Prosecution Insights
Last updated: October 02, 2026
Application No. 18/434,507

SEED SUBSTRATE FOR NITRIDE CRYSTAL GROWTH, PRODUCTION METHOD FOR NITRIDE CRYSTAL SUBSTRATE, AND PEELED INTERMEDIATE

Non-Final OA §103
Filed
Feb 06, 2024
Priority
Feb 08, 2023 — JP 2023-017784
Examiner
KUNEMUND, ROBERT M
Art Unit
1714
Tech Center
1700 — Chemical & Materials Engineering
Assignee
SUMITOMO CHEMICAL Company, Limited
OA Round
3 (Non-Final)
82%
Grant Probability
Favorable
3-4
OA Rounds
3m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allowance Rate
1100 granted / 1341 resolved
+17.0% vs TC avg
Moderate +13% lift
Without
With
+13.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
35 currently pending
Career history
1359
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
66.8%
+26.8% vs TC avg
§102
12.0%
-28.0% vs TC avg
§112
10.3%
-29.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1341 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Song (jp 2007176790) in view of Zhu et al (2020/02272255). The Song reference teaches a seed substrate for nitride crystal growth, note entire translation. There is a base substrate, fig 1, no 10. On the base substrate is grown an intermediate layer, which is porous and includes a gallium nitride crystal, note fig 1,no 11. There is a cover layer grown on the intermediate layer, the cover layer also being a group III nitride. The cover layer is not porous. The difference between the instant claim and the prior art is the making of the intermediate layer porous. However, the Zhu et al reference teaches making an intermediate layer porous by electrochemical means, note para 0076-0078. It would have been obvious to one of ordinary skill in the art before the filing date of the instant invention modify the Song reference by the teachings of the Zhu et al reference to make the intermediate layer porous in order to reduce the stress on the other layers during the separation step. Claim(s) 10 is/are rejected under 35 U.S.C. 103 as being unpatentable over Song (jp 2007176790) in view of Zhu et al (2020/02272255). The Song and Zhu et al references are relied on for the same reasons as stated, supra, and differ from the instant claim in the cooling and removing at the same time. However, it would have been obvious to one of ordinary skill in the art before the filing date of the instant invention to determine through routine experimentation the optimum, operable separation timing and temperature in the combined references in order to use the changes in the lattices due to heating to aid in separation. Claim(s) 11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Song (jp 2007176790) in view of Zhu et al (2020/02272255). The Song and Zhu et al references are relied on for the same reasons as stated, supra, and differ from the instant claim in the orientation. However, it would have been obvious to one of ordinary skill in the art before the filing date of the instant invention to determine through routine experimentation the optimum, operable orientation of the layer in the combined references in order to have the wanted orientation for further growth, noting the 0001 orientation is well known. Claim(s) 13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Song (jp 2007176790) in view of Zhu et al (2020/02272255). The Song and Zhu et al references are relied on for the same reasons as stated, supra, and differ from the instant claim in the polishing the base and repeating steps. However, it would have been obvious to one of ordinary skill in the art before the filing date of the instant invention to determine through routine experimentation the optimum, operable treatment of the base for further use and repeating the steps in the combined references in order to reuse the substrate. Claim 12 is objected to as being dependent upon a rejected base claim but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The prior art does not teach the warping step as set froth in the instant claim. Examiner’s Remarks Claims 1 to 8, 16 and 17 stand allowed over the prior art of record. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ROBERT M KUNEMUND whose telephone number is (571)272-1464. The examiner can normally be reached M-F 8:00 am to 4:30 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kaj Olsen can be reached at 571-272-1344. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. RMK /ROBERT M KUNEMUND/ Primary Examiner, Art Unit 1714
Read full office action

Prosecution Timeline

Feb 06, 2024
Application Filed
Feb 18, 2026
Non-Final Rejection mailed — §103
Apr 16, 2026
Response Filed
May 12, 2026
Final Rejection mailed — §103
Jun 15, 2026
Response after Non-Final Action
Aug 14, 2026
Request for Continued Examination
Aug 27, 2026
Response after Non-Final Action
Sep 09, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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METHOD FOR EVALUATING QUARTZ GLASS CRUCIBLE, METHOD FOR MANUFACTURING THE SAME, AND QUARTZ GLASS CRUCIBLE
3y 0m to grant Granted Sep 22, 2026
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2y 7m to grant Granted Sep 15, 2026
Patent 12735801
NANOWIRES NETWORK
2y 10m to grant Granted Sep 15, 2026
Patent 12735804
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2y 6m to grant Granted Sep 15, 2026
Patent 12729455
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2y 9m to grant Granted Sep 08, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
82%
Grant Probability
95%
With Interview (+13.2%)
2y 11m (~3m remaining)
Median Time to Grant
High
PTA Risk
Based on 1341 resolved cases by this examiner. Grant probability derived from career allowance rate.

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