Prosecution Insights
Last updated: July 17, 2026
Application No. 18/442,206

SOLAR CELL AND MANUFACTURING METHOD THEREOF, PHOTOVOLTAIC MODULE, AND ELECTRICAL DEVICE

Non-Final OA §103§112
Filed
Feb 15, 2024
Priority
Dec 24, 2021 — CN 202111603126.4 +1 more
Examiner
KANG, TAE-SIK
Art Unit
1728
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Contemporary Amperex Technology Co., Limited
OA Round
4 (Non-Final)
58%
Grant Probability
Moderate
4-5
OA Rounds
6m
Est. Remaining
86%
With Interview

Examiner Intelligence

Grants 58% of resolved cases
58%
Career Allowance Rate
324 granted / 559 resolved
-7.0% vs TC avg
Strong +28% interview lift
Without
With
+28.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
27 currently pending
Career history
588
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
79.5%
+39.5% vs TC avg
§102
8.5%
-31.5% vs TC avg
§112
11.1%
-28.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 559 resolved cases

Office Action

§103 §112
DETAILED ACTION Examiner’s Notes The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Remarks Claims 1, 4, 7, and 11 are amended. Claims 5 are cancelled. Claims 1-4 and 6-14 are pending. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112: (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-4 and 6-14 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor, or for pre-AIA the applicant regards as the invention. Claim 1 recites “the first photovoltaic portion” in line 21. There is insufficient antecedent basis for this limitation in the claim. For the purpose of this office action, the recitation will be treated as if it recites “the photovoltaic conversion structure”. All claims which depend on clam 1 are rejected by virtue of dependency. Appropriate correction is required. Claim 7 recites “a first photovoltaic portion” in line 4. It is unclear whether the claimed “a first photovoltaic portion” is identical to or a different feature from the claimed “the first photovoltaic portion” in claim 1. All claims which depend on clam 7 are rejected by virtue of dependency. Appropriate correction is required. Claim 11 recites “the first photovoltaic portion” in line 17. There is insufficient antecedent basis for this limitation in the claim. For the purpose of this office action, the recitation will be treated as if it recites “the photovoltaic conversion structure”. All claims which depend on clam 11 are rejected by virtue of dependency. Appropriate correction is required. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-4 and 6-14 are rejected under 35 U.S.C. 103 as being unpatentable over AZUMA (JP 2013077749 A, see English Machine Translation) in view of YOON (KR 20150039534 A, see English Machine Translation) and ALAM (US 20140217535 A1). Regarding claim 1, AZUMA teaches a solar cell (see the thin film solar cell in Fig. 1D attached below) comprising: a plurality of sub-cells (see the sub-cells (regions 51) in Fig. 1D attached below), wherein the plurality of sub-cells are electrically connected to each other (see Fig. 1D attached below); a dead zone (see the dead zone (separation/electrode connection region 50) in Fig. 1D attached below), disposed between two adjacent sub-cells (see Fig. 1D attached below), the dead zone including a main portion, a first hollowed portion, a second hollowed portion, and a recessed portion (see Fig. 1D attached below); a reflection structure (see the light-guiding section 41 with the semi-cylindrical linear cylindrical lens 401 & the reflective member 402), disposed on at least a part of surfaces of the dead zone (see Fig. 1D attached below), and configured to reflect incident light radiated on the dead zone (The light-guiding section 41 has this function; see Fig. 1D attached below); a packaging structure (see the adhesive filling layer 20 & surface protection layer 30) including an adhesive film (see the adhesive filling layer 20) and a cover plate (see the surface protection layer 30), disposed on a side of the reflection structure away from the dead zone (see Fig. 1D attached below), and configured to reflect the incident light, which is reflected by the reflection structure, to a surface of the sub-cell to convert the incident light into electrical energy (The surface protection layer 30 has this function; see Fig. 1D attached below) wherein the reflection structure comprises a body portion and an extension portion (see the body portion and the extension portion in Fig. 1D attached below), the body portion is disposed in the recessed portion (see Fig. 1D attached below), and