Prosecution Insights
Last updated: April 19, 2026
Application No. 18/456,231

SEMICONDUCTOR STRUCTURE, FABRICATION METHOD THEREOF, AND MEMORY SYSTEM

Non-Final OA §102§103§112
Filed
Aug 25, 2023
Examiner
PAGE, STEVEN MITCHELL CHR
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Yangtze Memory Technologies Co. Ltd.
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
2y 4m
To Grant
92%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allow Rate
359 granted / 433 resolved
+14.9% vs TC avg
Moderate +9% lift
Without
With
+8.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
33 currently pending
Career history
466
Total Applications
across all art units

Statute-Specific Performance

§101
3.4%
-36.6% vs TC avg
§103
38.4%
-1.6% vs TC avg
§102
36.1%
-3.9% vs TC avg
§112
21.5%
-18.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 433 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of claims 1-13 in the reply filed on 12/01/2025 is acknowledged. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. Claims 1-13 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claims 1, 7, and 13 recite “…at an end proximate to the [contact]…” Merriam Webster defines ‘proximate” as “very close, near.” However, Applicant has not defined how close or near something must be to be “proximate” to the contact. Thus, there is ambiguity as to where the layers must be to meet the limitations of “proximate.” Therefore, claims 1, 7, and 13 are rejected under 35 USC 112b for being indefinite, and claims 2-12 are rejected for at least their dependencies. For the purposes of Examination, any distance will be considered to meet the limitations of “proximate.” Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-10 and 12-13 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Moll et al. (US 20080128773 A1, hereinafter Moll) With regards to claim 1, Moll discloses a semiconductor structure, (FIGS. 1-2A) comprising: a transistor; (transistor 5) a contact (contact 31,35) located on the transistor and coupled with a first active area (source/drain 51) of the transistor; and a capacitive structure (capacitor 2, see FIGS. 1-2A) located over the contact, wherein an extending direction of a sidewall of the capacitive structure at an end proximate to the contact overlaps an extending direction of a sidewall of the contact, (see FIG. 1m, showing the overlap between the horizontal sidewall of the contact and the vertical sidewall of the capacitor) and one electrode of the capacitive structure is coupled with the contact. (See FIG. 1) With regards to claim 2, Moll discloses the semiconductor structure of claim 1, wherein at least a part of the capacitive structure and the contact are confined within one and the same opening. (see FIGS. 1-2B, showing the layers in the same opening) With regards to claim 3, Moll discloses the semiconductor structure of claim 1, wherein the contact comprises a connecting layer (contact 58) and a conductive part, (contact 24) and the connecting layer is located between the first active area and the conductive part. With regards to claim 4, Moll discloses the semiconductor structure of claim 1, wherein the capacitive structure comprises: a first sub capacitor (capacitor portion 211) and a second sub capacitor; (capacitor portion 212) and a first sidewall (sidewall of portion 211) extending in a first direction and a second sidewall (horizontal sidewall between 211 and 212) extending in a second direction crossing the first direction, wherein the second sidewall extends along an interface between the first sub capacitor and the second sub capacitor. (See FIG. 2A, showing the extension) With regards to claim 5, Moll discloses the semiconductor structure of claim 4, further comprising an insulating layer (insulation layer 71) located over the first active area, wherein the capacitive structure penetrates through the insulating layer. (see FIG. 1) With regards to claim 6, Moll discloses the semiconductor structure of claim 5, wherein the insulating layer comprises a first sub insulating layer (insulation layer 71) and a second sub insulating layer, (insulation layer 76) the first sub insulating layer is located between the second sub insulating layer and the contact, (see FIG. 1, showing the positioning) the first sub capacitor penetrates through the first sub insulating layer in a third direction perpendicular to the second direction and is coupled with the contact, (see FIGS. 1 and 2A, where the capacitor 211 of FIG. 2 penetrates through insulation layer 71) the second sub capacitor penetrates through the second sub insulating layer in the third direction, and (see FIGS. 1 and 2A, where the capacitor 212 of FIG. 2 penetrates through insulation layer 76) the second sidewall extends along an interface between the first sub insulating layer and the second sub insulating layer. (see FIGS. 1 and 2A, where the horizontal portion of capacitor 2 of FIG. 2 extends along the interface between insulation layers 71 and 