Prosecution Insights
Last updated: May 29, 2026
Application No. 18/457,756

SEMICONDUCTOR DEVICE

Non-Final OA §102
Filed
Aug 29, 2023
Priority
Oct 27, 2022 — RE 10-2022-0140506
Examiner
SMITH, SAMUEL JONATHAN
Art Unit
2817
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
85%
Grant Probability
Favorable
1-2
OA Rounds
8m
Est. Remaining
85%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allowance Rate
33 granted / 39 resolved
+16.6% vs TC avg
Minimal +0% lift
Without
With
+0.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
9 currently pending
Career history
56
Total Applications
across all art units

Statute-Specific Performance

§103
76.0%
+36.0% vs TC avg
§102
18.2%
-21.8% vs TC avg
§112
5.0%
-35.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 39 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of 1-7, 10-13, 15, 16 and 18-20 in the reply filed on 1/23/2026 is acknowledged. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless - (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claim invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claim invention. Claims 1-7, 10-13, 15-16, and 18-20 are rejected under 35 U.S.C. 102(a)(1)/(a)(2) as being anticipated by Seong (US 20210193664 A1). Regarding claim 1, Seong discloses a semiconductor device comprising: a substrate (Fig. 6A, 110) including a cell region (Fig. 1, CR) and a connection region around the cell region (See attached figure); a plurality of cell device isolation layers (Fig. 6A, 116) in the cell region of the substrate, the plurality of cell device isolation layers defining a plurality of active regions (118) in the cell region of the substrate; a cell word line (Fig. 1, WL; Fig. 6B, 120) extending across the plurality of active regions (Shown in Fig. 1) in a first horizontal direction (X direction) on the cell region of the substrate; a cell bit line (Fig. 1, BL; Figs. PNG media_image1.png 583 729 media_image1.png Greyscale 6A-B, 140) including a cell metallic conductive pattern (first metal conductive pattern 145 in the cell region), the cell metallic conductive pattern extending on the cell region of the substrate in a second horizontal direction (Para. 43 "The first metal conductive layer, the second metal conductive layer, and the insulation capping layer are etched, thereby forming a plurality of bit lines 147 each including a first metal conductive pattern 145 and a second metal conductive pattern 146, which have a line shape"; PNG media_image2.png 612 414 media_image2.png Greyscale para. 45 "a plurality of bit lines 147... may each extend lengthwise in the second horizontal direction (Y direction)"; the bit lines extend in a second horizontal direction and the cell metallic conductive patterns are part of the bit lines), the second horizontal direction intersecting the first horizontal direction (X direction intersects the Y direction); and a connection bit line (Fig. 1, BL in the connection region; Figs. 6A-B, comprises 146, 145 and 132 in the connection region) including a connection metallic conductive pattern (first metal conductive pattern 145 in the connection region), the connection metallic conductive pattern extending in the second horizontal direction on the connection region of the substrate (Para. 43 "The first metal conductive layer, the second metal conductive layer, and the insulation capping layer are etched, thereby forming a plurality of bit lines 147 each including a first metal conductive pattern 145 and a second metal conductive pattern 146"; para. 45 "a plurality of bit lines 147... may each extend lengthwise in the second horizontal direction (Y direction)"; the bit lines extend in a second horizontal direction and the cell metallic conductive patterns are part of the bit lines), wherein a top surface of the connection bit line is located at a vertical level that is equal to or lower than a top surface of the cell bit line (See attached figure), and a height of the connection metallic conductive pattern in a vertical direction is equal to or greater than a height of the cell metallic conductive pattern in the vertical direction (Fig. 6A shows height of connection metallic conductive pattern being equal to height of cell metallic conductive pattern). Regarding claim 2, Seong discloses further comprising: a connection region isolation layer (118 in connection region) in the connection region of the substrate (Shown in Fig. 6A), wherein a top surface of the connection region isolation layer is located at a higher vertical level than the substrate in the cell region (Shown). Regarding claim 3, Seong discloses wherein the cell bit line further includes a cell conductive semiconductor pattern (Fig. 6A, conductive semiconductor pattern 132 in cell region) between the cell metallic conductive pattern and the substrate (Shown), the connection bit line further includes a connection conductive semiconductor pattern (Conductive semiconductor pattern 132 in connection region) between the connection metallic conductive pattern and the substrate, and a top surface of the connection conductive semiconductor pattern is located at a vertical level that is equal to or lower than a top surface of the cell conductive semiconductor pattern (Shown). Regarding claim 