Prosecution Insights
Last updated: October 02, 2026
Application No. 18/437,086

METHODS AND APPARATUS OF GENERAL FRAMEWORK FOR MODEL/FUNCTIONALITY IDENTIFICATION

Non-Final OA §102
Filed
Feb 08, 2024
Priority
Feb 17, 2023 — continuation of PCTCN2023076840 +2 more
Examiner
JAHANGIR, KABIR U
Art Unit
2464
Tech Center
2400 — Computer Networks
Assignee
MediaTek Inc.
OA Round
1 (Non-Final)
88%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allowance Rate
412 granted / 470 resolved
+29.7% vs TC avg
Moderate +9% lift
Without
With
+9.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
15 currently pending
Career history
480
Total Applications
across all art units

Statute-Specific Performance

§101
4.3%
-35.7% vs TC avg
§103
48.4%
+8.4% vs TC avg
§102
27.3%
-12.7% vs TC avg
§112
8.3%
-31.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 470 resolved cases

Office Action

§102
DETAILED ACTION Claims 1-10 and 15-20 are pending. Claims 11-14 are withdrawn. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) submitted on 08/21/2024 and 11/24/2025 was filed. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Specification The lengthy specification has not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant's cooperation is requested in correcting any errors of which applicant may become aware in the specification. Election/Restrictions Claims 11-14 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected Group II, there being no allowable generic or linking claim. Election was made to Group I without traverse in the reply filed on 07/16/2026. Claim Interpretation The following is a quotation of 35 U.S.C. 112(f): (f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The claims in this application are given their broadest reasonable interpretation using the plain meaning of the claim language in light of the specification as it would be understood by one of ordinary skill in the art. The broadest reasonable interpretation of a claim element (also commonly referred to as a claim limitation) is limited by the description in the specification when 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked. As explained in MPEP § 2181, subsection I, claim limitations that meet the following three-prong test will be interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph: (A) the claim limitation uses the term “means” or “step” or a term used as a substitute for “means” that is a generic placeholder (also called a nonce term or a non-structural term having no specific structural meaning) for performing the claimed function; (B) the term “means” or “step” or the generic placeholder is modified by functional language, typically, but not always linked by the transition word “for” (e.g., “means for”) or another linking word or phrase, such as “configured to” or “so that”; and (C) the term “means” or “step” or the generic placeholder is not modified by sufficient structure, material, or acts for performing the claimed function. Use of the word “means” (or “step”) in a claim with functional language creates a rebuttable presumption that the claim limitation is to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites sufficient structure, material, or acts to entirely perform the recited function. Absence of the word “means” (or “step”) in a claim creates a rebuttable presumption that the claim limitation is not to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is not interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites function without reciting sufficient structure, material or acts to entirely perform the recited function. Claim limitations in this application that use the word “means” (or “step”) are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Conversely, claim limitations in this application that do not use the word “means” (or “step”) are not being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. This application includes one or more claim limitations that do not use the word “means,” but are nonetheless being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because the claim limitation(s) uses a generic placeholder that is coupled with functional language without reciting sufficient structure to perform the recited function and the generic placeholder is not preceded by a structural modifier. Such claim limitation(s) is/are: “an information module” and “an identification module” in claim 15. Because this/these claim limitation(s) is/are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, it/they is/are being interpreted to cover the corresponding structure described in the specification as performing the claimed function, and equivalents thereof. If applicant does not intend to have this/these limitation(s) interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, applicant may: (1) amend the claim limitation(s) to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph (e.g., by reciting sufficient structure to perform the claimed function); or (2) present a sufficient showing that the claim limitation(s) recite(s) sufficient structure to perform the claimed function so as to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-10 and 15-20 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Deogun et al. (US 20260238555, Deogun hereinafter). As to claim 1: Deogun discloses a method for a user equipment (UE) using artificial intelligence-machine learning (AI-ML) model in a wireless network comprising: receiving, by the UE, an AI-ML model from an AI server in the wireless network (see at least paragraphs [0251]-[0255], The UE 3 is to acquire the AI/ML model from an AI/ML server.), wherein the UE is connected with a radio access network (RAN) node of the wireless network (see at least Fig. 13, UE is connected to RAN); obtaining related model information of the AI-ML model (see at least paragraph [0373], the base station 5 may also be configured to transmit, to the UE 3, a request for information regarding the AI/ML models that the UE 3 is using.); and providing the related model information of the received AI-ML model to the wireless network (see at least paragraphs [0372]-[0373], the UE 3 may transmit, to the base station 5, an AI/ML model ID, AI/ML model version number, and/or the use case or feature for which the AI/ML model has been activated.). As to claim 2: Deogun discloses the method of claim 1. Deogun further discloses wherein the UE receives the AI-ML model and the related model information of the AI-ML model together from the AI server (see at least paragraph [0255], the base station 5 may provide an indication of model versions of the supported AI/ML models in the information broadcast.). As to claim 3: Deogun discloses the method of claim 2. Deogun further discloses wherein the UE receives the related model information of the AI-ML model from a network function (NF) or a network server (see at least paragraph [0373], the base station 5 may also be configured to transmit, to the UE 3, a request for information regarding the AI/ML models that the UE 3 is using.). As