pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, William Partridge can be reached at 571-270-1402. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PATRICIA D VALENZUELA/Primary Examiner, Art Unit 2812
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Prosecution Timeline

Feb 01, 2024
Application Filed
Jul 30, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
92%
With Interview (+2.1%)
2y 2m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 717 resolved cases by this examiner. Grant probability derived from career allowance rate.

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