Prosecution Insights
Last updated: April 19, 2026
Application No. 18/457,337

SEMICONDUCTOR DEVICE AND METHOD FOR FABRICATING THE SAME

Non-Final OA §103
Filed
Aug 29, 2023
Examiner
XU, ZHIJUN
Art Unit
2818
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
SK Hynix Inc.
OA Round
1 (Non-Final)
77%
Grant Probability
Favorable
1-2
OA Rounds
3y 5m
To Grant
90%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allow Rate
43 granted / 56 resolved
+8.8% vs TC avg
Moderate +13% lift
Without
With
+12.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
43 currently pending
Career history
99
Total Applications
across all art units

Statute-Specific Performance

§103
67.5%
+27.5% vs TC avg
§102
16.6%
-23.4% vs TC avg
§112
12.9%
-27.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 56 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Specification The title of the invention is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed. The following title is suggested: SEMICONDUCTOR DEVICE with high and low work function electrodes. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-12 are rejected under 35 U.S.C. 103 as being unpatentable over Son et al. (US 20210183862) in view of Kang et al. (US 20170186753). Regarding claim 1, Son teaches a semiconductor device (Abstract) comprising: a horizontal layer (fig. 3, semiconductor patterns SP; para. 0037) spaced apart from a lower structure (substrate SUB; para. 0035) to extend along a direction (second direction D2; para. 0037) parallel to the lower structure (SUB); a first conductive line (bit lines BL; para. 0031) extending along a direction (third direction D3; para. 0031) perpendicular to the lower structure (SUB) and coupled to one end of the horizontal layer (SP); a data storage element (data storage element DS) coupled to the other end of the horizontal layer (SP); and a second conductive line (word lines WL; para. 0032) extending along a direction (first direction D1; para. 0032) across the horizontal layer (SP), wherein the second conductive line (WL) comprises: a generic gate (first gate electrode GE1 or second gate electrode GE2) positioned adjacent to the first conductive line (GE1 positioned adjacent to BL though first dopant region SD1; para. 0038). Son fails to explicitly teach the generic gate comprises: a high work function electrode; and a low work function electrode having a cup shape laterally oriented and positioned adjacent to the first conductive line and having a lower work function than the high work function electrode. However, Kang teaches the generic gate (Kang: fig. 10B, gate electrode BG2; para. 0168, similar to GE1 of Son) comprises: a high work function electrode (Kang: lower buried portion 307 is formed of a material having a higher work function; para. 0151); and a low work function electrode (Kang: work function liner 310L may have a work function lower; para. 0152) having a cup shape laterally oriented (Kang: U-shape and view laterally as the horizontal GE1 of Son) and positioned adjacent to the first conductive line (Kang: first impurity region 313; para. 0152, similar to SD1 connect to BL of Son) and having a lower work function (Kang: 310L includes lower work function material) than the high work function electrode (Kang: 307 includes higher work function material). Kang and Son are considered to be analogous to the claimed invention because they are in the same field of semiconductor devices. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to add a high work function electrode and a low work function electrode for the generic gate as taught by Kang. Doing so would realize gate structure with intermediate barrier to improve insulation internal pressure between the gate electrode and other conductive structures and improved performance (Kang: para. 0009, 0184). Regarding claim 2, Son in view of Kang further teaches the semiconductor device of claim 1, further comprising: a covered barrier layer (Kang: fig. 10B, lower barrier 311; para. 0150) covering an upper surface (Kang: right surface as upper surface when view as the horizontal GE1 in Son), a lower surface (Kang: left surface), and one side surface (Kang: bottom surface) of the high work function electrode (Kang: 307); and a vertical barrier layer (Kang: intermediate barrier 312; para. 0150 and vertical when view as the horizontal GE1 in Son) between the other side surface (Kang: top surface) of the high work function electrode (Kang: 307) and the low work function electrode (Kang: 310L). Regarding claim 3, Son in view of Kang further teaches the semiconductor device of claim 1, wherein the low work function electrode (Kang: fig. 10B, 310L) includes an outer surface (Kang: bottom surface) opposed to the high work function electrode (Kang: 307) and a bended inner surface (Kang: top surface bended U-shape) opposed to the first conductive line (Kang: connect to 313). Regarding claim 4, Son in view of Kang further teaches the semiconductor device of claim 3, further comprising: a gap-fill material (Kang: fig. 10B, upper buried portion 308M; para. 0168) disposed