to claim 4: Deogun discloses the method of claim 2. Deogun further discloses wherein the UE receives related model information of the AI-ML model from the RAN node (see at least paragraph [0373], the base station 5 may also be configured to transmit, to the UE 3, a request for information regarding the AI/ML models that the UE 3 is using.). As to claim 5: Deogun discloses the method of claim 1. Deogun further discloses wherein the UE receives the AI-ML model from the AI server through a user-plane (UP) traffic with the related model information of the AI-ML model then starts performing model identification (see at least paragraph [0362] Transmission of the AI/ML model to the UE 3 may be via RRC transmissions or user plane (UP) transmission.). As to claim 6: Deogun discloses the method of claim 1. Deogun further discloses wherein the UE obtains the related model information of the AI-ML model to perform at least one model identification procedure comprising a UE-vendor specific procedure and a chipset specific procedure (see at least paragraph [0296], vendor specific). As to claim 7: Deogun discloses the method of claim 6. Deogun further discloses where the UE provides the related model information of the received AI-ML model to the RAN node through a radio resource control (RRC) procedure (see at least paragraph [0290], the UE 3 may transmit an RRC message to the base station 5 that includes an indication of an AI/ML model ID of an AI/ML model stored at the UE 3). As to claim 8: Deogun discloses the method of claim 6. Deogun further discloses wherein the UE provides the related model information of the received AI-ML model to a core network (CN) node through a Non-Access-Stratum (NAS) procedure (see at least paragraph [0253], the AI/ML model could be transmitted to the UE 3 via the AMF 10-1 (using corresponding NAS signaling).). As to claim 9: Deogun discloses the method of claim 1. Deogun further discloses wherein the AI-ML model is identified by a model ID (see at least paragraphs [0372]-[0373], the UE 3 may transmit, to the base station 5, an AI/ML model ID, AI/ML model version number, and/or the use case or feature for which the AI/ML model has been activated.). As to claim 10: Deogun discloses the method of claim 9. Deogun further discloses further comprising: receiving a model index for each configured AI-ML model from the RAN node during RRC connection, and wherein each model index is mapped to at least one model ID identifying an AI-ML model (see at least paragraph [0264], The AI/ML SIB may include the model IDs of the supported (or ‘available’) AI/ML models.). As to claim 15: Deogun discloses a user equipment (UE), comprising: a transceiver that transmits and receives radio frequency (RF) signal in a wireless network (see at least paragraph [0378], transceiver circuit to transmit and receive signals); an artificial intelligence-machine learning (AI-ML) model receiver that receives an AI-ML model from an AI server in the wireless network (see at least paragraphs [0251]-[0255], The UE 3 is to acquire the AI/ML model from an AI/ML server.), wherein the UE is connected with a radio access network (RAN) node of the wireless network (see at least Fig. 13, UE is connected to RAN); an information module that obtains related model information of the AI-ML model (see at least paragraph [0373], the base station 5 may also be configured to transmit, to the UE 3, a request for information regarding the AI/ML models that the UE 3 is using.); and an identification module that provides the related model information of the received AI-ML model to the wireless network (see at least paragraphs [0372]-[0373], the UE 3 may transmit, to the base station 5, an AI/ML model ID, AI/ML model version number, and/or the use case or feature for which the AI/ML model has been activated.). As to claim 16: Deogun discloses the UE of claim 15. Deogun further discloses wherein the UE receives AI-ML model and the related model information of the AI-ML model together from the AI server (see at least paragraph [0255], the base station 5 may provide an indication of model versions of the supported AI/ML models in the information broadcast.). As to claim 17: Deogun discloses the UE of claim 16. Deogun further discloses wherein the UE receives related model information of the AI-ML model through a network function (NF), a network server, or the RAN node (see at least paragraph [0373], the base station 5 may also be configured to transmit, to the UE 3, a request for information regarding the AI/ML models that the UE 3 is using.). As to claim 18: Deogun discloses the UE of claim 16. Deogun further discloses wherein the UE obtains the related model information of the AI-ML model to perform at least one model identification procedure comprising a UE-vendor specific procedure and a chipset specific procedure (see at least paragraph [0296], vendor specific). As to claim 19: Deogun discloses the UE of claim 18. Deogun further discloses where the UE provides the related model information of the received AI-ML model to the RAN node through a radio resource control (RRC) procedure or to a core network (CN) node through a Non-Access-Stratum (NAS) procedure (see at least paragraph [0253], the AI/ML model could be transmitted to the UE 3 via the AMF 10-1 (using corresponding NAS signaling).). As to claim 20: Deogun discloses the UE of claim 15. Deogun further discloses wherein the AI-ML model is identified by a model ID (see at least paragraphs [0372]-[0373], the UE 3 may transmit, to the base station 5, an AI/ML model ID, AI/ML model version number, and/or the use case or feature for which the AI/ML model has been activated.). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Cheng et al. (US 20260052073) discloses RRC Procedure Design For Wireless AI/ML. Geng, Tingting (US 20250330844) discloses Information Transmission Method And Communication Apparatus. Roy et al. (US 20240107597) discloses Enhancing Wireless Communications Efficiency In 5G/6G Networks Through AI/ML Model Management And Deployment. Kumar et al. (US 20230093963) discloses Artificial Intelligence Based Enhancements For Idle And Inactive State Operations. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KABIR U JAHANGIR whose telephone number is (571)272-0796. The examiner can normally be reached Mon-Fri 10am to 6:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ricky Ngo can be reached at (571)272-3139. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /K. J./ Examiner, Art Unit 2464 /RICKY Q NGO/Supervisory Patent Examiner, Art Unit 2464
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Prosecution Timeline

Feb 08, 2024
Application Filed
Aug 26, 2026
Non-Final Rejection mailed — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
88%
Grant Probability
97%
With Interview (+9.0%)
2y 4m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 470 resolved cases by this examiner. Grant probability derived from career allowance rate.

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