4, Seong discloses wherein a bottom surface of the connection bit line is located at a vertical level that is equal to or higher than a bottom surface of the cell bit line (Shown in Fig. 6A). PNG media_image3.png 269 472 media_image3.png Greyscale Regarding claim 5, Seong discloses wherein a thickness of the connection bit line in the vertical direction is less than a thickness of the cell bit line in the vertical direction (See attached figure). Regarding claim 6, Seong discloses further comprising: a connection insulating layer (second insulating pattern 114 in connection region) between the substrate in the connection region and the connection bit line, wherein at least a portion of a bottom surface of the connection metallic conductive pattern is in direct contact with a top surface of the connection insulating layer (Shown in Fig. 6A). Regarding claim 7, Seong discloses further comprising: a connection region isolation layer (Fig. 6A, 116 in connection region) in the connection region of the substrate, wherein the plurality of active regions include an outer active region and at least one inner active region (See attached figure), the outer active region is adjacent to the connection region isolation layer, the at least one inner active region is spaced apart from the connection region isolation layer with the outer active region therebetween, and a top surface of at least a portion of the cell bit line on the outer active region has a vertical level that is equal to or lower than a top surface of a remaining portion of the cell bit line PNG media_image4.png 612 530 media_image4.png Greyscale disposed on the inner active region (Shown). PNG media_image1.png 583 729 media_image1.png Greyscale Regarding claim 10, Seong discloses a semiconductor device comprising: a substrate (Fig. 6A, 110) including a cell region (Fig. 1, CR) and a connection region around the cell region (See attached figure); a plurality of cell device isolation layers (Fig. 6A, 116) in the cell region of the substrate, the plurality of cell device isolation layers defining a plurality of active regions (118) in the cell region of the substrate; a cell word line (Fig. 1, WL; Fig. 6B, 120) extending across the plurality of active regions (Shown in Fig. 1) in a first horizontal direction (X direction) on the cell region of the substrate; a cell bit line (Fig. 1, BL; Figs. 6A-B, 140) including a cell conductive semiconductor pattern (conductive semiconductor pattern 132 in cell region), the cell conductive semiconductor pattern extending on the cell region of the substrate in a second horizontal direction (Para. 45 "A plurality of bit line structures 140 including a plurality of bit lines 147 and a plurality of insulation capping lines 148 may each extend lengthwise in the second horizontal direction (Y direction).... each of the plurality of bit line structures 140 may further include a conductive semiconductor pattern 132"; para. ""; the bit lines extend in a second horizontal direction and the cell conductive semiconductor patterns are part of the bit lines), the second horizontal direction intersecting the first horizontal direction (X direction intersects the Y direction); and a connection bit line (Fig. 1, BL in the connection region; Figs. 6A-B, comprises 146, 145 and 132 in the connection region) including a connection conductive semiconductor pattern (conductive semiconductor pattern 132 in connection region), the connection conductive semiconductor pattern extending in the second horizontal direction on the connection region of the substrate (Para. 43 "The first metal conductive layer, the second metal conductive layer, and the insulation capping layer are etched, thereby forming a plurality of bit lines 147 each including a first metal conductive pattern 145 and a second metal conductive pattern 146"; para. 45 "a plurality of bit lines 147... may each extend lengthwise in the second horizontal direction (Y direction)"; the bit lines extend in a second horizontal direction and the cell metallic conductive patterns are part of the bit lines), wherein the connection conductive semiconductor pattern includes portion having a lower height in a vertical direction than a height of the cell conductive semiconductor pattern in the vertical direction (bottom portion of connection conductive semiconductor pattern is a portion having a lower height than the cell conductive semiconductor pattern 132). Regarding claim 11, Seong discloses wherein a top surface of the connection conductive semiconductor pattern is located at a vertical level that is equal to or lower than a top surface of the cell conductive semiconductor pattern (Shown in Fig. 6A). Regarding claim 12, Seong discloses wherein a bottom surface of the connection conductive semiconductor pattern is located at a vertical level that is equal to or higher than a bottom surface of the cell conductive semiconductor pattern (Shown in Fig. 6A). Regarding claim 13, Seong discloses wherein the cell bit line includes a cell metallic conductive pattern (first metal conductive pattern 145 in the cell region), the connection bit line includes a connection metallic conductive pattern (first metal conductive pattern 145 in the connection region), and