Prosecution Insights
Last updated: August 17, 2026
Application No. 18/432,351

INTEGRATED CIRCUIT SEMICONDUCTOR DEVICE

Non-Final OA §102§112
Filed
Feb 05, 2024
Priority
Feb 17, 2023 — RE 10-2023-0021594
Examiner
SUN, YU-HSI DAVID
Art Unit
2817
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
77%
Grant Probability
Favorable
1-2
OA Rounds
1m
Est. Remaining
86%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allowance Rate
673 granted / 871 resolved
+9.3% vs TC avg
Moderate +8% lift
Without
With
+8.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
31 currently pending
Career history
892
Total Applications
across all art units

Statute-Specific Performance

§101
3.6%
-36.4% vs TC avg
§103
45.9%
+5.9% vs TC avg
§102
22.3%
-17.7% vs TC avg
§112
20.3%
-19.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 871 resolved cases

Office Action

§102 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant's election with traverse of Species I, sub-species a in the reply filed on 6/3/2026 is acknowledged. The traversal is on the ground(s) that figures 5A and 5B are horizontal cross sections of the first source and drain and thus the restriction requirement appears to be premature. This is found persuasive and the restriction between Species I and II is hereby withdrawn. Claim 20 is withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected sub-species, there being no allowable generic or linking claim. Applicant timely traversed the restriction (election) requirement in the reply filed on 6/3/2026. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 11 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 11, it is unclear how a width of the first gate structure can be greater than a width of the first gate structure. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-7, 12-14, 16 and 18-19 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by LIN et al. (US PG Pub 2023/0307456, hereinafter Lin). Regarding claim 1, figures 1A-1D of Lin disclose an integrated circuit semiconductor device comprising: a first transistor (105) comprising a first nano-sheet stack structure (107), a first gate structure (113), and a first source and drain (117), the first transistor having a first horizontal direction, a second horizontal direction perpendicular to the first horizontal direction, and a vertical direction perpendicular to the first horizontal direction and the second horizontal direction; and a second transistor (104) comprising a second nano-sheet stack structure (106), a second gate structure (112), and a second source and drain (116), the second transistor being separated from the first transistor by a transistor isolation insulating layer (129) in the vertical direction, wherein the first nano-sheet stack structure comprises a plurality of first nano-sheet stacks (107) spaced apart from each other in the first horizontal (X) direction, wherein each of the plurality of first nano-sheet stacks comprises a plurality of first nano-sheets stacked in the vertical direction, wherein the first gate structure extends in the second horizontal (Y) direction and surrounds the first nano-sheet stack structure in the vertical direction, wherein the first source and drain (117) is disposed on both sides of at least one first nano-sheet stack in the first horizontal direction, wherein the second nano-sheet stack structure comprises a plurality of second nano-sheet stacks (106) spaced apart from each other in the first horizontal direction, wherein each of the plurality of second nano-sheet stacks comprises a plurality of second nano-sheets (106) stacked in the vertical direction, and wherein the second gate structure (112) extends in the second horizontal direction and surrounds the second nano-sheet stack structure in the vertical direction, wherein the second source and drain (116) is disposed on both sides of at least one second nano-sheet stack in the first horizontal direction. Regarding claim 2, figures 1A-1D of Lin disclose the first transistor and the second transistor comprise different types of transistors (¶ 26). Regarding claim 3, figure 2M of Lin discloses a channel length of the first transistor (105) is different from a channel length of the second transistor (107) (due to the date electrodes 113 and 112 having different widths). Regarding claim 4, figures 1A-1D of Lin disclose the transistor isolation insulating layer comprises a gate isolation insulating layer (129) separating the first gate structure (113) and the second gate structure (112) from each other in the vertical direction. Regarding claim 5, figures 1A-1D of Lin disclose the transistor isolation insulating layer comprises a source and drain isolation insulating layer (128) separating the first source and drain (117) and the second source and drain (116) from each other in the vertical direction. Regarding claim 6, figures 1A-1D of Lin disclose a first metal wiring layer (125) connected in an inverse vertical direction to the first source and drain (117); and a second metal wiring layer (124) connected in the vertical direction to the second source and drain (116). Regarding claim 7, figures 1A-1D of Lin disclose the first source and drain and the second source and drain comprise epitaxial layers doped with impurities (¶ 92-95). Regarding claim 12, figures 1A-1D of Lin disclose an integrated circuit semiconductor device comprising: a first transistor (104) comprising a first nano-sheet stack structure (106), a first gate structure (112), and a first source and drain (116), the first transistor having a first horizontal direction, a second horizontal direction perpendicular to the first horizontal direction, and a vertical direction perpendicular to the first horizontal direction and the second horizontal direction; and a second transistor (105) comprising a second nano-sheet stack structure (107), a second gate structure (113), and a second source and drain (117), the second transistor being separated from the first transistor by a transistor isolation