the extension portion protrudes from a surface of the main portion (see the top surface of the main portion of the dead zone), the surface being oriented toward the packaging structure (see Fig. 1D attached below), the extension portion is on a side of the adhesive film away from the cover plate (see Fig. 1D attached below), the main portion comprises a first electrode layer, a photovoltaic conversion structure, and a second electrode layer (see the back electrode 13, the photoelectric conversion layer 14, and the transparent electrode 15 in the main portion) (see Fig. 1D attached below), and the second electrode layer comprising a first electrode portion and a second electrode portion (see the first electrode portion and the second electrode portion in Fig. 1D attached below), wherein the first electrode portion is located on a surface of the first photovoltaic portion (see Fig. 1D attached below), the surface being oriented back from the first electrode layer (see Fig. 1D attached below), and the recessed portion runs through at least the first electrode portion (see Fig. 1D attached below). PNG media_image1.png 572 1254 media_image1.png Greyscale Regarding the claimed “the body portion and the extension portion are made of a same material, which is an insulative reflection material configured to directly reflect the incident light radiated on the dead zone”, AZUMA teaches the body portion and the extension portion are made of a same material (see Fig. 1D attached below and [0089] a semi-cylindrical linear cylindrical lens 401 made of an insulating inorganic or organic material), which is an insulative reflection material ([0098] the linear cylindrical lens may be made of insulating inorganic materials such as SiO2, Al2O3, SiN, and SiON; The SiO2, Al2O3, SiN, and SiON materials are insulative reflection materials), but does not explicitly disclose the claimed “configured to directly reflect the incident light radiated on the dead zone”. However, YOON discloses a reflective member in a solar cell, wherein Fig. 2 shows that the body portion and the extension portion of the reflective member 700 are made of a same material, which is an insulative reflection material (see TiO2, SiO2) configured to directly reflect the incident light radiated on the dead zone (see Fig. 2, P10-P11). It would have been obvious to one of the ordinary skill in the art before the effective filing date of the claimed invention to employ the reflective member of YOON, which is made of the same insulative reflection material and directly reflects the incident light radiated on the dead zone, for the light-guiding section of AZUMA, because the selection of a known material based on its suitability for its intended use supports a prima facie obviousness determination (MPEP 2144). Regarding the claimed “the second electrode portion fills completely the second hollowed portion and connects the first electrode portion and the first electrode layer”, AZUMA teaches the second electrode portion connects the first electrode portion and the first electrode layer (see Fig. 1D attached above), but does not explicitly disclose the claimed “fills completely the second hollowed portion”. However, ALAM discloses a thin film photovoltaic panel, wherein the second electrode portion of the conductive layer 140 (corresponding to the claimed “the second electrode portion of the second electrode layer”) fills completely the second scribe 135 (corresponding to the claimed “second hollowed portion”) (see Fig. 1). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the transparent electrode 15 so as to fill completely the second hollowed portion in AZUMA as taught by ALAM, because the change in configuration of shape of a device is obvious absent persuasive evidence that the particular configuration is significant. See In re Dailey, 357 F.2d 669, 149 USPQ 47 (CCPA 1966) (see MPEP § 2144.04). Regarding claim 2, Applicant is directed above for a full discussion as applied to claim 1. AZUMA teaches the reflection portion covers all surfaces, oriented toward the packaging structure, of the dead zone (see the rejection of claim 1 and Fig. 1D attached in the rejection of claim 1). Regarding claim 3, Applicant is directed above for a full discussion as applied to claim 1. AZUMA teaches the reflection structure comprises a curved convex surface protruding away from the dead zone (see the rejection of claim 1 and Fig. 1D attached in the rejection of claim 1). Regarding claim 4, Applicant is directed above for a full discussion