Prosecution Insights
Last updated: October 02, 2026
Application No. 18/438,110

MULTIPLANE NANOPHOTONIC VOXEL ENGINE

Non-Final OA §102§103
Filed
Feb 09, 2024
Priority
Feb 10, 2023 — provisional 63/484,225
Examiner
VU, PHU
Art Unit
2871
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Massachusetts Institute of Technology
OA Round
2 (Non-Final)
85%
Grant Probability
Favorable
2-3
OA Rounds
0m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allowance Rate
867 granted / 1017 resolved
+17.3% vs TC avg
Moderate +10% lift
Without
With
+9.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
22 currently pending
Career history
1036
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
58.7%
+18.7% vs TC avg
§102
29.3%
-10.7% vs TC avg
§112
3.0%
-37.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1017 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments, see Remarks, filed , with respect to the rejection(s) of claim(s) 1-31 under Kramida have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Azadeh. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-4, 9-13, 22-23, 25 and 30-32 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Azadeh “Monolithically integrated MEMs cantilevers with embedded waveguides for visible light beam scanning”. Regarding claim 1, Azadeh teaches a multiplane nanophotonic voxel engine comprising: a laser light source (see abstract); and a photonic integrated circuit, wherein the photonic integrated circuit comprises a plurality of beam-steering cantilevers (page 3 1st paragraph under Operation principle and architecture heading) and a plurality of modulators (phase shifters see abstract). Regarding claim 2, Azadeh teaches the multiplane nanophotonic voxel engine of claim 1, wherein the laser light source emits light having at least three different wavelengths (see page 19 1st paragraph). Regarding claim 4, Azadeh teaches the multiplane nanophotonic voxel engine of claim 1, wherein the plurality of beam-steering cantilevers are piezoelectrically actuated beam-steering cantilevers (page 7 2nd last paragraph). Regarding claim 9, Azadeh teaches the multiplane nanophotonic voxel engine of claim 1, wherein each beam-steering cantilever in the plurality of beam-steering cantilevers comprises one or more waveguides (page 7 last paragraph). Regarding claim 10 Azadeh teaches the multiplane nanophotonic voxel engine of claim 9, wherein the one or more waveguides emit modulated light (fig. 1c). Regarding claim 11, Azadeh teaches the multiplane nanophotonic voxel engine of claim 9, wherein a first waveguide has a first length, and a second waveguide has a second length (see page 7 last paragraph discloses multiple waveguides). Regarding claim 12, Azadeh teaches the multiplane nanophotonic voxel engine of claim 11, wherein selectively sending light to the first waveguide causes the first waveguide to emit light onto a first image plane (see fig. 3a and 4a). Regarding claim 22, Azadeh teaches method comprising: receiving light from a laser light source (see abstract); distributing the light to a plurality of beam-steering cantilevers (see abstracdt), wherein each beam-steering cantilever comprises one or more waveguides (fig. 1c); and actuating at least one of the plurality of beam-steering cantilevers to cause at least one of the one or more respective waveguides to emit light (2d scanning and light projection see abstract. Regarding claim 23, Azadeh teaches the method of claim 22, wherein the laser light source emits light having at least three different wavelengths (page 6 last paragraph). Regarding claim 25, Azadeh teaches the method of claim 22, wherein the plurality of beam-steering cantilevers are piezoelectrically actuated beam-steering cantilevers (page 7 3rd paragraph). Regarding claim 30, Azadeh teaches the method of claim 22, wherein a first waveguide of the one or more waveguides has a first length, and a second waveguide of the one or more waveguides has a second length (see fig. 1C claim does not require first and second length to be different). Regarding claim 31, Azadeh teaches the method of claim 30, wherein selectively sending light to the first waveguide causes the first waveguide to emit light onto a first image plane (see fig. 3a and 4a). Regarding claim 32, Azadeh teaches the photonic integrated circuit comprises a substrate that is connected to the plurality of beam steering cantilevers (page 7 3rd paragraph). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 3, 13-15 and 24 is/are rejected under 35 U.S.C. 103 as being unpatentable over Azadeh in view of Mashayekh “Silicon nitride PIC based multi-color laser engines for life science application”. Regarding claim 3, Azadeh teaches the multiplane nanophotonic voxel engine of claim 1, but does not explicitly teach wherein the laser light source comprises at least a red laser, a green laser, and a blue laser. Mashayekh teaches a photonic integrated circuit with multiple laser sources (fig 2) covering the entire visible spectrum (see 3rd paragraph after introduction). Therefore, it would have been obvious to an ordinarily skilled artisan before the effective filing date of the claimed invention to modify Azadeh in view of Mashayekh for better cover the entire visible spectrum. Regarding claim 13, Azadeh teaches teaches the multiplane nanophotonic voxel engine of claim 1, but does not teach wherein the plurality of modulators are configured to distribute light to the plurality of beam-steering cantilevers. However Mashayekh teaches plurality of modulators are configured to distribute light to the a fiber array (see fig. 2 which equivalent to beam steering cantilever of Azadeh) for covering the entire visible spectrum (see 3rd paragraph after introduction). Therefore, it would have been obvious to an ordinarily skilled artisan before the effective