a bottom surface of the connection metallic conductive pattern is located at a vertical level that is equal to or lower than a bottom surface of the cell metallic conductive pattern (Shown in Fig. 6A). PNG media_image5.png 277 472 media_image5.png Greyscale Regarding claim 15, Seong discloses wherein a height of the connection bit line in the vertical direction is less than a height of the cell bit line in the vertical direction (See attached figure). Regarding claim 16, Seong discloses further comprising: a connection region isolation layer (Fig. 6A, 116 in connection region) in the connection region of the substrate, wherein a top surface of the connection region isolation layer is located at a higher vertical level than the substrate in the cell region (Shown in Fig. 6A). PNG media_image1.png 583 729 media_image1.png Greyscale Regarding claim 18, Seong discloses a semiconductor device comprising: a substrate (Fig. 6A, 110) including a cell region (Fig. 1, CR) and a connection region around the cell region (See attached figure); a cell device isolation layer (Fig. 6A, 116) in the cell region of the substrate, the cell device isolation layer defining an active region (118) in the cell region of the substrate; a cell word line (Fig. 1, WL; Fig. 6B, 120) extending across the active region (Shown in Fig. 1) in a first horizontal direction (X direction) on the cell region of the substrate; a cell bit line (Fig. 1, BL; Figs. 6A-B, 140) extending on the cell region of the substrate in a second horizontal direction (Y direction), the second horizontal direction intersecting the first horizontal direction (X direction intersects the Y direction); and a connection bit line (Fig. 1, BL in the connection region; Figs. 6A-B, comprises 146, 145 and 132 in the connection region) extending in the second horizontal direction on the connection region of the substrate (Shown in Fig. 1), wherein the cell bit line includes a cell conductive semiconductor pattern (conductive semiconductor pattern 132 in cell region) and a cell metallic conductive pattern (first metal conductive pattern 145 in the cell region) on the cell conductive semiconductor pattern (Fig. 6A shows 145 on 132 in the cell region), the connection bit line includes a connection conductive semiconductor pattern (conductive semiconductor pattern 132 in connection region) and a connection metallic conductive pattern (first metal conductive pattern 145 in the connection region) on the connection conductive semiconductor pattern (Fig. 6A shows 145 on 132 in the connection region), the cell conductive semiconductor pattern and the connection conductive semiconductor pattern each include polysilicon (Para. 45 "The conductive semiconductor pattern 132 may include doped polysilicon"), a top surface of the connection conductive semiconductor pattern is located at a vertical level that is equal to or lower than a top surface of the cell conductive semiconductor pattern (Shown in fig. 6A), and a vertical level difference between a top surface of the connection metallic conductive pattern and a top surface of the cell metallic conductive pattern is equal to or less than a vertical level difference between a bottom surface of the connection metallic conductive pattern and a bottom surface of the cell metallic conductive pattern (Shown in fig. 6A; the vertical level difference between a top surface of 145 in the connection region and 145 in the cell region is 0, the vertical level difference between a bottom surface of 145 in the connection region and 145 in the cell region is 0, therefore the level differences are equal). Regarding claim 19, Seong discloses wherein a bottom surface of the connection conductive semiconductor pattern is located at a vertical level that is equal to or higher than a bottom surface of the cell conductive semiconductor pattern (Fig. 6A shows bottom surface of connection conductive semiconductor pattern 132 being coplanar with bottom surface of cell conductive semiconductor pattern 132). PNG media_image5.png 277 472 media_image5.png Greyscale Regarding claim 20, Seong discloses wherein a height of the connection bit line in a vertical direction is less than a height of the cell bit line in the vertical direction (See attached figure). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SAMUEL J SMITH whose telephone number is (703)756-5706. The examiner can normally be reached M-F 8-5 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Marlon Fletcher can be reached at (571) 272-2063. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /S.J.S./Examiner, Art Unit 2817 /MARLON T FLETCHER/Supervisory Primary Examiner, Art Unit 2817
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Prosecution Timeline

Aug 29, 2023
Application Filed
Apr 08, 2026
Non-Final Rejection mailed — §102
May 07, 2026
Interview Requested
May 13, 2026
Applicant Interview (Telephonic)
May 13, 2026
Examiner Interview Summary

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
85%
Grant Probability
85%
With Interview (+0.0%)
3y 5m (~8m remaining)
Median Time to Grant
Low
PTA Risk
Based on 39 resolved cases by this examiner. Grant probability derived from career allowance rate.

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