as applied to claim 1. AZUMA teaches the plurality of sub-cells each comprise two end portions (see the left and right end portions of each of the sub-cells) disposed opposite to each other (see Fig. 1D attached below); and the main portion connects the end portions of the two adjacent sub-cells, the recessed portion is formed by recessing the dead zone relative to the main portion (see Fig. 1D attached below), and the reflection structure is disposed on the main portion and/or the recessed portion (see Fig. 1D attached below). PNG media_image2.png 562 908 media_image2.png Greyscale PNG media_image3.png 576 898 media_image3.png Greyscale Regarding claim 6, Applicant is directed above for a full discussion as applied to claim 1. AZUMA teaches a part of the extension portion is located on the surface of the main portion, the surface being oriented toward the packaging structure (see Fig. 1D attached in the rejection of claim 4 and in the rejection of claim 5). Regarding claim 7, Applicant is directed above for a full discussion as applied to claim 4. AZUMA teaches the photovoltaic conversion structure comprises a first photovoltaic portion and a second photovoltaic portion (see the first photovoltaic portion and the second photovoltaic portion in Fig. 1D attached below), the first photovoltaic portion is located on a surface of the first electrode layer (see the top surface of the back electrode layer 13 in the main portion), and the second photovoltaic portion connects the first photovoltaic portion and the first electrode layer (see Fig. 1D attached below). PNG media_image4.png 482 1130 media_image4.png Greyscale Regarding claim 8, Applicant is directed above for a full discussion as applied to claim 7. AZUMA teaches the photovoltaic conversion structure comprises a photovoltaic conversion layer (see the photovoltaic conversion structure comprising the photoelectric conversion layer 14 in the main portion), and the photovoltaic conversion layer is located at least between the first electrode layer and the second electrode layer (see the rejection of claim 7 and Fig. 1D); the photovoltaic conversion structure further comprises an electron transport layer, and the electron transport layer is located between the photovoltaic conversion layer and the second electrode layer; and/or the photovoltaic conversion structure further comprises a hole transport layer, and the hole transport layer is located between the photovoltaic conversion layer and the first electrode layer ([0072] The buffer layer needs to be light-transmitting so that the light incident from the transparent electrode 15 can be transmitted to the photoelectric conversion layer 14; [0073] The buffer layer is made of CdS; The photovoltaic conversion component further comprises the buffer layer made of CdS between the transparent electrode 15 and the photoelectric conversion layer 14, wherein the CdS layer is an electron transport layer because the CdS layer is an n-type semiconductor and transport electrons). Regarding claim 9, Applicant is directed above for a full discussion as applied to claim 1. AZUMA teaches a photovoltaic module (see the integrated thin-film solar cell module in Fig. 1D), comprising the solar cell according to claim 1 (see the rejection of claim 1). Regarding claim 10, Applicant is directed above for a full discussion as applied to claim 9. AZUMA teaches an electrical device (see the integrated thin-film solar cell module in Fig. 1D, which is an electrical device), comprising the photovoltaic module according to claim 9 (see the rejection of claim 9). Regarding claim 11, AZUMA teaches a solar cell manufacturing method (see the integrated thin-film solar cell module manufacturing method; see Fig. 1D, [0051]-[0089]), comprising: providing a plurality of sub-cells (see the sub-cells (regions 51) in Fig. 1D attached below), wherein the sub-cells are electrically connected to each other (see Fig. 1D attached below), and a dead zone (see the dead zone (separation/electrode connection region 50) in Fig. 1D attached below) is disposed between two adjacent sub-cells (see Fig. 1D attached below), the dead zone including a main portion, a first hollowed portion, a second hollowed portion, and a recessed portion (see Fig. 1D attached below); providing a reflection structure (see the light-guiding section 41 with the reflective member 402), disposed on at least a part of surfaces of the dead zone (see Fig. 1D attached below); and providing a packaging structure (see the adhesive filling layer 20 & surface