filing date of the claimed invention to modify Azadeh in view of Mashayekh for better cover the entire visible spectrum. Regarding claims 14-15, Azadeh teaches the limitations of claim 1 except the plurality of modulators comprise broadband switches or Mach-Zehnder interferometer switches. Azadeh teaches grating couplers/phase shifters (see abstract) as the modulators. Mashayekh teaches the use of Mach Zehnder interferometers allowing expansion to coverage of the visible spectrum (see page 3 last paragraph- page 4 1st paragraph). Therefore, it would have been obvious to an ordinarily skilled artisan before the effective filing date of the claimed invention to modify Azadeh in view of Mashayekh for better cover the entire visible spectrum. Regarding claim 24, Azadeh teaches the method of claim 22, but does not teach wherein the laser light source comprises at least a red laser, a green laser, and a blue laser. Mashayekh teaches a photonic integrated circuit with multiple laser sources (fig 2) covering the entire visible spectrum (see 3rd paragraph after introduction). Therefore, it would have been obvious to an ordinarily skilled artisan before the effective filing date of the claimed invention to modify Azadeh in view of Mashayekh for better cover the entire visible spectrum. Claim(s) 5-8, 16-21, 26-29 is/are rejected under 35 U.S.C. 103 as being unpatentable over Azadeh. Regarding claim 5/ 26, Azadeh teaches the multiplane nanophotonic voxel engine/method of claim 4 /25, since Azadeh teaches a piezoelectric actuator then the piezoelectrically actuated beam-steering cantilevers comprise a piezoelectric film is considered obvious as piezoelectric film is well-known form of piezoelectric actuation and examiner takes official notice of this. Therefore, it would have been obvious to an ordinarily skilled artisan before the effective filing date of the claimed invention to substitute piezoelectric film for the piezo-electric actuator of Azadeh so as to reduce the size of the device. Regarding claim 6 / 27, Azadeh teaches the multiplane nanophotonic voxel engine/ method of claim 5 / 26, wherein the piezoelectrically actuated beam-steering cantilevers are actuated by applying a voltage to the piezoelectric film (see page 7 3rd paragraph). Regarding claim 7 / 28, Azadeh teaches the multiplane nanophotonic voxel engine / method of claim 4 / 25, wherein the piezoelectrically actuated beam-steering cantilevers comprise a piezoelectric stack. Since Azadeh teaches a piezoelectric actuator then the piezoelectrically actuated beam-steering cantilevers comprise a piezoelectric stack is considered obvious as piezoelectric stack is well-known form of piezoelectric actuation and examiner takes official notice of this. Therefore, it would have been obvious to an ordinarily skilled artisan before the effective filing date of the claimed invention to substitute piezoelectric film for the piezo-electric actuator of Azadeh so as to provide more precision actuation. Regarding claim 8/ 28, Azadeh teaches the multiplane nanophotonic voxel engine / method of claim 7 / 27, wherein the piezoelectrically actuated beam-steering cantilevers are actuated by applying a voltage to the piezoelectric stack (see page 7 3rd paragraph). Regarding 16-17, Azadeh teaches the limitations of claims 16-17 except the multiplane nanophotonic voxel engine enables projection of light over at least ten image planes; wherein each image plane has 4K resolution. However Azadeh does teach multiple image planes (see fig. 3a and 4a). The explicit recitation of at least ten image planes does not impose any additional structure since the current specification does not tie this or the image plane having 4K resolution. Assuming there is no novel hardware or structure not already claimed to enable this than ten image planes and 4K resolution (an industry standard) would be considered obvious to one of ordinary skill in the art. Regarding claim 18, Azadeh teaches the voxel engine of claim 16, wherein the light comprises light having at least three different wavelengths (spanning visible spectrum page 6 last paragraph to page 7 1st paragraph). Regarding claim 19-21, Azadeh teaches the limitations of claim 1, while Azadeh does not directly teach wherein the multiplane nanophotonic voxel engine has a refresh rate of at least 100,000 frames per second, the multiplane nanophotonic voxel engine consumes less than one milliwatt of power per megavoxel, wherein the photonic integrated circuit has an area less than 100 mm2, these limitations are not tied to any specific structure not taught by Azadeh. They appear to be performance targets and the specification does not identify if they are the result of a novel structure. Absent this they would be considered routine optimization as efficiency (power per megavoxel), reduction in size (photonic IC area) and performance (high refresh rates) will always be an end goal and thus achievable through routine optimization and thus obvious to one of ordinary skill in the art. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PHU VU whose telephone number is (571)272-1562. The examiner can normally be reached 11:00 - 7:00 M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer Carruth can be reached at 571-272-9791. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PHU VU/Primary Examiner, Art Unit 2871
Read full office action

Prosecution Timeline

Feb 09, 2024
Application Filed
Jan 12, 2026
Non-Final Rejection mailed — §102, §103
Jun 12, 2026
Response Filed
Aug 31, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
85%
Grant Probability
95%
With Interview (+9.8%)
2y 2m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1017 resolved cases by this examiner. Grant probability derived from career allowance rate.

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