Prosecution Insights
Last updated: May 29, 2026
Application No. 18/431,051

TEMPERATURE CONTROL SYSTEM WITH FLAMMABLE HEAT TRANSFER FLUID

Non-Final OA §103
Filed
Feb 02, 2024
Priority
Aug 21, 2023 — IN 202341055820
Examiner
RUPPERT, ERIC S
Art Unit
3763
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Applied Materials, Inc.
OA Round
2 (Non-Final)
59%
Grant Probability
Moderate
2-3
OA Rounds
5m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 59% of resolved cases
59%
Career Allowance Rate
444 granted / 752 resolved
-11.0% vs TC avg
Strong +25% interview lift
Without
With
+24.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
46 currently pending
Career history
805
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
84.7%
+44.7% vs TC avg
§102
6.0%
-34.0% vs TC avg
§112
8.0%
-32.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 752 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-4, 7-12, 14-20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Namiki (CN116453971A) in view of Lee (KR20060083571A) and Liu (US20190063689A1). Regarding claim 1, Namiki teaches a system (see Fig. 1-6) comprising: a closed loop (see closed loop of temperature adjusting device 50) configured to flow a heat transfer fluid to regulate temperature of a process tool (conveying device 12), wherein the heat transfer fluid comprises a flammable or combustible fluid (temperature adjusting medium can be a liquid…can also be any one of methanol, ethanol, ethylene glycol… - Page 3, which are inherently flammable/combustible); a temperature control unit (shut-off valve 545 of 54 & cooling unit 51 – page 3) configured to receive the heat transfer fluid and regulate temperature of the heat transfer fluid; a plurality of sensors (see pressure switch 547 & “unillustrated flow meter…detecting a difference in flow rate of the cooling water” – Page 4) configured to measure one or more properties of the heat transfer fluid; and a controller (control unit – 60) configured to determine a fault in the closed loop based on sensor data received from the plurality of sensors and to further cause a corrective action responsive to determining the fault (shut-off valve…is closed when…leakage – Page 3). Namiki does not teach a plurality of sensors configured to measure one or more properties of the heat transfer fluid flowing along a first flow path from the temperature control unit to the process tool and to measure the one or more properties of the heat transfer fluid flowing along a second flow path from the process tool to the temperature control unit. Lee teaches (see Fig. 2) leak detector (222) of the heat transfer fluid flowing along a first flow path from the temperature control unit (208) to the process tool (202) and a leak detector (224) of the heat transfer fluid flowing along a second flow path from the process tool to the temperature control unit, in order to quickly respond to leaks, by measuring for leakages in both the supply and return conduits (Page 2). Liu further teaches a leak detector (100; Fig. 1-2) which uses a plurality of sensors configured to measure one or more properties of the heat transfer fluid (flowmeter 104 & pressure sensor(s) 103/112), in order to provide an improved and reliable means to detect leakages (¶[0004]). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified Namiki to include the placement of the leakage detector as taught by Lee, and the specific sensors of Liu as the leakage detector as taught by Liu, in order to quickly respond to leaks, by measuring for leakages in both the supply and return conduits (Page 2 – Lee) and in order to provide an improved and reliable means to detect leakages (¶[0004]). Regarding claim 10, Namiki teaches a method (see Fig. 1-6) comprising: causing regulation of temperature of a process tool (conveying device 12) by a flow of heat transfer fluid to the process tool along a closed loop (see closed loop of temperature adjusting device 50), wherein the heat transfer fluid comprises a flammable or combustible fluid (temperature adjusting medium can be a liquid…can also be any one of methanol, ethanol, ethylene glycol… - Page 3); causing regulation of temperature the heat transfer fluid in a temperature control unit (shut-off valve 545 of 54 & cooling unit 51 – page 3)configured to receive the heat transfer fluid from the process tool; receiving sensor data (via control unit 60) indicative of one or more measured properties of the heat transfer fluid (see pressure switch 547 & “unillustrated flow meter…detecting a difference in flow rate of the cooling water” – Page 4); determining a fault in the closed loop based on the sensor data; and causing a corrective action responsive to determining the fault (shut-off valve…is closed when…leakage – Page 3). Namiki does not teach a plurality of sensors configured to measure one or more properties of the heat transfer fluid flowing along a first flow path from the temperature control unit to the process tool and to measure the one or more properties of the heat transfer fluid flowing along a second flow path from the process tool to the temperature control unit. Lee teaches (see Fig. 2) leak detector (222) of the heat transfer fluid flowing along a first flow path from the temperature control unit (208) to the process tool (202) and a leak detector (224) of the heat transfer fluid flowing along a second flow path from the process tool to the temperature control unit, in order to quickly respond to leaks, by measuring for leakages in both the supply and return conduits (Page 2). Liu further teaches a leak detector (100; Fig. 1-2) which uses a plurality of sensors configured to measure one or more properties of the heat transfer fluid (flowmeter 104 & pressure sensor(s) 103/112), in order to provide an improved and reliable means to detect leakages (¶[0004]). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified Namiki to include the placement of the leakage detector as taught by Lee, and the specific sensors of Liu as the leakage detector as taught by Liu, in order to quickly respond to leaks, by measuring for leakages in both the supply and return conduits (Page 2 – Lee) and in order to provide an improved and reliable means to detect leakages (¶[0004]). Regarding claim 17, Namiki teaches a system (see Fig. 1-6) comprising: a temperature control unit (shut-off valve 545 of 54 & cooling unit 51 – page 3); a process tool (12); a closed loop (see closed loop of temperature adjusting device 50) to flow a heat transfer fluid between the temperature control unit and the process tool, wherein the heat transfer fluid comprises a flammable or combustible fluid (temperature adjusting medium can be a liquid…can also be any one of methanol, ethanol, ethylene glycol… - Page 3); a plurality of sensors configured to measure one or more properties of the heat transfer fluid (see pressure switch 547 & “unillustrated flow meter…detecting a difference in flow rate of the cooling water” – Page 4); and a controller (control unit – 60), wherein the controller is configured to: cause the heat transfer fluid to flow along the closed loop to regulate temperature of the process tool; cause the temperature control unit to regulate temperature of the heat transfer fluid; receive sensor data from the plurality of sensors indicative of the one or more properties of the heat transfer fluid; determine a fault in the closed loop based on the sensor data; and cause a corrective action responsive to determining the fault (shut-off valve…is opened when…normally operated…is closed when…leakage – Page 3). Namiki does not teach a plurality of sensors configured to measure one or more properties of the heat transfer fluid flowing along a first flow path from the temperature control unit to the process tool and to measure the one or more properties of the heat transfer fluid flowing along a second flow path from the process tool to the temperature control unit. Lee teaches (see Fig. 2) leak detector (222) of the heat transfer fluid flowing along a first flow path from the temperature control unit (208) to the process tool (202) and a leak detector (224) of the heat transfer fluid flowing along a second flow path from the process tool to the temperature control unit, in order to quickly respond to leaks, by measuring for leakages in both the supply and return conduits (Page 2). Liu further teaches a leak detector (100; Fig. 1-2) which uses a plurality of sensors configured to measure one or more properties of the heat transfer fluid (flowmeter 104 & pressure sensor(s) 103/112), in order to provide an improved and reliable means to detect leakages (¶[0004]). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified Namiki to include the placement of the leakage detector as taught by Lee, and the specific sensors of Liu as the leakage detector as taught by Liu, in order to quickly respond to leaks, by measuring for leakages in both the supply and return conduits (Page 2 – Lee) and in order to provide an improved and reliable means to detect leakages (¶[0004]). Regarding claim 2/11/18, Namiki teaches the limitations of claim 1/10/17, and Namiki as modified by Liu further teaches the plurality of sensors comprises one or more of: one or more pressure sensors, one or more flow sensors (see above). Regarding claim 3/12, Namiki teaches the limitations of claim 2/11, and Namiki further teaches the fault in the closed loop is determined based on at least a mismatch in first flowrate data from a first flow sensor of the one or more flow sensors and second flowrate data from a second flow sensor of the one or more flow sensors responsive to a comparison of the first flowrate data and the second flowrate data (Page 4). Regarding claim 4/19, Namiki teaches the limitations of claim 1/17, and Namiki further teaches the temperature control unit comprises: a sealed tank (tank – Page 3) along a flow path of the closed loop and configured to receive the heat transfer fluid; and a pump (pump – Page 3) configured to pump the heat transfer fluid along the flow path of the closed loop. 5. The system of claim 1, wherein the temperature control unit comprises one or more of a heating unit configured to heat the heat transfer fluid for heating the process tool or a cooling unit configured to cool the heat transfer fluid for cooling the process tool. Regarding claim 7/14, Namiki teaches the limitations of claim 1/10, and Namiki further teaches the fault in the closed loop comprises one or more of a heat transfer fluid leak in the closed loop (leakage – Page 3). Regarding claim 8/15/20, Namiki teaches the limitations of claim 1/10/17, and Namiki further teaches the fault in the closed loop comprises one or more of a heat transfer fluid leak in the closed loop (leakage – Page 3), and wherein the corrective action comprises triggering an interlock to stop the flow of heat transfer fluid in the closed loop (shut-off valve…is closed when…leakage – Page 3). Regarding claim 9/16, Namiki teaches the limitations of claim 1/10, and Namiki further teaches the process tool, wherein the process tool comprises a substrate processing chamber (12). Claim(s) 5-6, and 13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Namiki (CN116453971A) in view of Lee (KR20060083571A) and Liu (US20190063689A1), Buchberger (US20140262030A1). Regarding claim 5-6, and 13, Namiki teaches the limitations of claim 1, and Namiki does not teach the temperature control unit comprises one or more of a heating unit configured to heat the heat transfer fluid for heating the process tool, the heating unit comprises one or more resistive heating elements, wherein causing regulation of the heat transfer fluid in the temperature control unit comprises activating a heating unit configured to heat the heat transfer fluid for heating the process tool. Buchberger teaches the temperature control unit comprises one or more of a heating unit configured to heat the heat transfer fluid for heating the process tool, the heating unit comprises one or more resistive heating elements, wherein causing regulation of the heat transfer fluid in the temperature control unit comprises activating a heating unit configured to heat the heat transfer fluid for heating the process tool (see in-line resistive heater 345; Fig. 3). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified Namiki to include the resistive heater of Buchberger, in order to quickly change the fluid temperature either for heating or cooling (¶[0063]). Response to Arguments Applicant’s arguments with respect to the claim(s) have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERIC S RUPPERT whose telephone number is (571)272-9911. The examiner can normally be reached Monday - Friday 8 am - 4 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Len Tran can be reached at 571-272-1184. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERIC S RUPPERT/Primary Examiner, Art Unit 3763
Read full office action