protection layer 30) including an adhesive film (see the adhesive filling layer 20) and a cover plate (see the surface protection layer 30), disposed on a side of the reflection portion away from the dead zone (see Fig. 1D attached below), wherein the reflection structure comprises a body portion and an extension portion (see the body portion and the extension portion in Fig. 1D attached below), the body portion is disposed in the recessed portion (see Fig. 1D attached below), and the extension portion protrudes from a surface of the main portion (see the top surface of the main portion of the dead zone), the surface being oriented toward the packaging structure (see Fig. 1D attached below), the extension portion is on a side of the adhesive film away from the cover plate (see Fig. 1D attached below), the main portion comprises a first electrode layer, a photovoltaic conversion structure, and a second electrode layer (see the back electrode 13, the photoelectric conversion layer 14, and the transparent electrode 15 in the main portion) (see Fig. 1D attached below), and the second electrode layer comprising a first electrode portion and a second electrode portion (see the first electrode portion and the second electrode portion in Fig. 1D attached below), wherein the first electrode portion is located on a surface of the first photovoltaic portion (see Fig. 1D attached below), the surface being oriented back from the first electrode layer (see Fig. 1D attached below), and the recessed portion runs through at least the first electrode portion (see Fig. 1D attached below). PNG media_image1.png 572 1254 media_image1.png Greyscale PNG media_image3.png 576 898 media_image3.png Greyscale Regarding the claimed “the body portion and the extension portion are made of a same material, which is an insulative reflection material configured to directly reflect the incident light radiated on the dead zone”, AZUMA teaches the body portion and the extension portion are made of a same material (see Fig. 1D attached below and [0089] a semi-cylindrical linear cylindrical lens 401 made of an insulating inorganic or organic material), which is an insulative reflection material ([0098] the linear cylindrical lens may be made of insulating inorganic materials such as SiO2, Al2O3, SiN, and SiON; The SiO2, Al2O3, SiN, and SiON materials are insulative reflection materials), but does not explicitly disclose the claimed “configured to directly reflect the incident light radiated on the dead zone”. However, YOON discloses a reflective member in a solar cell, wherein Fig. 2 shows that the body portion and the extension portion of the reflective member 700 are made of a same material, which is an insulative reflection material (see TiO2, SiO2) configured to directly reflect the incident light radiated on the dead zone (see Fig. 2, P10-P11). It would have been obvious to one of the ordinary skill in the art before the effective filing date of the claimed invention to employ the reflective member of YOON, which is made of the same insulative reflection material and directly reflects the incident light radiated on the dead zone, for the light-guiding section of AZUMA, because the selection of a known material based on its suitability for its intended use supports a prima facie obviousness determination (MPEP 2144). Regarding the claimed “the second electrode portion fills completely the second hollowed portion and connects the first electrode portion and the first electrode layer”, AZUMA teaches the second electrode portion connects the first electrode portion and the first electrode layer (see Fig. 1D attached above), but does not explicitly disclose the claimed “fills completely the second hollowed portion”. However, ALAM discloses a thin film photovoltaic panel, wherein the second electrode portion of the conductive layer 140 (corresponding to the claimed “the second electrode portion of the second electrode layer”) fills completely the second scribe 135 (corresponding to the claimed “second hollowed portion”) (see Fig. 1). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the transparent electrode 15 so as to fill completely the second hollowed portion in AZUMA as taught by ALAM, because the change in configuration of shape of a device is obvious absent persuasive evidence that the particular configuration is significant. See In re Dailey, 357 F.2d 669, 149 USPQ 47 (CCPA 1966) (see MPEP § 2144.04). Regarding claim 12, Applicant is directed above for a full discussion as applied to claim 11. AZUMA teaches the providing a reflection structure disposed on at least a part of surfaces of the dead zone comprises: applying the reflection structure onto at least a part of surfaces of the dead zone by filling or coating (see Fig. 1D, [0095], [0085]-[0088]). Regarding claim 13, Applicant is directed above for a full discussion as applied to claim 1. AZUMA teaches the body portion and the extension portion are made of the same material (see the rejection of claim 1), which is selected from at least one of reflection powder, titanium dioxide powder, glass microsphere powder, or insulative reflection filaments ([0098] the linear cylindrical lens may be made of insulating inorganic materials such as SiO2, Al2O3, SiN, and SiON by sputtering, plasma CVD, EB deposition, or the like; One of ordinary skill in the art would appreciate that the layer made of SiO2, Al2O3, SiN, and SiON by sputtering method comprises particle powder morphology. It would have been obvious to one of the ordinary skill in the art before the effective filing date of the claimed invention to employ the SiO2, Al2O3, SiN, and SiON layer formed by sputtering method, which comprises particle powder morphology, for the semi-cylindrical linear cylindrical lens in AZUMA, because AZUMA suggests the SiO2, Al2O3, SiN, and SiON layer formed by sputtering method are the proper material for the semi-cylindrical linear cylindrical lens. Regarding claim 14, Applicant is directed above for a full discussion as applied to claim 11. AZUMA teaches the body portion and the extension portion are made of the same material (see the rejection of claim 1), which is selected from at least one of reflection powder, titanium dioxide powder, glass microsphere powder, or insulative reflection filaments ([0098] the linear cylindrical lens may be made of insulating inorganic materials such as SiO2, Al2O3, SiN, and SiON by sputtering, plasma CVD, EB deposition, or the like; One of ordinary skill in the art would appreciate that the layer made of SiO2, Al2O3, SiN, and SiON by sputtering method comprises particle powder morphology. It would have been obvious to one of the ordinary skill in the art before the effective filing date of the claimed invention to employ the SiO2, Al2O3, SiN, and SiON layer formed by sputtering method, which comprises particle powder morphology, for the semi-cylindrical linear cylindrical lens in AZUMA, because AZUMA suggests the SiO2, Al2O3, SiN, and SiON layer formed by sputtering method are the proper material for the semi-cylindrical linear cylindrical lens. Response to Arguments Applicant's arguments filed on 01/08/2026 have been fully considered, but they are not persuasive. Regarding claims 1 and 11, Applicant’s argument regarding that the prior art does not teach or suggest the new limitation in the amended claims 1 and 11 in P7-P8, is not persuasive. ALAM discloses the second electrode portion of the conductive layer 140 (corresponding to the claimed “the second electrode portion of the second electrode layer”) fills completely the second scribe 135 (corresponding to the claimed “second hollowed portion”) (see Fig. 1). Therefore, AZUMA in view of ALAM teaches all limitation required by the amended claims 1 and 11. Conclusion Applicant's amendment necessitated the modified and/or new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). Any inquiry concerning this communication or earlier communications from the examiner should be directed to TAE-SIK KANG whose telephone number is 571-272-3190. The examiner can normally be reached on 9:00am – 5:00pm. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Matthew T. Martin can be reached on 571-270-7871. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TAE-SIK KANG/ Primary Examiner, Art Unit 1728
Read full office action

Prosecution Timeline

Show 11 earlier events
Oct 08, 2025
Non-Final Rejection mailed — §103, §112
Jan 06, 2026
Applicant Interview (Telephonic)
Jan 07, 2026
Examiner Interview Summary
Jan 08, 2026
Response Filed
Feb 04, 2026
Final Rejection mailed — §103, §112
Mar 23, 2026
Examiner Interview Summary
Mar 23, 2026
Applicant Interview (Telephonic)
Apr 02, 2026
Response after Non-Final Action

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Prosecution Projections

4-5
Expected OA Rounds
58%
Grant Probability
86%
With Interview (+28.1%)
2y 11m (~6m remaining)
Median Time to Grant
High
PTA Risk
Based on 559 resolved cases by this examiner. Grant probability derived from career allowance rate.

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