insulating layer (129) in the vertical direction, wherein the first nano-sheet stack structure comprises a plurality of first nano-sheet stacks spaced apart from each other in the first horizontal direction (X), wherein each of the plurality of first nano-sheet stacks comprises a plurality of first nano-sheets (106) stacked in the vertical direction, wherein the first gate structure extends in the second horizontal direction (Y) and surrounds the first nano-sheet stack structure in the vertical direction, wherein the first source and drain (116) is disposed on both sides of at least one first nano-sheet stack structure in the first horizontal direction, wherein the second nano-sheet stack structure comprises a plurality of second nano-sheet stacks spaced apart from each other in the first horizontal direction, wherein each of the plurality of second nano-sheet stacks comprises a plurality of second nano-sheets (107) stacked in the vertical direction, wherein the second gate structure (113) extends in the second horizontal direction and surrounds the second nano-sheet stack structure in the vertical direction, wherein the second source and drain (117) is disposed on both sides of at least one second nano-sheet stack in the first horizontal direction, wherein the transistor isolation insulating layer comprises a gate isolation insulating layer (129) separating the first gate structure and the second gate structure in the vertical direction, and a source and drain isolation insulating layer (128) separating the first source and drain and the second source and drain in the vertical direction; and wherein a height of the second source and drain (117) is greater than or equal to a height of the first source and drain (116). Regarding claim 13, figures 1A-1D of Lin disclose a first metal wiring layer (124) connected in an inverse vertical direction to the first source and drain (116); and a second metal wiring layer (125) connected in the vertical direction to the second source and drain (117). Regarding claim 14, figures 1A-1D of Lin disclose the first source and drain (116), and the second source and drain (117) comprise epitaxial layers doped with impurities (¶ 92-95). Regarding claim 16, figures 1A-1D of Lin disclose an integrated circuit semiconductor device comprising: a transistor isolation insulating layer (129) having a first horizontal direction, a second horizontal direction perpendicular to the first horizontal direction, and a vertical direction perpendicular to the first horizontal direction and the second horizontal direction; a first transistor (105) arranged under the transistor isolation insulating layer in an inverse vertical direction, the first transistor comprising a first nano-sheet stack structure (107), a first gate structure (113), a first source and drain (117), and a first metal wiring layer (125); and a second transistor (104) arranged under the transistor isolation insulating layer in the vertical direction, the second transistor comprising a second nano-sheet stack structure (106), a second gate structure (112), a second source and drain (116), and a second metal wiring layer (124), wherein the first nano-sheet stack structure comprises a plurality of first nano-sheet stacks spaced apart from each other in the first horizontal direction (X), wherein each of the plurality of first nano-sheet stacks comprises a plurality of first nano-sheets (107) stacked in the vertical direction, wherein the first gate structure extends in the second horizontal direction (Y) and surrounds the first nano-sheet stack structure in the vertical direction, wherein the first source and drain (117) is disposed on both sides of at least one first nano-sheet stack in the first horizontal direction, wherein the first metal wiring layer (125) is connected to the first source and drain (117) in the inverse vertical direction, wherein the second nano-sheet stack structure comprises a plurality of second nano-sheet stacks spaced apart from each other in the first horizontal direction, wherein each of the plurality of second nano-sheet stacks (106) comprises a plurality of second nano-sheets stacked in the vertical direction, wherein the second gate structure extends in the second horizontal direction and surrounds the second nano-sheet stack structure in the vertical direction, wherein the second source and drain (116) is disposed on both sides of at least one second nano-sheet stack in the first horizontal direction, and wherein the second metal wiring layer (124) is connected to the second source and drain in the vertical direction. Regarding claim 18, figures 1A-1D of Lin disclose each of the first metal wiring layer (125) and the second metal wiring layer (124) comprise a power line or a signal line. Regarding claim 19, figures 1A-1D of Lin disclose the first gate structure comprises a first gate insulating layer (108) and a first gate metal layer (113), and the second gate structure comprises a second gate insulating layer (110) and a second gate metal layer (112), and the first gate insulating layer and the second gate insulating layer are separated from each other in the vertical direction. Allowable Subject Matter Claims 8-10, 15, and 17 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to YU-HSI DAVID SUN whose telephone number is (571)270-5773. The examiner can normally be reached Mon-Fri 8am-4pm ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Marlon Fletcher can be reached at 571-272-2063. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /YU-HSI D SUN/ Primary Examiner, Art Unit 2817
Read full office action

Prosecution Timeline

Feb 05, 2024
Application Filed
Jul 15, 2026
Non-Final Rejection mailed — §102, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
77%
Grant Probability
86%
With Interview (+8.5%)
2y 8m (~1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 871 resolved cases by this examiner. Grant probability derived from career allowance rate.

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