Prosecution Insights
Last updated: April 19, 2026
Application No. 18/457,883

STAIRLESS THREE-DIMENSIONAL MEMORY DEVICE WITH LAYER CONTACT VIA STRUCTURES LOCATED ABOVE SUPPORT PILLAR STRUCTURES AND METHODS OF FORMING THE SAME

Non-Final OA §102
Filed
Aug 29, 2023
Examiner
SCHOENHOLTZ, JOSEPH
Art Unit
2893
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Western Digital Technologies Inc.
OA Round
1 (Non-Final)
91%
Grant Probability
Favorable
1-2
OA Rounds
2y 0m
To Grant
86%
With Interview

Examiner Intelligence

Grants 91% — above average
91%
Career Allow Rate
1179 granted / 1293 resolved
+23.2% vs TC avg
Minimal -5% lift
Without
With
+-5.0%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 0m
Avg Prosecution
20 currently pending
Career history
1313
Total Applications
across all art units

Statute-Specific Performance

§101
2.4%
-37.6% vs TC avg
§103
48.9%
+8.9% vs TC avg
§102
14.7%
-25.3% vs TC avg
§112
21.0%
-19.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1293 resolved cases

Office Action

§102
DETAILED ACTION This Office Action is in response to Applicant’s application 18/457,883 filed on August 29, 2023 in which claims 1 to 20 are pending. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Drawings The drawings submitted on August 29, 2023 have been reviewed and accepted by the Examiner. Information Disclosure Statement The Information Disclosure Statements (IDS), filed on August 29, 2023 and October 8, 2024 are in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosed therein has been considered by the Examiner. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. PNG media_image1.png 499 627 media_image1.png Greyscale Claim 1 is rejected under 35 U.S.C. 102(a)(1) as being anticipated by U.S. 2019/0096808 (Tsutsumi). Regarding claim 1 Tsutsumi discloses at annotated Figure 5B, 5F and 10 a three-dimensional memory device, comprising: an alternating stack of insulating layers, 32 [0053], and electrically conductive layers, 46 [0109]; PNG media_image2.png 561 643 media_image2.png Greyscale a memory opening, as annotated and shown in Figure 5B as 49 [0094] vertically extending through the alternating stack, as shown; a memory opening fill structure, 55 [0093] / 602 [0087], located in memory opening, as shown, and comprising a vertical stack of memory elements, as annotated in Figure 5F, located at levels of the electrically conductive layers, where 42 is replaced by conductive layer 46, and a PNG media_image3.png 631 667 media_image3.png Greyscale vertical semiconductor channel, 602 [0087]; a layer contact via structure, as annotated, contacting a first electrically conductive layer, as annotated and shown, within a first subset of the electrically conductive layers, as annotated, and vertically extending through a second subset of the electrically conductive layers, as shown and annotated, that overlies the first subset, as shown; and a first-type support pillar structure, 20 [0094], located under a bottom surface of the layer contact via structure, as shown. Allowable Subject Matter Claims 2-15 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: Regarding claim 2 the prior art does not disclose the device of claim 1, wherein: the first-type support pillar structure contacts a center portion of the bottom surface of the layer contact via structure; and a bottom surface of the layer contact via structure contacts an annular horizontal surface segment of the first electrically conductive layer. Regarding claim 3 the prior art does not disclose the device of claim 1, further comprising second-type support pillar structures laterally surrounding the layer contact via structure and having a greater vertical extent than the first-type support pillar structure. Claims 4-10 depend directly or indirectly on claim 3 and are allowable on that basis. Regarding claim 11 the prior art does not disclose the device of claim 1, wherein: the first-type support pillar structure comprises a top surface containing a divot therein; and the divot is filled with an insulating divot fill material portion that contacts a center potion of a bottom surface of the layer contact via structure. Regarding claim 12 the prior art does not disclose the device of claim 1, wherein the first-type support pillar structure consists essentially of an insulating material, and comprises a first-type dielectric pillar structure. Regarding claim 13 the prior art does not disclose the device of claim 1, wherein: the memory opening fill structure further comprises a first blocking dielectric layer and a first dielectric core laterally surrounded by the vertical semiconductor channel; and the first-type support pillar structure comprises a second blocking dielectric layer having a same material composition as the first blocking dielectric layer and second dielectric core laterally surrounded by and contacting the second blocking dielectric layer. Regarding claim 14 the prior art does not disclose the device of claim 1, wherein: the first-type support pillar structure comprises a dummy semiconductor channel, a second dielectric core laterally surrounded by and contacting the dummy semiconductor channel, a dummy drain region, and a dummy memory film comprising a dummy blocking dielectric layer, a dummy memory material layer, and a dummy tunneling dielectric layer. Regarding claim 15 the prior art does not disclose the device of claim 1, wherein: the bottom surface of the layer contact via structure comprises a center portion and a peripheral portion located below the center portion; the first-type support pillar structure contacts the center portion of the bottom surface of the layer contact via structure; a top surface of the first-type support pillar structure is located above the peripheral portion of the bottom surface of the layer contact via structure; and a tubular insulating spacer surrounds a top portion of the first-type support pillar structure. Claims 16-20 are allowed. The following is an examiner’s statement of reasons for allowance: Regarding claim 16 the prior art fails to disclose a method of forming a memory device, comprising: forming an alternating stack of insulating layers and sacrificial material layers over a substrate; forming support pillar structures through the alternating stack, wherein the support pillar structures comprise a first-type support pillar structure and second-type support pillar structures that laterally surround the first-type support pillar structure; forming a memory opening through the alternating stack; forming a memory opening fill structure in the memory opening, wherein the memory opening fill structure comprises a vertical stack of memory elements located at levels of the sacrificial material layers and a vertical semiconductor channel; forming a contact via cavity by vertically recessing the first-type support pillar structure and a neighboring portion of the alternating stack, wherein a remaining portion of the first-type support pillar structure is located below the contact via cavity; replacing the sacrificial material layers with electrically conductive layers; and forming a layer contact via in the contact via cavity on a first electrically conductive layer of the electrically conductive layers. Claims 17-20 depend directly or indirectly on claim 16 and are allowable on that basis. Any comments considered necessary by applicant must be submitted no later than the payment of the issue fee and, to avoid processing delays, should preferably accompany the issue fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for Allowance.” Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure is listed on the notice of references cited. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Joe Schoenholtz whose telephone number is (571)270-5475. The examiner can normally be reached M-Thur 7 AM to 7 PM PST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ms. Yara Green can be reached at (571) 272-3035. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /J.E. Schoenholtz/Primary Examiner, Art Unit 2893
Read full office action

Prosecution Timeline

Aug 29, 2023
Application Filed
Nov 16, 2025
Non-Final Rejection — §102 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
91%
Grant Probability
86%
With Interview (-5.0%)
2y 0m
Median Time to Grant
Low
PTA Risk
Based on 1293 resolved cases by this examiner. Grant probability derived from career allow rate.

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