Prosecution Timeline

Show 2 earlier events
Sep 26, 2025
Applicant Interview (Telephonic)
Sep 30, 2025
Examiner Interview Summary
Oct 24, 2025
Response Filed
Jan 07, 2026
Final Rejection mailed — §103
Mar 12, 2026
Applicant Interview (Telephonic)
Mar 26, 2026
Response after Non-Final Action
Apr 06, 2026
Request for Continued Examination
Apr 21, 2026
Response after Non-Final Action

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12638241
DOUBLE-TUBE HEAT EXCHANGER AND MANUFACTURING METHOD THEREFOR
2y 11m to grant Granted May 26, 2026
Patent 12638251
HEATING AND COOLING SYSTEM USING MECHANICAL TRANSFER OF ENCAPSULATED PHASE CHANGE MATERIALS
2y 2m to grant Granted May 26, 2026
Patent 12631406
ELECTRIC ARRANGEMENT, PANEL AND HEAT EXCHANGER
3y 7m to grant Granted May 19, 2026
Patent 12635522
ELECTRONIC COMPONENT COOLER
2y 7m to grant Granted May 19, 2026
Patent 12631399
WOUND HEAT EXCHANGER AND METHOD
2y 6m to grant Granted May 19, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

2-3
Expected OA Rounds
59%
Grant Probability
84%
With Interview (+24.7%)
2y 9m (~5m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 752 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month