on the inner surface (Kang: top surface) of the low work function electrode (Kang: 310L). Regarding claim 5, Son in view of Kang further teaches the semiconductor device of claim 1, further comprising: a gap-fill material (Kang: fig. 10B, upper buried portion 308M; para. 0168) disposed on an inner surface (Kang: top surface) of the low work function electrode (Kang: 310L). Regarding claim 6, Son in view of Kang further teaches the semiconductor device of claim 1, wherein the low work function electrode (Kang: fig. 10B, 310L) includes N-type dopant doped polysilicon (Kang: 310L includes N-type doped polysilicon; para. 0152). Regarding claim 7, Son in view of Kang further teaches the semiconductor device of claim 1, wherein the high work function electrode (Kang: fig. 10B, 307) includes metal, metal nitride (Kang: 307 may include tungsten; para. 0168), or a combination thereof. Regarding claim 8, Son in view of Kang further teaches the semiconductor device of claim 1, wherein the horizontal layer (Son: fig. 3, SP) includes a single crystal semiconductor material, a polycrystalline semiconductor material (Son: poly-silicon and/or single-crystalline silicon; para. 0037), or an oxide semiconductor material. Regarding claim 9, Son in view of Kang further teaches the semiconductor device of claim 1, wherein the horizontal layer (Son: fig. 3, SP) comprises: a first doped region (Son: first dopant region SD1; para. 0038) coupled to the first conductive line (Son: BL); a second doped region (Son: second dopant region SD2; para. 0038) coupled to the data storage element (Son: DS); and a channel (Son: channel region CH; para. 0038) between the first doped region (Son: SD1) and the second doped region (Son: SD2). Regarding claim 10, Son in view of Kang further teaches the semiconductor device of claim 1, wherein the second conductive line (Son: fig.3, WL) includes a double structure (Son: GE1 and GE2) and opposed to each other (Son: SP between GE1 and GE2) with the horizontal layer (Son: SP) interposed therebetween. Regarding claim 11, Son in view of Kang further teaches the semiconductor device of claim 1, wherein the data storage element (Son: fig. 8A, DS) includes a capacitor (Son: capacitor; para. 0033), and the capacitor (Son: capacitor DS) includes a cylindrical first electrode (Son: first electrode EL1 may have a solid cylinder shape; para. 0073), a second electrode (Son: second electrode EL2; para. 0073), and a dielectric layer (Son: dielectric layer DL; para. 0073) between the first electrode (Son: EL1) and the second electrode (Son: EL2). Regarding claim 12, Son in view of Kang further teaches the semiconductor device of claim 1, further comprising: a gate dielectric layer (Son: fig. 8A, gate insulating layer GI; para. 0061) fully covering each of an upper surface and a lower surface of the horizontal layer (Son: upper surface and lower surface of SP). Claim 13 is rejected under 35 U.S.C. 103 as being unpatentable over Son in view of Kang as applied to claim 1 above, and further in view of Muller et al. (US 20100283107). Regarding claim 13, Son in view of Kang teaches the semiconductor device of claim 1 including the data storage element (Son: fig.3 DS connect to SD2 of SP). Son in view of Kang fails to teach an additional low work function electrode adjacent to the data storage element and having a lower work function than the high work function electrode. However, Muller teaches an additional low work function electrode (Muller: fig. 1, material B on the right side; para. 0041, similar to another portion 310L of Kang on SD2 side of GE of Son) adjacent to the data storage element (Muller: drain region D; para. 0036, similar to SD2 connect to DS of SP of Son) and having a lower work function (Muller: work function of WFB smaller than WFA; para. 0041) than the high work function electrode (Muller: work function of WFA; para. 0041, similar to 307 of Wang). Muller, Kang and Son are considered to be analogous to the claimed invention because they are in the same field of semiconductor devices. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to add an additional low work function electrode as taught by Muller. Doing so would realize a structure with inhomogeneous work function for decreasing gate lengths (Muller: para. 0007). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ZHIJUN XU whose telephone number is (571)270-3447. The examiner can normally be reached Monday-Thursday 9am-5pm ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Eva Montalvo can be reached at (571) 270-3829. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ZHIJUN XU/Examiner, Art Unit 2818 /BRIAN TURNER/Examiner, Art Unit 2818
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Prosecution Timeline

Aug 29, 2023
Application Filed
Jan 09, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
77%
Grant Probability
90%
With Interview (+12.9%)
3y 5m
Median Time to Grant
Low
PTA Risk
Based on 56 resolved cases by this examiner. Grant probability derived from career allow rate.

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