Prosecution Insights
Last updated: April 19, 2026
Application No. 18/451,011

SEMICONDUCTOR STRUCTURE AND METHOD FOR FORMING SAME

Non-Final OA §102
Filed
Aug 16, 2023
Examiner
PHAM, HOAI V
Art Unit
2892
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Changxin Memory Technologies Inc.
OA Round
1 (Non-Final)
89%
Grant Probability
Favorable
1-2
OA Rounds
2y 2m
To Grant
87%
With Interview

Examiner Intelligence

Grants 89% — above average
89%
Career Allow Rate
616 granted / 693 resolved
+20.9% vs TC avg
Minimal -2% lift
Without
With
+-2.0%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 2m
Avg Prosecution
13 currently pending
Career history
706
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
32.8%
-7.2% vs TC avg
§102
39.6%
-0.4% vs TC avg
§112
16.1%
-23.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 693 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election of claims 1-9 in the reply filed on 11/24/2025 is acknowledged. Because applicant did not distinctly and specifically point out the supposed errors in the restriction requirement, the election has been treated as an election without traverse (MPEP § 818.01(a)). Specification The title of the invention is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-9 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by LIU et al [CN 114373764] IDS. With respect to claim 1, LIU et al (figs. 1-7c) disclose a semiconductor structure comprising: a substrate (100, fig. 4b); an storage array (30, fig. 7a) located on the substrate and comprising a plurality of memory cells arranged in an array along a first direction (X) and a second direction (Y), each of the memory cells comprising a transistor structure, the transistor structure comprising a gate electrode (204, fig. 7a) and an active area (201, 202’, 203’), and the active area comprising a first active area and a second active area distributed on opposite sides of the gate electrode (204, fig. 7a) along the first direction, wherein the first direction and the second direction are both parallel to a top surface of the substrate and the first direction is perpendicular to the second direction; a word line (403) extending along the second direction, being continuously and electrically connected with a plurality of gate electrodes in the memory cells arranged at intervals along the second direction; and a bit line (402’) extending along the first direction, located on outside of each of the memory cells along the second direction, being continuous and electrically connected with the first active areas and the second active areas in a plurality of the memory cells arranged at intervals along the first direction. With respect to claim 2, LIU et al (fig. 7c) disclose wherein the first active area (201, 202’, 203’) comprises a first channel region (210), and a first source region (203’) and a first drain region (202’) distributed on opposite sides of the first channel region along a third direction, and the third direction is perpendicular to the top surface of the substrate; and the second active area (201, 202’, 203’) comprises a second channel region (210), and a second source region (203’) and a second drain region (202’) distributed on opposite sides of the second channel region along the third direction, and the first channel region and the second channel region are symmetrically distributed with respect to the gate electrode (204). With respect to claim 3, LIU et al (fig. 7c) disclose wherein the semiconductor structure further comprises: a bit line contact (401’) array located below the storage array, comprising a plurality of bit line contact structures arranged in an array along the first direction and the second direction; wherein the bit line contact structures are electrically connected with the active area in the transistor structure, and a plurality of the bit line contact structures arranged at intervals along the first direction are electrically connected with a same one bit line. With respect to claim 4, LIU et al (fig. 7b) disclose wherein the bit line contact (401) array and the memory array (302) are arranged in a staggered way; and each of the bit line contact structures is in contact and electrical connection with two active areas adjacent along the first direction, and each of the active areas is in contact and electrical connection with two bit line contact structures adjacent along the first direction. With respect to claim 5, LIU et al (fig. 7b-7c) disclose wherein for one bit line contact structure (401’) located between two adjacent ones of the memory cells along the first direction, one end of the one bit line contact structure along the first direction is electrically connected with the first source region (203’) in one of the two adjacent memory cells, and another end of the one bit line contact structure along the first direction is electrically connected with the second source region (203’) in another of the two adjacent memory cells; and the two bit line contact structures in contact and electrical connection with the active area are symmetrically distributed with respect to an axis of the active area, and the axis extends along the second direction. With respect to claim 6, LIU et al (fig. 7a-7c) disclose wherein a projection of the bit line contact structure (401) on the top surface of the substrate has a same shape and a same size as a shape and size of a projection of the active area on the top surface of the substrate; and a distance between two adjacent bit line contact structures is equal to a distance between two adjacent active areas. With respect to claim 7, LIU et al (fig. 7a-7c) disclose wherein each of the memory cells further comprises: a capacitor structure (302, 302’) located above the transistor structure, being electrically connected with the first drain region and the second drain region, wherein a projection of the capacitor structure on the top surface of the substrate at least completely covers a projection of the active area on the top surface of the substrate. With respect to claim 8, LIU et al (fig. 7a-7c) disclose wherein the each of the memory cells further comprises: a node contact structure (301, 301’) located between the capacitor structure and a transistor, wherein one end of the node contact structure is in contact and electrical connection with the first drain region and the second drain region, and another end of the node contact structure is in contact and electrical connection with the capacitor structure. With respect to claim 9, LIU et al (fig. 1g) disclose wherein a plurality of word lines (WL) are arranged at intervals along the first direction and a plurality of bit lines (BL) are arranged at intervals along the second direction; and a distance between two adjacent word line along the first direction, a distance between two adjacent bit lines along the second direction, and a distance between two adjacent ones of the memory cells are all equal to each other. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to HOAI V PHAM whose telephone number is (571)272-1715. The examiner can normally be reached M-F 8:30a.m-10:00p.m. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Drew Richards can be reached at 571-271-1736. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HOAI V PHAM/Primary Examiner, Art Unit 2892
Read full office action

Prosecution Timeline

Aug 16, 2023
Application Filed
Jan 07, 2026
Non-Final Rejection — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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MEMORY DEVICE HAVING ULTRA-LIGHTLY DOPED REGION AND MANUFACTURING METHOD THEREOF
2y 5m to grant Granted Apr 14, 2026
Patent 12593757
LIGHT-EMITTING DIODE FOR GENERATING A MULTI-PEAK BROADBAND BLUE-VIOLET LIGHT SPECTRUM
2y 5m to grant Granted Apr 07, 2026
Patent 12588189
MEMORY DEVICES WITH VERTICAL TRANSISTORS
2y 5m to grant Granted Mar 24, 2026
Patent 12588184
TRANSISTOR, SEMICONDUCTOR STRUCTURE, MEMORY, AND METHOD FOR FORMING SAME
2y 5m to grant Granted Mar 24, 2026
Patent 12588192
SEMICONDUCTOR DEVICE
2y 5m to grant Granted Mar 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
89%
Grant Probability
87%
With Interview (-2.0%)
2y 2m
Median Time to Grant
Low
PTA Risk
Based on 693 resolved cases by this examiner. Grant probability derived from career allow rate.

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