76) With regards to claim 7, Moll discloses the semiconductor structure of claim 6, wherein a size of the second sub capacitor at an end proximate to the transistor in the second direction is smaller than a size of the first sub capacitor at an end away from the transistor in the second direction. (see FIG. 2A, showing the second sub capacitor having a smaller end than the first sub capacitor) With regards to claim 8, Moll discloses the semiconductor structure of claim 3, wherein a thickness of the conductive part is larger than a thickness of the connecting layer in a third direction. (see FIG. 1, showing the thickness of contact 24 is larger than the thickness of contact 58 from left to right) With regards to claim 9, Moll discloses the semiconductor structure of claim 8, wherein the thickness of the conductive part is larger than or equal to twice of the thickness of the connecting layer in the third direction. (see FIG. 1, showing the thickness of contact 24 is at least twice as large the thickness of contact 58 from left to right) With regards to claim 10, Moll discloses the semiconductor structure of claim 3, wherein the contact further comprises a buffering layer, and the connecting layer is located between the buffering layer and the conductive part. With regards to claim 12, Moll discloses the semiconductor structure of claim 1, wherein the capacitive structure comprises: a first electrode, (electrode 21) a dielectric layer (dielectric 22) and a second electrode (electrode 23) disposed sequentially, wherein the first electrode is coupled with the contact, and a plurality of the capacitive structures are coupled by the second electrode. (See FIGS. 1 and 2A, where the second electrode 23 couples multiple capacitors 2) With regards to claim 13, Moll discloses a memory system, (FIGS. 1-2A) comprising: a memory device comprising: a transistor; (transistor 5) a contact (contact 31,35) located on the transistor and coupled with a first active area (source/drain 51) of the transistor; and a capacitive structure (capacitor 2, see FIGS. 1-2A) located over the contact, wherein an extending direction of a sidewall of the capacitive structure at an end proximate to the contact overlaps an extending direction of a sidewall of the contact, (see FIG. 1, showing the overlap between the horizontal sidewall of the contact and the vertical sidewall of the capacitor) and one electrode of the capacitive structure is coupled with the contact; and a memory controller (peripheral circuitry connected to access transistor 5) coupled with the memory device and controlling the memory device. (See at least Paragraphs [0039] and [0073]) Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Moll et al. (US 20080128773 A1, hereinafter Moll) With regards to claim 11, Moll discloses the semiconductor structure of claim 10, wherein the first active area comprises single crystal silicon or polysilicon, (silicon substrate, see Paragraph [0042]). However, Moll does not explicitly teach the connecting layer comprises metal silicide, and the buffering layer comprises single crystal silicon or polysilicon. It should be noted that metal silicides and single crystal silicon/polysilicon are well-known conductive materials that can be substituted to obtain predictable results. Therefore, it would have been obvious to one of ordinary skill in the art to modify the device of Moll to have the specific conductive materials as recited above. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Cho et al. (US 20210202490 A1) – multi-layered structure with aligned sidewalls. Any inquiry concerning this communication or earlier communications from the examiner should be directed to STEVEN M Page whose telephone number is (571)272-3249. The examiner can normally be reached M-F: 10:00AM-6:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christine S. Kim can be reached at 571-272-8548. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /STEVEN M PAGE/Primary Patent Examiner, Art Unit 2812
Read full office action

Prosecution Timeline

Aug 25, 2023
Application Filed
Dec 16, 2025
Non-Final Rejection — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12604513
SEMICONDUCTOR DEVICE
2y 5m to grant Granted Apr 14, 2026
Patent 12581643
SEMICONDUCTOR MEMORY DEVICE AND METHOD FOR FABRICATING THE SAME
2y 5m to grant Granted Mar 17, 2026
Patent 12575089
MEMORY DEVICE WITH TAPERED BIT LINE CONTACT
2y 5m to grant Granted Mar 10, 2026
Patent 12568611
MEMORY DEVICE WITH CELL PADS HAVING DIAGONAL SIDEWALLS
2y 5m to grant Granted Mar 03, 2026
Patent 12568845
CHIP SCALE SEMICONDUCTOR PACKAGE HAVING BACK SIDE METAL LAYER AND RAISED FRONT SIDE PAD AND METHOD OF MAKING THE SAME
2y 5m to grant Granted Mar 03, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
92%
With Interview (+8.6%)
2y 4m
Median Time to Grant
Low
PTA Risk
Based on 433 resolved cases by this examiner. Grant probability derived from career allow rate.

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